European Securities and Markets Authority

A financial supervisory body, also called ESMA

58 requests
Whistleblowing reports received in 2025
Response by European Securities and Markets Authority to Lindsey Rogerson on .

Awaiting classification

Dear Sender, Thank you for your message and interest in ESMA. Your input is highly valued, and we have taken note of the points raised. ESMA endeavo...
Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
Brexit
Response by European Securities and Markets Authority to Abdul Hai on .

Long overdue

Dear Mr Hai, We acknowledge receipt of your request for information and will get back to you in due course. Kind regards Enrico
Summary Trade Reports.
Response by European Securities and Markets Authority to Bryan James on .

Awaiting classification

Dear Mr James, As already clarified, the information on transactions that market operator and investment firms operating a trading venues are required...
ESMA 's role as a gatekeeper
Response by European Securities and Markets Authority to Lucy McNulty on .

Awaiting classification

On behalf of the Document Access Coordinator   Dear Lucy McNulty, We are writing with reference to your request for access to documents submitte...
ESMA data capabilities
Response by European Securities and Markets Authority to Lucy McNulty on .

Awaiting classification

On behalf of the Document Access Coordinator   Dear Lucy McNulty, We are writing with reference to your request for access to documents submitte...
Esma crisis toolbox
Response by European Securities and Markets Authority to Lucy McNulty on .

Awaiting classification

On behalf of the Document Access Coordinator   Dear Lucy McNulty, We are writing with reference to your request for access to documents submitte...
Please pass this on to the person who reviews confirmatory applications. I am filing the following confirmatory application with regards to my acc...
Dear Colleague, Our team has dealt with your request registered under reference number [1]ITSD-240090. You will find below our response to your re...
Work with Palantir

Awaiting classification

Dear Mr Schindler,   We would like to refer to the request for access to documents you sent to ESMA in which you asked to get access to "[…] any inf...
All documentation (including but not limited to all email correspondence, attendance lists, agendas, background papers, and minutes/notes) relati...
Liste von NFC+-Entitäten gem. EMIR Art. 10
Internal review request sent to European Securities and Markets Authority by Adrian Obhof on .

Awaiting internal review

Sehr geehrter Herr Galiardi, vielen Dank für Ihre Rückmeldung. Bitte leiten Sie diesen Zweitantrag (confirmatory application) ggf. an die Person we...
Attendance allowance rates from 2002-2013
Response by European Securities and Markets Authority to Kate Carer on .

Awaiting classification

Dear Ms Carer, We acknowledge receipt of your email dated 30 January in which you made reference to a Request for Access to Documents pursuant to Regu...
DTCC meetings
Response by European Securities and Markets Authority to Fiona Maxwell on .

Awaiting classification

Dear Ms Maxwell, With respect to your request for Access to Documents pursuant to Regulation (EC) No 1049/2001, we would like to inform you that ESMA...
Dear Ms von Wendland,   In the matter of your request for access to documents, please note the following:   1)      Concerning points 1, 2 and...

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