Europäische Wertpapier- und Marktaufsichtsbehörde

Eine Finanzaufsichtsbehörde, auch genannt: ESMA

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SFTR pairing and matching rates
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Rebekah Tunstead on .

Partially successful

Dear Ms Tunstead,   We would like to refer you to the request you sent to ESMA to get access to information relating to pairing and matching rates....
Financial Stability
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Jan on .

Erfolgreich

Dear Sir,   We refer to our previous correspondence regarding your request under the right of access to documents in the EU treaties, as provided...
Meeting between Fabrice Comptour, Cabinet member of Thierry Breton and AeroSpace and Defence Industries Association of Europe (ASD)
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Clement Le Foll on .

Lange überfällig

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
Cyber-security breaches and responses at Esma
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Carly Minsky on .

Erfolgreich

Dear Ms Minsky,   We would like to refer you to the email below you sent to ESMA in which you requested certain information concerning Cyber-securit...
Brexit
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Abdul Hai on .

Lange überfällig

Dear Mr Hai, We acknowledge receipt of your request for information and will get back to you in due course. Kind regards Enrico
EU Recovery prospectus
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Peter on .

Erfolgreich

Dear Peter Teffer,   We are writing with reference to the request you submitted pursuant to Regulation (EC) No 1049/2001 on 9 February 2024 and by w...
Jakub Michalik authorisation to join Euronext
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Peter on .

Erfolgreich

Dear Peter Teffer,    We are writing with reference to the request for access to documents below, which you submitted to ESMA on 27 June 2025 and...
Meetings between Senior Managers and industry representatives
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Tazu Walden on .

Partially successful

Dear Tazu Walden, We are writing with reference to your request for access to documents submitted to ESMA on 27 June 2024 pursuant to Regulation (EC)...
Documents relating to meetings between ESMA and industry members regarding sustainable finance
Follow up sent to Europäische Wertpapier- und Marktaufsichtsbehörde by Tazu Walden on .

Erfolgreich

Thank you very much! Yours sincerely, Tazu Walden
Summary Trade Reports.
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Bryan James on .

Wartet auf Klassifizierung

Dear Mr James, As already clarified, the information on transactions that market operator and investment firms operating a trading venues are required...
Suspicious Transaction and Order Reports
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Jeremy Chan on .

Erfolgreich

Dear Jeremy Chan, We would like to refer to the request you submitted to ESMA 14 February 2024 in which you asked to get access to certain documents a...
Documents related to U.S. Treasury / IRS Notice 2023-11
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Nicholas Lee on .

Information not held

Dear Mr Lee,   We would like to refer you to the request for access to documents you submitted to ESMA on 2 February 2024 pursuant to Regulation (EC...
Reverse solicitation and chaperoning
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Justin Cash on .

Partially successful

On behalf of the Document Access Coordinator   Dear Justin Cash,   We are writing to you with reference to your request for information and do...
Article 38 (1) SSR agreements
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Bryan James on .

Erfolgreich

Dear Sir, Thank you for reaching out to ESMA. Firstly, we would like to inform you that your request dated 9 January 2023, given its formulation, con...
Failed Trades / Failure to deliver equities
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Bryan James on .

Information not held

Dear Sir,   Thank you for your message.   Pursuant to Article 7(1) of Regulation (EU) 909/2014 on central securities depositories (CSDR) as su...
Market Abuse Reports
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Bryan James on .

Information not held

Dear Bryan James, We are writing with reference to the outstanding point of the request you sent to ESMA on 12 October 2022, as further clarified by y...
Request for a report by ESME on: Financial Instruments. Impact of definitions on the Perimeters of FSAP Directives (2008).
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Jacek Dybinski on .

Weitergeleitet.

Dear Mr Dybinski,   We would like to refer to the request for access to documents you submitted to ESMA on 28 August 2022 pursuant to Regulation (EC...
Memos, guidance and guidelines on record creation
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Alexander Fanta on .

Partially successful

Dear Mr Fanta,   We would like to refer to the request for access to documents you submitted to ESMA on 25 April 2022 pursuant to Regulation (EC)...
Equivalence Decisions
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Pedro Carvalho on .

Erfolgreich

Dear Mr Carvalho, We acknowledge receipt of your message and will get back to you in due course. With kind regards Enrico Gagliardi
Equivalence Decisions - Withdrawal
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Pedro Carvalho on .

Erfolgreich

Dear Mr Carvalho,   Many thanks for your response and engagement in this process for a fair solution. We would be pleased to have a call with you in...
Documents pertaining to PETI Petition 0323/2021
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Nicholas Lee on .

Refused

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
Documents Pertaining to PETI Petition 1470/2020
Anfrage an Europäische Wertpapier- und Marktaufsichtsbehörde durch Nicholas Lee. Kommentiert durch Nicholas Lee am .

Information not held

Response here: https://www.asktheeu.org/en/request/list_of_all_documents_pertaining_2#incoming-34425
Documents Pertaining to PETI Petition 0394/2021
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Nicholas Lee on .

Information not held

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
Documents Pertaining to PETI Petition 1088/2016
Anfrage an Europäische Wertpapier- und Marktaufsichtsbehörde durch Nicholas Lee. Kommentiert durch Nicholas Lee am .

Information not held

Response here: https://www.asktheeu.org/en/request/list_of_all_documents_pertaining_2#incoming-34425
Preparatory Documents & Documents Relating to 2021 EU-US Joint Financial Regulatory Forum
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Nicholas Lee on .

Partially successful

Dear Mr Lee,   We are writing with reference to your request of 11 November 2021 by which you asked ESMA to provide you with “[…] documents which...

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