Europäische Wertpapier- und Marktaufsichtsbehörde

Eine Finanzaufsichtsbehörde, auch genannt: ESMA

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Preparatory Documents & Documents Relating to 2019 US-EU Joint Financial Regulatory Forum
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Nicholas Lee on .

Information not held

Dear Mr Lee,   We are writing with reference to your request of 11 November 2021 by which you asked ESMA to provide you with “[…] documents which...
List of all documents pertaining to FATCA
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Nicholas Lee on .

Refused

Dear Mr Lee, We are writing with reference to your confirmatory applications dated 10 November 2021, and related email dated 30 November 2021, by wh...
ESMA 's role as a gatekeeper
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Lucy McNulty on .

Wartet auf Klassifizierung

On behalf of the Document Access Coordinator   Dear Lucy McNulty, We are writing with reference to your request for access to documents submitte...
ESMA data capabilities
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Lucy McNulty on .

Wartet auf Klassifizierung

On behalf of the Document Access Coordinator   Dear Lucy McNulty, We are writing with reference to your request for access to documents submitte...
Esma crisis toolbox
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Lucy McNulty on .

Wartet auf Klassifizierung

On behalf of the Document Access Coordinator   Dear Lucy McNulty, We are writing with reference to your request for access to documents submitte...
Enregistrements nuls dans les fichiers, https://www.esma.europa.eu/data-systematic-internaliser-calculations , spécifications
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Jean Marie Falisse on .

Erfolgreich

Dar Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
Procédure menant à la dénomination de certains fichiers publiés par l'ESMA
Internal review request sent to Europäische Wertpapier- und Marktaufsichtsbehörde by Jean Marie Falisse on .

Awaiting internal review

Please pass this on to the person who reviews confirmatory applications. I am filing the following confirmatory application with regards to my acc...
Périodes couvertes par les fichiers publiés sur la page https://www.esma.europa.eu/data-systematic-internaliser-calculations
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Jean Marie Falisse on .

Lange überfällig

Dear Colleague, Our team has dealt with your request registered under reference number [1]ITSD-240090. You will find below our response to your re...
Pairing and matching rates EMIR
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Samuel Wilkes on .

Reported for administrator attention

Dear Mr Wilkes,   I would like to refer you to the request for Access to Documents you submitted to ESMA on 22 March 2019 pursuant to Regulation (...
SFTR Validation Rules Excel document
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Steve Martin on .

Partially successful

Dear Mr Martin,   We would like to refer you to the request for access to documents you filed pursuant to Regulation (EC) No 1049/2001 in which yo...
Work with Palantir
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Mathias Schindler on .

Wartet auf Klassifizierung

Dear Mr Schindler,   We would like to refer to the request for access to documents you sent to ESMA in which you asked to get access to "[…] any inf...
Meetings between ESMA and stakeholders concerning sustainable finance
Anfrage gestellt an Europäische Wertpapier- und Marktaufsichtsbehörde durch Rebecca Vaughan am .

Lange überfällig

All documentation (including but not limited to all email correspondence, attendance lists, agendas, background papers, and minutes/notes) relati...
EMIR Pairing and Matching Rates for 2019/20
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Nicholas Volpe on .

Partially successful

  On behalf of the Access to Documents Coordinator:     Dear Mr Volpe,   We would like to refer you to the request for access to document t...
Liste von NFC+-Entitäten gem. EMIR Art. 10
Internal review request sent to Europäische Wertpapier- und Marktaufsichtsbehörde by Adrian Obhof on .

Awaiting internal review

Sehr geehrter Herr Galiardi, vielen Dank für Ihre Rückmeldung. Bitte leiten Sie diesen Zweitantrag (confirmatory application) ggf. an die Person we...
Travel expenses of ESMA Executive Director
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Helen Darbishire on .

Erfolgreich

Dear Ms Darbishire,   We would like to refer you to the request for access to documents you submitted to ESMA on 5 July 2019 pursuant to Regulatio...
Contacts on MiFID, 2015-2017
Anfrage an Europäische Wertpapier- und Marktaufsichtsbehörde durch Georgios Vassalos. Kommentiert durch Georgios Vassalos am .

Partially successful

-------- Forwarded Message -------- Subject: RE: New 1049 request Date: Fri, 14 Dec 2018 10:41:44 +0000 From: Verena Ross <Verena.Ross@esma.europ...
Contacts on MiFID II (January 2014-
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Georgios Vassalos on .

Partially successful

Dear Mr Vassalos,   We would like to refer you to the email you sent to ESMA on 25 May 2018 in which you made reference to your request for Access...
SFTR Excel document
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Steve Martin on .

Erfolgreich

Dear Mr Martin,   We would like to refer you to the request for Access to Documents you filed pursuant to Regulation (EC) No 1049/2001 on 7 February...
Travel expenses of ESMA Executive Director
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Luisa Izuzquiza on .

Erfolgreich

Dear Ms Izuzquiza,   We would like to refer you to your request for access to documents you filed on 16 January 2018 pursuant to Regulation (EC) No...
Attendance allowance rates from 2002-2013
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Kate Carer on .

Wartet auf Klassifizierung

Dear Ms Carer, We acknowledge receipt of your email dated 30 January in which you made reference to a Request for Access to Documents pursuant to Regu...
Request of Prospectus directive competent authority and registers
Follow up sent to Europäische Wertpapier- und Marktaufsichtsbehörde by kraig higgs on .

Information not held

Thank you for the information. Yours sincerely, kraig higgs
Rental contract
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Peter on .

Erfolgreich

Dear Mr Teffer, With respect to your additional query, please find attached the excerpts of the document containing the specific information you reque...
Umsetzung der Richtline 2013/50/EU ( L 294/13)
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Ramona Glaubitz on .

Erfolgreich

Sehr geehrte Frau Glaubitz In Bezug auf Ihre untenstehende Frage, möchte ich Sie auf die öffentlich zugängliche EUR-Lex Webseite verweisen, die “von d...
Raw data used for Mifid II consultation 19/12/2014
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Fiona Maxwell on .

Refused

Dear Ms Maxwell, As regards your request dated 12 March 2015 please note the following. Concerning your reference to the data used in the MiFID II...
Contacts with the hedge fund industry
Response by Europäische Wertpapier- und Marktaufsichtsbehörde to Olivier Hoedeman on .

Partially successful

Dear Mr Hoedeman, Following up to your below access to documents request under Regulation (EC) No 1049/2001 of the European Parliament and of the Coun...

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