Europäische Wertpapier- und Marktaufsichtsbehörde

Eine Finanzaufsichtsbehörde, auch genannt: ESMA

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SFTR pairing and matching rates
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Rebekah Tunstead on .

Partially successful

Dear Ms Tunstead,   We would like to refer you to the request you sent to ESMA to get access to information relating to pairing and matching rates....
Financial Stability
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Jan on .

Erfolgreich

Dear Sir,   We refer to our previous correspondence regarding your request under the right of access to documents in the EU treaties, as provided...
Cyber-security breaches and responses at Esma
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Carly Minsky on .

Erfolgreich

Dear Ms Minsky,   We would like to refer you to the email below you sent to ESMA in which you requested certain information concerning Cyber-securit...
EU Recovery prospectus
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Peter on .

Erfolgreich

Dear Peter Teffer,   We are writing with reference to the request you submitted pursuant to Regulation (EC) No 1049/2001 on 9 February 2024 and by w...
Jakub Michalik authorisation to join Euronext
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Peter on .

Erfolgreich

Dear Peter Teffer,    We are writing with reference to the request for access to documents below, which you submitted to ESMA on 27 June 2025 and...
Meetings between Senior Managers and industry representatives
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Tazu Walden on .

Partially successful

Dear Tazu Walden, We are writing with reference to your request for access to documents submitted to ESMA on 27 June 2024 pursuant to Regulation (EC)...
Documents relating to meetings between ESMA and industry members regarding sustainable finance
Follow up sent to Europäische Wertpapier- und Marktaufsichtsbehörde by Tazu Walden on .

Erfolgreich

Thank you very much! Yours sincerely, Tazu Walden
Suspicious Transaction and Order Reports
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Jeremy Chan on .

Erfolgreich

Dear Jeremy Chan, We would like to refer to the request you submitted to ESMA 14 February 2024 in which you asked to get access to certain documents a...
Reverse solicitation and chaperoning
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Justin Cash on .

Partially successful

On behalf of the Document Access Coordinator   Dear Justin Cash,   We are writing to you with reference to your request for information and do...
Article 38 (1) SSR agreements
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Bryan James on .

Erfolgreich

Dear Sir, Thank you for reaching out to ESMA. Firstly, we would like to inform you that your request dated 9 January 2023, given its formulation, con...
Memos, guidance and guidelines on record creation
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Alexander Fanta on .

Partially successful

Dear Mr Fanta,   We would like to refer to the request for access to documents you submitted to ESMA on 25 April 2022 pursuant to Regulation (EC)...
Equivalence Decisions
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Pedro Carvalho on .

Erfolgreich

Dear Mr Carvalho, We acknowledge receipt of your message and will get back to you in due course. With kind regards Enrico Gagliardi
Equivalence Decisions - Withdrawal
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Pedro Carvalho on .

Erfolgreich

Dear Mr Carvalho,   Many thanks for your response and engagement in this process for a fair solution. We would be pleased to have a call with you in...
Preparatory Documents & Documents Relating to 2021 EU-US Joint Financial Regulatory Forum
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Nicholas Lee on .

Partially successful

Dear Mr Lee,   We are writing with reference to your request of 11 November 2021 by which you asked ESMA to provide you with “[…] documents which...
Enregistrements nuls dans les fichiers, https://www.esma.europa.eu/data-systematic-internaliser-calculations , spécifications
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Jean Marie Falisse on .

Erfolgreich

Dar Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
Pairing and matching rates EMIR
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Samuel Wilkes on .

Reported for administrator attention

Dear Mr Wilkes,   I would like to refer you to the request for Access to Documents you submitted to ESMA on 22 March 2019 pursuant to Regulation (...
SFTR Validation Rules Excel document
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Steve Martin on .

Partially successful

Dear Mr Martin,   We would like to refer you to the request for access to documents you filed pursuant to Regulation (EC) No 1049/2001 in which yo...
EMIR Pairing and Matching Rates for 2019/20
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Nicholas Volpe on .

Partially successful

  On behalf of the Access to Documents Coordinator:     Dear Mr Volpe,   We would like to refer you to the request for access to document t...
Travel expenses of ESMA Executive Director
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Helen Darbishire on .

Erfolgreich

Dear Ms Darbishire,   We would like to refer you to the request for access to documents you submitted to ESMA on 5 July 2019 pursuant to Regulatio...
Contacts on MiFID, 2015-2017
Anfrage an Europäische Wertpapier- und Marktaufsichtsbehörde durch Georgios Vassalos. Kommentiert durch Georgios Vassalos am .

Partially successful

-------- Forwarded Message -------- Subject: RE: New 1049 request Date: Fri, 14 Dec 2018 10:41:44 +0000 From: Verena Ross <Verena.Ross@esma.europ...
Contacts on MiFID II (January 2014-
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Georgios Vassalos on .

Partially successful

Dear Mr Vassalos,   We would like to refer you to the email you sent to ESMA on 25 May 2018 in which you made reference to your request for Access...
SFTR Excel document
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Steve Martin on .

Erfolgreich

Dear Mr Martin,   We would like to refer you to the request for Access to Documents you filed pursuant to Regulation (EC) No 1049/2001 on 7 February...
Travel expenses of ESMA Executive Director
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Luisa Izuzquiza on .

Erfolgreich

Dear Ms Izuzquiza,   We would like to refer you to your request for access to documents you filed on 16 January 2018 pursuant to Regulation (EC) No...
Rental contract
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Peter on .

Erfolgreich

Dear Mr Teffer, With respect to your additional query, please find attached the excerpts of the document containing the specific information you reque...
Umsetzung der Richtline 2013/50/EU ( L 294/13)
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Ramona Glaubitz on .

Erfolgreich

Sehr geehrte Frau Glaubitz In Bezug auf Ihre untenstehende Frage, möchte ich Sie auf die öffentlich zugängliche EUR-Lex Webseite verweisen, die “von d...

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