Dies ist eine HTML Version eines Anhanges der Informationsfreiheitsanfrage 'Meetings between DG FISMA and lobbyists'.

Date
Internal participants
External participants
Subject
1
02/12/2014 Unit C/2; Unit C/3
EUROPEX - Association of European Energy Exchanges
Meeting with Europex - Physically settled contracts
2
09/12/2014 Unit C/2; Unit C/3
Instinctif Partners
Meeting with European Network of Credit Unions
Meeting on Global Benchmarks Legislation - meeting with Crop.energies accompanied by 
3
10/12/2014 Unit C/2; Unit C/3
EUTOP Brussels Sprl
EUTOP
4
28/01/2015 Unit B/3
German Council for Sustainable Development
Conference on Non-Financial Reporting
EU law and investment treaty law: convergence, conflict or conversation? -Inaugural 
5
28/01/2015 Unit B/1
European Federation for Investment Law and Arbitration
Conference in London
6
28/01/2015 Unit C/1; Unit C/3
Abu Dhabi Investment Authority
Investments in the Eurozone
7
09/12/2014 Unit C/2; Unit C/3
Newgate
Meeting with the SCM group
Meeting with XXXXXXX, European Compliance & Regulatory Affairs at the Information 
8
02/12/2014 Unit C/2; Unit C/3
Afore Consulting
Technology Group (ITG)
progress on the SME front, a number of theCommission’s current initiatives (R&R for 
9
03/12/2014 GUERSENT Olivier; Unit 01
Freshfields Bruckhaus Deringer LLP; London Stock Exchange Group
CCPs, Benchmarks) and the widerfinancial services agenda including vis-a-vis the US
10
10/12/2014 GUERSENT Olivier; Unit C/1; Unit C/2; Unit C/3
European Money Markets Institute
regulation on indices used as benchmarks in financial instruments
11
12/12/2014 GUERSENT Olivier; MERLIN Martin; Assistant 1
Confederation of Finnish Industries EK
financial market issues such as the development of the capital market
GUERSENT Olivier; MERLIN Martin; Assistant 1; 
12
16/12/2014 Unit 01; Unit C/1
International Capital Market Association
CMU
13
26/01/2015 GUERSENT Olivier
British Bankers' Association
Forum BBA s/CMU
14
18/12/2014 GUERSENT Olivier; Assistant 1; Unit 01; Unit C/1
European Mortgage Federation - European Covered Bond Council
issues of mutual interest to the European Commissionand the EMF-ECBC
15
12/12/2014 GUERSENT Olivier
LVMH Publica
Breakfast meeting
16
18/12/2014 Unit B/3; Unit D/2
Carbon Disclosure Project Europe
Non financial reporting procedure
Meeting with the WKÖ (Wirtschaftskammer Österreich) accompanied by the Austrian 
17
11/12/2014 Unit C/2; Unit C/3
Wirtschaftskammer Österreich
Federal Economic Chamber
18
28/01/2015 Unit D/2
Institute of Chartered Accountants in England and Wales
ICAEW IFRS Empirical Research Review Seminar
19
12/12/2014 Unit B/3
Global Witness; Publish What You Pay - OSF
Meeting with Publish What You Pay, Global Witness - CBCR
20
15/01/2015 GUERSENT Olivier
General Electric Company
Meeting with XXXX
21
16/01/2015 GUERSENT Olivier
AMUNDI
Rdv avec xxxx  + XXXXX
22
16/01/2015 GUERSENT Olivier
Athenora Consulting
Lunch with xxx
23
21/01/2015 GUERSENT Olivier
Swiss Re Ltd.
Representatives of the Insurance Europe, the CFO and CRO Forum, Swiss-re
GUERSENT Olivier; MERLIN Martin; Assistant 1; 
24
21/01/2015 Unit 01; Unit C/2
Federation of European Securities Exchanges
Rdv avec XXX
''Towards common supervision in the Eurozone: What is the impact andpossible 
25
30/01/2015 GUERSENT Olivier
The Royal Institute of International Affairs
cooperation with ‘the outs’?” at Chatham House 
26
16/12/2014 Unit C/3; Unit C/4
European Fund and Asset Management Association
Meeting with XXXX, XXXX, XXXXet XXX on UCITS V
Swiss Finance Council - conf : "The EU and its partners: defending open markets in 
27
24/02/2015 GUERSENT Olivier
Swiss Finance Council
challenging times"
28
17/12/2014 Unit D/4
Verband der Privaten Krankenversicherung e.V.
Solvency II
29
22/01/2015 Unit B/3
European Confederation of Institutes of Internal Auditing; FERMA
1st meeting with ECIIA & FERMA - Guidelines: NFR and role of audit & risk committees
30
26/03/2015 GUERSENT Olivier
Forum Europe
Financial Services conference - panel : Capital Markets Union - What does it mean ?
31
28/01/2015 Unit C/2; Unit C/3
Banco Santander, S.A.
Bilateral Meeting with Banco Santander on MIFID2 Level II
32
14/01/2015 Unit C/2; Unit C/3
Australian Financial Markets Association
Follow up on EU Work on Financial Benchmark Regulation
33
16/01/2015 Unit C/2; Unit C/3
Association for Financial Markets in Europe
AFME request a meeting on Investment Research/Inducement Key Issues
34
24/02/2015 Unit C/2
Financial Future
Financial Future Workshop - invitation to speak
35
20/01/2015 Unit C/2
European Parliamentary Financial Services Forum
Invitation to speak during the EPFSF lunch event
36
03/02/2015 Unit C/2
Wilfried Martens Centre
Food for Thought series: Financial Market Regulation
37
04/02/2015 Unit C/2
Finanssialan Keskusliitto - Federation of Finnish Financial Services
MIFID briefing with the Nordic Securities Association
38
09/12/2014 Unit E/4
BNP PARIBAS
Meeting with BNP Paribas
39
10/12/2014 Unit E/4
Aviva Plc
Call Aviva - insurance R&R
40
07/01/2015 Unit B/3
Aviva Plc
Meeting with AVIVA - Non-financial reporting
41
22/01/2015 Unit C/2; Unit C/3
International Swaps and Derivatives Association
Meeting with XXX
42
22/01/2015 GUERSENT Olivier
Federation of Small Businesses
FSB SRC Discussion group on IAIS methodology.
to discuss about the Banking Union, resolution and separation of activities in Europe in 
43
14/01/2015 Directorate CE; Unit B/2
KEPLER CAPITAL MARKETS SA
comparison with the US. 
44
22/01/2015 Unit C/2; Unit C/3
Markit
Meeting with Markit on MiFID II
45
05/02/2015 Unit C/2; Unit C/3
The Alternative Investment Management Association Limited
Meeting with AIMA
46
02/02/2015 Unit C/2; Unit C/3
UBS Group AG
Meeting with UBS AG
47
16/01/2015 Unit B/1; Unit C/1
Gibson, Dunn & Crutcher LLP
Iceland's capital controls
48
19/01/2015 Unit B/1; Unit C/1
BUSINESSEUROPE
Cross-border investments in EU single market
49
16/04/2015 Unit A/4
European Speechwriters' Network
European speechwriters' conference
50
29/01/2015 Unit C/2; Unit C/3
The Investment Association
Meeting with buy-side investors
GUERSENT Olivier; MERLIN Martin; Assistant 1; 
51
24/02/2015 Unit D/1
Allianz SE
RdV 
52
12/01/2015 MERLIN Martin; Unit C/3
BNP Paribas Personal Finance; European Fund and Asset Management AssociationMeeting with xxx, xxx and XXX on ELTIF, UCITS and MMF
53
15/01/2015 Unit B/3
Climate Disclosure Standards Board
Non-financial reporting
54
04/02/2015 Unit C/2; Unit C/3
SSE plc
Meeting with SSE's Wholesale business on Financial trading in energy markets
55
16/01/2015 Unit C/3; Unit C/4
AMF
Meeting with XXXon UCITS 5 level 2
56
19/01/2015 Unit C/3; Unit C/4
BNP PARIBAS
Meeting to discuss Impact Investing & EFSI with XXX

57
27/01/2015 Unit C/2; Unit C/3
Deutsche Börse AG
Meeting on MIFID II/MIFIR - Deutsche Börse Group
58
24/02/2015 Unit B/3
Shift
Conference on the Launch of the UN Guiding Principles Reporting Framework, London,
59
29/01/2015 Unit C/2; Unit C/3
Afore Consulting
Meeting with the Senior asset management delegation
60
10/02/2015 Unit C/2; Unit C/3
The Quoted Companies Alliance
Meeting with the Quoted Companies Alliance
61
20/01/2015 Unit B/3
Financial Reporting Council
Clear and Concise reporting event
62
22/01/2015 Unit D/4
Swiss Re Ltd.
international issues, long-term investment
63
28/01/2015 Unit 01
European Union Chamber of Commerce in China
to discuss prospects of the EU-China investment agreement.
64
26/02/2015 Unit B/3
Deutsche Börse AG
Non-financial reporting
65
24/02/2015 Unit D/4
Geneva Association
Geneva Association conference: what does good insurance regulation look like?
66
26/01/2015 GUERSENT Olivier
ESL & NETWORK EUROPEAN AFFAIRS SA
Lunch with ESL network
67
27/01/2015 GUERSENT Olivier
Orange
Rdv avecn Orange
68
29/01/2015 GUERSENT Olivier
Crédit Agricole S.A.
Meeting with Credit Agricole
69
12/02/2015 GUERSENT Olivier; MERLIN Martin; Unit C/1
BANCO BILBAO VIZCAYA ARGENTARIA
Meeting with BBVA
70
12/02/2015 GUERSENT Olivier
Finance Watch
Meeting with Finance Watch
6th Convention on Co-Operative Banks in Europe, European Association of Co-operative 
71
03/03/2015 GUERSENT Olivier
European Association of Co-operative Banks
Banks
72
27/01/2015 Unit E/4
Avisa Partners; IPK European Strategy Ltd
Some issues relate to level 2 implementation and others issues relating to EMIR
73
17/02/2015 Unit C/2; Unit C/3
Deutsches Aktieninstitut
Meeting with xxx and xxx
Meeting with EUROPEX - physicall settled contracts and financial instruments under MiFID 
74
23/01/2015 Unit C/2; Unit C/3
EUROPEX - Association of European Energy Exchanges
II
75
12/02/2015 Unit C/2; Unit C/3
FTI Consulting Belgium
Meeting with XXX
Sixth EFR Stakeholder Round Table - session 1: Boosting European Growth, long term 
76
05/03/2015 GUERSENT Olivier
European Financial Services Round Table
investment and infrastructure
77
21/01/2015 Unit D/3
European Payment Institutions Federation
Payment Services Directive 2
78
04/02/2015 NAVA Mario; Unit D/4
Bermuda Monetary Authority; Steptoe & Johnston LLP
Le processus d’équivalence des Bermudes au regard de Solvency II
79
19/01/2015 Unit C/2
International Securities Lending Association
SFTR
80
29/01/2015 Unit D/4
Allianz SE
Current regulatory issues
81
20/01/2015 NAVA Mario; Unit D/3
Deutscher Sparkassen-und Giroverband
Payment Services Directive (PSD 2)
Current regulatory topics affecting reinsurers (Solvency II, man-made and natural 
82
21/01/2015 Unit D/4
APREF
disasters, international developments)
83
26/01/2015 Unit C/2; Unit C/3
Sanford C. Bernstein Limited
Meeting with 
84
26/01/2015 Unit C/2; Unit C/3
AMC Strategy
Meeting with XXX
85
29/01/2015 Unit C/1; Unit C/2; Unit D/2
ABI; Italian Banking, Insurance and Finance Federation
Meeting with XXX
86
02/02/2015 Unit C/2; Unit C/3
Bureau Européen des Unions de Consommateurs
Meeting with BEUC
87
06/02/2015 Unit C/2; Unit C/3
Bundesverband Öffentlicher Banken Deutschlands
Meeting with German Association of Public Banks
88
24/02/2015 Unit C/1; Unit C/2; Unit C/3
BlackRock
Meeting with BlackRock
Candriam; CarlsonCapital; Citi Research; Fidelity; Petercam; Pioneer Investments; 
89
27/01/2015 Unit E/3
T Rowe Price; UBS Group AG; Zurich Insurance Company Ltd
Citi European Banks Regulatory Trip 2015 (Paris, Brussels, Frankfurt) - Tues 27th January
Comité du commerce des céréales, aliments du bétail, oléagineux, huile d'olive, 
90
30/01/2015 Unit C/2; Unit C/3
huiles et graisses et agrofournitures de l'U.E.
Meeting with COCERAL
BlackRock; Financial Conduct Authority (FCA); Kohlberg Kravis Roberts & Co. Ltd;  Meetings on ELTIF during mission in London interview asset managers, pension funds and 
91
23/01/2015 Unit C/3
National Association of Pension Funds; Standard Life plc; The M&G Group
national regulators to assess their preparations for the entry into force of ELTIF
92
28/01/2015 NAVA Mario
TheCityUK
TheCityUK IRSG Roundtable Seminar on the future of financial supervision in the EU 
93
28/01/2015 NAVA Mario
TheCityUK
TheCityUK IRSG Roundtable Seminar on the future of financial supervision in the EU 
94
23/01/2015 NAVA Mario; Unit D/1; Unit D/3; Unit E/4
Fédération bancaire française
To present the new Director
To present Ernst and Young Financial Services (FS) department (studies,European 
95
30/01/2015 NAVA Mario; Unit D/4
Ernst & Young Europe
surveys and offers)
96
21/01/2015 Unit B/3
Centre des Professions Financières on IFRS
Roundtable organised by the Centre des Professions Financières on IFRS
97
30/01/2015 NAVA Mario
European Banking Federation
Invitation to attend the EBF's 284th Executive Committee on 30 January 2015 - speak
98
27/01/2015 Unit C/2
Avisa Partners; IPK European Strategy Ltd
Meeting on MIFID markets issues
99
05/02/2015 Unit C/2; Unit C/3
Kreab Gavin Anderson
Meeting with Fidelity Worldwide Investment on MiFID II/MiFIR
100
23/02/2015 Unit D/1
Insurance Europe
Roundtable meeting with the Insurance Europe Management team
101
09/02/2015 Unit C/2; Unit C/3
Finance Watch
Meeting with Finance Watch
102
26/01/2015 Unit D/4
EUROFI
Securitisation
103
23/02/2015 Unit E/3
Assenagon Asset Management
Presentation on CoCos and bail-in 
104
27/01/2015 Unit D/1; Unit D/4
UNIÓN ESPAÑOLA DE ENTIDADES ASEGURADORAS Y REASEGURADORAS
Association of Spanish Insurers
To speak about the work of the IAIS and how this relates to the European insurance 
105
25/02/2015 Unit D/1
Afore Consulting
agenda
106
29/01/2015 Unit D/1
International Capital Market Association
Meeting with XXX from the International Capital Market Association
107
10/02/2015 Unit E/3
Nomura Research Institute
Discussion on macro-prudential issues
108
16/01/2015 Unit D/1; Unit D/4
Actuarial Association of Europe
Meeting with Actuarial Association of Europe. 
Conference The Future of EU Payments - What's next? Panel: Security and convenience 
109
04/02/2015 Unit D/3
QED
in a changing payments landscape
110
27/01/2015 Unit D/4
Allianz SE; Aviva Plc
Volatitlity Adjustment in Internal Models
111
22/01/2015 Unit C/2; Unit E/4
Afore Consulting
Prorities of the unit's teams
112
28/01/2015 Unit C/3; Unit C/4
Gesamtverband der Deutschen Versicherungswirtschaft e.V.
Meeting with German Insurance Association (GDV) on PRIIPS Level 2
113
05/02/2015 Unit B/1; Unit C/1
EPIA SolarPower Europe
Cross-border investment in the single market
114
25/02/2015 Unit C/2; Unit C/3
BANCO BILBAO VIZCAYA ARGENTARIA
Meeting with BBVA on EU Benchmark regulation

115
23/01/2015 Unit D/3
SOFORT GmbH
PSD 2
116
15/04/2015 GUERSENT Olivier
Swedish Bankers´ Association
Meeting with XXX and XXX
117
13/02/2015 GUERSENT Olivier
Airbus Group N.V.
Lunch with XXX, Airbus
118
13/02/2015 GUERSENT Olivier
Japan Center for International Finance
Meeting with XXX, Japan Center for International Finance
119
24/02/2015 GUERSENT Olivier
Deutsche Bank AG
Meeting with Deusche Bank
120
02/03/2015 GUERSENT Olivier
UNIÓN ESPAÑOLA DE ENTIDADES ASEGURADORAS Y REASEGURADORAS
Meeting with SPANISH ASSOCIATION OF INSURERS
121
03/02/2015 Unit C/2
SIX Securities Services Ltd
Intention to apply for ESMA recognition under CSDR
122
22/01/2015 Unit C/2; Unit E/4
European Association of Central Counterparty Clearing Houses
Meeting with European Association of Central Counterparty Clearing Houses ('EACH')
123
27/05/2015 Unit D/1
Insurance Europe
7th Insurance Europe International Conference
124
05/03/2015 Unit C/2; Unit C/3
Deutsches Aktieninstitut
Meeting with Deutsches Aktieninstitut XXX
125
30/01/2015 Cabinet Hill; Unit D/3
European Digital Media Association; PayPal Se Belgian Branch
PSD 2
126
14/04/2015 Unit B/3
econsense - Forum Nachhaltige Entwicklung der Deutschen Wirtschaft
Non-financial reporting
127
05/02/2015 Unit B/1; Unit C/1
Union européenne de l'Artisanat et des petites et moyennes entreprises, aisbl
Cross-border investment in the EU
128
11/02/2015 Unit C/2; Unit E/4
NASDAQ
Clearing Obligation under EMIR, Bond Guarantees and Commodities Market
129
27/02/2015 Unit D/4
Afore Consulting
EU Motor Insurance initiatives
Payment Systems, Payment Services Directive and IF Regulation, Instant Payments, 
130
09/02/2015 Unit D/1; Unit D/3
The Clearing House Payments Company, LLC
Mobile Payments, Capital Requirements
131
25/02/2015 Unit C/2; Unit E/4
Depository Trust & Clearing Corporation
Third country CCP state of play and upcoming CCP Recovery and Resolution proposal 
132
26/02/2015 Unit C/2; Unit C/3
AUTONOMOUS RESEARCH LLP
Meeting on MIFID II
133
27/01/2015 Unit D/1
Nykredit; Realkreditraadet (Association of Danish Mortgage Banks)
Covered Bonds Project
134
11/02/2015 Unit C/1; Unit D/1
European Banking Federation
EBF Liquidity Group communicating concerns on NSFR with some questions on LCR
135
12/02/2015 Unit C/1; Unit D/1
Credit Suisse Group AG
Meeting with Credit Suisse on the NFSR
136
05/02/2015 Unit B/1; Unit C/1
EPIA SolarPower Europe
Cross-border investment in the EU
137
11/02/2015 Unit D/3
CFA Institute
Investor / consumer protection for retail investors.
138
12/02/2015 Unit E/1
The Goldman Sachs Group, Inc.
Situation on EU financial markets
139
24/02/2015 Unit C/2; Unit C/3
HSBC Holdings PLC
Meeting with HSBC
140
25/02/2015 Unit C/2; Unit C/3
Afore Consulting
Meeting with Nomura
141
25/02/2015 Unit C/2; Unit C/3
BIPAR - European Federation of Insurance Intermediaries
Meeting with BIPAR
142
26/02/2015 BASSI Ugo; Unit D/4
INTERNATIONAL ETHICS STANDARDS BOARD FOR ACCOUNTANT
NOCLAR and other IESBA projects
various issues (Solvenc II equivalence, risk free rate and VA publication, EIOPA 
143
16/02/2015 Unit D/4
Fédération Française des Sociétés d'Assurances
governance, level playing field with IORPs...)
144
23/02/2015 Unit C/2; Unit C/3
FTI Consulting Belgium; Managed Funds Association
Meeting with Managed Funds Association
145
03/03/2015 Unit C/2; Unit C/3
Cicero Consulting Limited
Meeting with MarketAxess
146
02/03/2015 Unit C/2; Unit C/3
Société Générale
Meeting with Societe General
A delegation of senior bank members from the British Bankers Association, led by Anthony 
147
25/03/2015 MERLIN Martin; Unit C/1
British Bankers' Association
Browne, CEO, is requesting a meeting on CMU
148
24/02/2015 MERLIN Martin
HSBC Holdings PLC
Meeting with HSBC - MiFID2  -
149
24/02/2015 Unit C/2; Unit C/3
European Fund and Asset Management Association
Meeting with EFAMA on MiFID II and MiFIR delegated acts
150
25/02/2015 MERLIN Martin; Unit C/1
BANCO BILBAO VIZCAYA ARGENTARIA
Meeting with BBVA - Capital Markets Union
151
30/01/2015 Unit D/1; Unit D/4
Wirtschaftskammer Österreich
 - EU-Büro der Wirtschaftskammer Österreich xxx & xxx 
152
04/03/2015 GUERSENT Olivier
palacio y asociados
Meeting with xxxx
153
25/02/2015 GUERSENT Olivier
Crédit Foncier
Meeting with Crédit Foncier
154
04/03/2015 MERLIN Martin; Unit E/4
International Swaps and Derivatives Association
Meeting with ISDA on CCP R&R,
155
27/03/2015 MERLIN Martin; Unit C/2
Euronext
Euronext Meeting Request - MiFIR and/or MiFID - 
156
03/03/2015 MERLIN Martin
International Swaps and Derivatives Association
 Cross border issues
157
07/07/2015 GUERSENT Olivier
British Bankers' Association
Annual Dinner BBA
158
26/02/2015 Unit C/2; Unit C/3
ICI Global
Meeting with ICI Global
Explain the ongoing programmes the World Bank is working on and how the COM and the 
159
25/02/2015 BASSI Ugo; Unit B/3
World Bank Group
World Bank could cooperate
160
24/04/2015 GUERSENT Olivier
NASDAQ
A meeting request from Nasdaq at EUROFI conference
161
04/03/2015 NAVA Mario; Unit D/4
AEGON N.V.
 attend our meeting in Brussels on 4 March 2015 as guest
162
27/02/2015 Unit D/4
Association of British Insurers
Discuss policy orientations for Motor Insurance File
163
24/02/2015 MERLIN Martin; Unit C/2
HSBC Holdings PLC
Margin for uncleared derivatives and Capital Markets Union
164
24/02/2015 Unit D/3
Lloyds Banking Group
Retail and consumer policy
165
14/01/2015 Resolution Task Force; Unit C/1; Unit D/1; Unit D/4
UNSAR
Meeting with Insurance Europe (IE) and UNSAR (the Association of Romanian Insurers
166
26/02/2015 Unit D/3
Fédération bancaire française
PSD 2
167
16/01/2015 Unit D/4
LEASEUROPE
Insurance Mediation (recast) Directive -meeting Lease Europe
168
04/03/2015 BASSI Ugo; Unit D/2; Unit D/4
Palacio asociados
Audit / Accounting
169
12/03/2015 Unit C/2; Unit C/3
Institute of International Finance
Meeting with xxx
170
27/02/2015 Unit B/1
EUROPEAN TRADE UNION CONFEDERATION
Cross-border investment in the EU
171
30/03/2015 GUERSENT Olivier
Financial Conduct Authority
Financial Conduct Authority: Meeting Request
 Äquivalenz Swiss Solvency Test – Solvency II - Überarbeitung Versicherungsabkommen 
172
25/03/2015 Unit D/1
Schweizerischer Versicherungsverband SVV
EU – Schweiz
173
12/02/2015 Unit B/4; Unit D/3
European Banking Federation
Transposition of Mortgage Credit Directive (MCD) and Payment Accound Directive (PAD)
174
25/02/2015 Unit D/1
RENAULT
revision of the Insurance Mediation directive.....
UCITS V - delgated acts- Interplay of UCITS, PRIIPs and MiFID provisions- Capital 
175
04/03/2015 Unit C/3; Unit C/4
BVI Bundesverband Investment und Asset Management e.V.
Markets Union - the role of investment funds- MMF Regulation - state of play
insurance regulatory issues, in particular current developments in the area of Solvency II 
176
18/03/2015 Unit D/1
Institute of International Finance
as well as the Insurance Capital Standards (ICS)....

to exchange views more generally on the evolution of the CRA market, in particular for new 
177
26/03/2015 Unit D/4
Freshfields; Kroll Bond Rating Agency, Inc.; Kroll Bond Ratings
entrants.
178
05/03/2015 Unit C/3; Unit C/4; Unit D/1
Confederation of British Industry
Meeting XXX on MMF
MMF - In particular to discuss the suggested Retail CNAVs as well as the broader impact 
179
04/03/2015 Unit C/3; Unit C/4; Unit D/1
The Wealth Management Association
of the Regulation on the WMA’s MMF-using members. 
180
02/03/2015 Unit C/3
Afore Consulting
Meeting with the Baltic Exchange  on MiFID II
181
16/04/2015 BASSI Ugo; Unit B/4; Unit D/4
DBRS
status of implementation of article 8d of the CRA3 regulation
182
03/03/2015 Unit B/3
Japan Business Council in Europe
Meeting with Japanese Business Council Europe
183
03/03/2015 Unit C/4
European Private Equity and Venture Capital Association
Meeting with EVCA
184
13/03/2015 Unit C/2; Unit C/3
BVI Bundesverband Investment und Asset Management e.V.
Meeting with BVI
185
11/03/2015 Unit D/3
European Association of Co-operative Banks
Retail Financial Services
186
07/04/2015 GUERSENT Olivier
Banco Santander, S.A.
Meeting with xxxx
187
12/03/2015 Unit C/2; Unit C/3
Morgan Stanley
Meeting with xxxxx
188
28/04/2015 GUERSENT Olivier; Unit C/1
BNG Bank; DNB
Meeting request Dutch delegation 28/29 April
189
03/06/2015 GUERSENT Olivier
Bundesverband Öffentlicher Banken Deutschlands
Panel Discussion on Capital Markets Union - Association of German Public Banks (VÖB)
190
24/03/2015 Unit D/4
Muenchener Rueckversicherungs-Gesellschaft Aktiengesellschaft in Muenchen
Current regulatory issues
191
11/03/2015 Unit D/3
The Clearing House Payments Company, LLC
Follow-up meeting with The Clearing House on payments
192
08/04/2015 NAVA Mario
Banco Santander, S.A.
XXX on FISMA regulatory agenda
Invitation to speak at Financial Future spring working dinner in Brussels on Tuesday 14th 
193
14/04/2015 NAVA Mario
Financial Future
April 2015
Consumer representation in the EU decision-making process - The ESA’s consumer 
protection objectives and resources for their stakeholder groups - On-going legislative and 
194
21/04/2015 Cabinet Hill; Unit D/3
Financial Services Consumer Panel
level-2 work
2015 European Bank Executive Committee Forum, 26-27 May 2015, Brussels - not a 
195
26/05/2015 NAVA Mario
BNP PARIBAS
speaker, just participant
196
01/07/2015 NAVA Mario
QED
Invitation to speak - QED conference on IORP, 1 July 2015
MEGA TRENDS 4 FINANCIAL SERVICES - MILAN - 19-20 MAY 2015 IN PARTNERSHIP 
197
19/05/2015 NAVA Mario; Cabinet Hill
Italian Banking, Insurance and Finance Federation
WITH FEBAF
198
25/03/2015 Unit C/2; Unit C/3
FIA Europe
Meeting with FIA Europe
199
26/03/2015 Unit C/2
Redburn (Europe) Limited
Meeting with Redburn
200
30/03/2015 Unit B/3
Avisa Partners
Meeting with Avisa CBCR
201
12/03/2015 Unit C/4
Gesamtverband der Deutschen Versicherungswirtschaft e.V.
General discussion with GDV on CMU and fund issues
Visite des banquiers suisses - CMU ELTIF MMF, delegated acts including third country 
202
16/04/2015 MERLIN Martin; Unit 01
STEPTOE & JOHNSON; Schweizerische Bankiervereinigung
elements to MIFID EMIR AIFMD UCITS CSDR
Intervention d'ouverture - Manifestation annuelle de l'AMF -15e journée de formation des 
203
17/03/2015 MERLIN Martin
AMF
RCCI et RCSI - Capital Market Union
Issues faced by HM Government of Gibraltar  in its application of financial services 
204
15/04/2015 MERLIN Martin
Bagehot Limited; HM Government of Gibraltar
legislation & relations iwth the new regulatory agencies,  .
Annual European Bank Executive Committee Forum - “The Future of Banking: A Brave 
205
26/05/2015 GUERSENT Olivier
BNP PARIBAS
New World,”
206
13/03/2015 Unit D/1
ENGIE; FIA Europe; International Swaps and Derivatives Association; RWE AG; ČEZReview of commodities dealers exemption under Article 498 of the CRR
207
07/04/2015 Unit C/2; Unit C/3
The Quoted Companies Alliance
Meeting with The Quoted Companies Alliance on MIFID II and MIFIR
208
17/03/2015 Unit E/3
Deutsches Aktieninstitut
Information exchange on the work of the Deutsches Aktieninstitut (DAI)
209
21/04/2015 BASSI Ugo; MERLIN Martin; Unit D/4
FTI Consulting Belgium
Position of CRAs in Europe
210
18/03/2015 Unit D/3
Vodafone Belgium SA
Vodafone - e-commerce as part of the Digital Single Market strategy
211
17/03/2015 Unit C/4
European Venture Philanthropy Association
Meeting with European Venture Philanthropy Association (EVPA)
May 14-15 - Invitation for European social entrepreneurship and social finance spring 
212
14/05/2015 Unit C/4
ASOCIACION CULTURAL ONGD CIVES MUNDI); El Hueco / Spanish Social Entrepmeeting.
213
24/03/2015 MERLIN Martin; Unit C/3
European Banking Federation
Meeting with EBF - XXX - UCITS V
214
24/03/2015 Unit C/1
Freshfields Bruckhaus Deringer; London Stock Exchange Group
Capital Markets Union
215
20/03/2015 GUERSENT Olivier
ICE Clear Europe
Meeting with XXX
216
16/03/2015 Unit C/1
Bundesverband Öffentlicher Banken Deutschlands
Capital Markets Union
217
18/03/2015 Unit B/3; Unit D/2
Caux Round Table - Japan; Mitsubishi Heavy Industries; Nippon Express
 Informal visit of Caux Round Table - Japan
218
23/04/2015 BASSI Ugo
CNCC; Luc Domergue Consultants
Rencontre avec xxx CNCC
219
26/03/2015 Unit D/3
MoneyGram International
Money transfers, PSD2
220
14/04/2015 BASSI Ugo; Unit B/2; Unit C/2; Unit D/2
KPMG EMA
demonstration of "K-Reg" tool - cumulative impact analysis methodology
221
18/03/2015 Unit D/3
Ecommerce Europe
E-commerce and online payments
222
17/03/2015 Unit C/2; Unit E/4
Association for Financial Markets in Europe
Post Trade Key issues
223
26/03/2015 Unit D/3
Deutsche Bank AG
Meeting with xxx the EC Retail agenda
Implications of AnaCredit for the EU/euro area financial system and the European 
224
24/03/2015 Unit B/2; Unit D/4; Unit E/1
Association of Consumer Credit Information Suppliers
economy
225
25/03/2015 Unit C/2
Cicero Consulting Limited
Meeting with WMA (Wealth Management Association)
226
27/03/2015 Unit D/4
Gesamtverband der Deutschen Versicherungswirtschaft e.V.
IMD II - Trilogue - Latest Developments
227
22/04/2015 Unit C/2; Unit C/3
Fleishmann Hillard; Markit
Meeting with Markit
228
14/04/2015 Unit C/2; Unit C/3
Nederlandse Vereniging van Banken / Dutch Banking Association
Meeting with Dutch Banking Association
229
08/04/2015 Unit C/2; Unit C/3
BNP Paribas Securities Services
Meeting with BNP Paribas
230
24/03/2015 Unit C/2; Unit C/3
London Stock Exchange Group
Meeting with London Stock Exchange (LSE)
231
28/04/2015 Unit C/2; Unit C/3
International Swaps and Derivatives Association
Meeting with ISDA

232
20/03/2015 Unit D/3
EPC; Erste Group Bank AG
Regulation EU 2014/910 & e-mandates
233
20/04/2015 Unit C/2; Unit C/3
Vanguard Asset Management Limited
Meeting with Vanguard
234
16/04/2015 MERLIN Martin
Confederation of British Industry
CBI RoundTable Event - Brussels Financial Services Network - Capital Markets Union
235
27/03/2015 Unit C/1; Unit D/1
Association for Financial Markets in Europe
NSFR
236
18/03/2015 NAVA Mario; Unit D/1
European Financial Services Round Table; Institute of International Finance
Presentation of the final Report of the IIF RWA TF
 Invitation to speak at a Parliament Magazine and ECIIA roundtable discussing ‘Non-
237
31/03/2015 Unit B/3
Dods Group PLC
Financial Reporting: Building trust with internal audit’ on Tuesday 31 March.
Koch delegation - senior managers led by XXX - to discuss Market policy including EMIR 
238
28/04/2015 MERLIN Martin; Unit C/2; Unit C/3
Koch Companies Public Sector, LLC
MiFID2/R
239
09/04/2015 Unit C/2; Unit C/3
Deutsche Bank AG
Meeting with the Deutsche Bank
240
15/04/2015 Unit C/2; Unit C/3
EUROPEX - Association of European Energy Exchanges
Meeting with Europex
 - Regulatory developments -  - EU economy -  - IT banking sector -  - Deferred tax assets -  
241
05/03/2015 Resolution Task Force
UniCredit
- Bank levies
242
25/02/2015 Unit C/2; Unit E/4
The Investment Association
international work on the recovery andresolution of central counterparties (CCPs)
Discussion mostly on the draft regulatorytechnical standard prepared by the EBA to fulfil 
243
02/03/2015 Unit E/4
Erste Group Bank AG
the mandate of Article 45(2)of the BRRD.
244
24/02/2015 Resolution Task Force; Unit E/4
BANCO BILBAO VIZCAYA ARGENTARIA
an exchange of views on the EU resolution and crisismanagement framework
245
28/01/2015 Unit E/4
GT Finance
general conversation regarding crisis management and resolution issues
246
20/01/2015 Unit E/4
Allianz SE
CCPs
to discuss resolution planning and other matters related to working with the financial 
247
26/03/2015 Unit E/4
FDIC
services industry. 
248
25/03/2015 Resolution Task Force; Unit E/4
Association of British Insurers
Resolution and recovery framework for insurance
temporary moratorium on the liabilities of Heta Asset Resolution AG (HETA) until 31 May 
249
11/03/2015 Resolution Task Force
Austrian Financial Market Authority (FMA)
2016 QUESTIONS
250
28/01/2015 Resolution Task Force
directeur de l’association des services financiers de la
RENCONTRE xxx
251
25/03/2015 Resolution Task Force
FDIC
resolution
252
23/04/2015 BERRIGAN John; NAVA Mario; Unit D/1
Securities Industry and Financial Markets Association
TLAC
253
17/04/2015 Unit C/2; Unit C/3
IPK European Strategy Ltd
Meeting with ipk European Strategy 
254
19/05/2015 Unit B/3
Sust4in
Sustainability Reporting International Conference
255
16/04/2015 Unit C/2; Unit C/3
Bundesverband der Deutschen Volksbanken und Raiffeisenbanken
Meeting with the German Co-operative Banks
256
17/04/2015 Unit D/4
Covéa
Agenda: Solvency II, investments, capital markets union.
257
21/04/2015 Unit B/3
Fondation EurActiv
EurActiv Stakeholder Workshop - Corporate Responsibility
258
22/04/2015 MERLIN Martin; Unit C/2
Sanford C. Bernstein Limited
Meeting with xxx, Sanford Bernstein Ltd, 
Réunion du groupe de travail et de réflexion RSE et Affaires Coopératives ( CSR & 
Cooperative Affairs)Discussion about the Directive as regards disclosure of non-financial 
259
17/04/2015 Unit B/3
European Association of Co-operative Banks
and diversity information
260
25/03/2015 Unit D/3
European Payment Institutions Federation
the key developments in the payment sector
261
14/04/2015 Unit C/2; Unit C/3
Hudson River Trading Europe Ltd.; Quantlab Financial, LLC
Meeting with Quantlab and Hudson River Trading Europe
262
29/04/2015 Unit C/2; Unit C/3
Deutscher Derivate Verband
Meeting with DDV (Deutscher DErivate Verband) on MiFID II
263
15/04/2015 Unit C/2; Unit C/3
Afore Consulting
Meeting with OPSIS (the Oil Price Information Service)
264
15/04/2015 Unit C/1
European Small Business Alliance
Capital Markets Union (CMU)
265
21/04/2015 Unit D/1
Italian Banking, Insurance and Finance Federation
National Association of Insurance Companies (Ania)
266
15/04/2015 Unit C/1
Ford Motor Company
Use of securitisation in car companies.
267
15/04/2015 Unit C/1
Ernst & Young Europe; TheCityUK
Capital Market Union (CMU)
268
26/03/2015 Unit C/1; Unit C/2; Unit C/3
International Capital Market Association
Meeting with ICMA (International Capital Market Association Ltd)
269
11/06/2015 Unit D/1
FMA
Meeting FMA-Vorstand
Meeting with XXX, ESBG - To discuss - Capital Markets Union to briefly discuss the MiFID 
270
29/04/2015 MERLIN Martin; Unit C/1; Unit C/2
European Savings and Retail Banking Group
II delegated acts topic
271
23/04/2015 GUERSENT Olivier; MERLIN Martin
BlackRock
Meeting with XXXX
272
09/06/2015 GUERSENT Olivier
Finanssialan Keskusliitto - Federation of Finnish Financial Services
Request for a meeting in Helsinki 9.6.2015
273
23/04/2015 GUERSENT Olivier
Fédération bancaire française
Rendez-vous à Riga lors d'Eurofi
274
23/04/2015 GUERSENT Olivier
HSBC Holdings PLC
Meeting with XXXX HSBC Global Head of Capital Financing in Riga 
275
23/04/2015 GUERSENT Olivier
EUROFI
Eurofi Riga Seminar - 23 April - 
276
16/04/2015 Unit B/3; Unit D/2
International Financial Reporting Standards (IFRS) Foundation
Meeting with the IASB on leases
277
20/05/2015 GUERSENT Olivier
LA POSTE
Meeting with xxx
278
30/04/2015 Unit C/4
Legal & General Group Plc
meeting
Meeting REQ - IIF - Institute of International Finance -xxxx- to discuss current regulatory 
279
28/04/2015 MERLIN Martin
Institute of International Finance
issues as well as other topics of mutual interest
280
29/04/2015 Unit C/2; Unit C/3
European Structured Investment Products Association
Meeting with EUSIPA
281
22/05/2015 Unit C/2; Unit C/3
Association Française des Marchés Financiers
Meeting with AMAFI on Prospectus Directive
282
23/04/2015 Unit B/1
European Landowners'  Organization asbl
Landowners' issues in Europe, particularly in PL.
Kreab Gavin Anderson; Society for Worldwide Interbank Financial 
283
21/04/2015 Unit D/3
Telecommunication
Instant payments
284
12/05/2015 Unit D/3
SafetyPay
PSD2
285
27/05/2015 GUERSENT Olivier
European Banking Federation
Invitation to speak at the Board meeting of the IBFed in May 2015
286
29/04/2015 Unit D/1
HSBC Holdings PLC
HSBC and Europe 
287
28/04/2015 Unit D/4
Assicurazioni Generali S.p.A
Update on CMU & insurance
288
11/05/2015 MERLIN Martin
London Stock Exchange Group
CMY Prospectus, MiFID etc
289
23/06/2015 Unit B/3
Research Institute for Policies on Pension & Aging
Non-financial reporting

290
07/05/2015 Unit C/1; Unit D/3
Tax Incentivised Savings Association
Capital Markets Union (CMU)
291
06/05/2015 Unit C/2; Unit C/3
Citadel LLC
Meeting with Citadel and FTI Consulting
292
13/05/2015 Unit C/2; Unit C/3
Crédit Agricole S.A.
Meeting with Group Credit Agricole on MiFID Level 2
293
21/05/2015 Unit C/2; Unit C/3
BANCO BILBAO VIZCAYA ARGENTARIA
Meeting with BBVA
294
27/04/2015 Unit D/1
Koch Companies Public Sector, LLC; Norton Rose Fullbright
CRD4/CRR - MiFID exemptions
295
22/04/2015 Unit D/1
Fédération bancaire française
NSFR
Meeting with the association of German banks on art 44 and art 55 BRRD (contractual 
296
15/04/2015 Resolution Task Force; Unit E/4
Assocation of German Banks; association of german banks
recognition obligation for third countries)
On the status of audit rotation reform and credit rating agencies in the United States and in 
297
05/05/2015 Unit B/4; Unit D/4
Chamber of Commerce of the United States of America
Europe. 
298
06/05/2015 Unit B/4
Mazars
if subsidiaries of non EU companies are obliged to apply the regulation. 
299
11/05/2015 Unit C/2; Unit C/3
Federation of European Securities Exchanges
Meeting with FESE
300
05/05/2015 GUERSENT Olivier
European Association of Co-operative Banks
Meeting with the EBIC representatives -the topic of “Simplifying Prudential Regulation”
ODEY Asset Management; The Alternative Investment Management Association 
Meeting with xxx- to discuss passporting for third country funds managed by EU managers 
301
06/05/2015 Unit C/3; Unit C/4
Limited
and UCITS
302
05/05/2015 Unit C/3; Unit C/4
HSBC Holdings PLC
Meeting on MMFs with xxx (HSBC's Global Chief Investment Officer for Liquidity)
303
21/05/2015 Unit C/2; Unit C/3
Bellenden
Meeting with the Non-Fossil Fuel Purchasing Agency (NFPA)
304
16/04/2015 Unit C/2; Unit C/3
Credit Suisse Group AG
Meeting with Credit Suisse
305
21/04/2015 Unit C/2; Unit C/3
Afore Consulting
Meeting with AUKPI (UK Payments Institutions)
306
17/04/2015 Unit C/2; Unit C/3
International Swaps and Derivatives Association
Meeting with ISDA
307
16/04/2015 Unit C/2; Unit C/3
European Federation for Energy Traders; Gazprom
Meeting with Joint Energy Association Group (JEAG)
308
16/04/2015 Unit C/2; Unit C/3
ResearchPool Ltd
Meeting with ResearchPool
Follow up to the Mortgage Credit Directive and inquiry about possible forthcoming Retail 
309
30/04/2015 Unit D/3
Association of Private Bausparkassen
Green Paper
310
06/05/2015 Unit B/3
CSR+D Corporate social resp + disability
Disclosure of non-financial information
311
22/05/2015 GUERSENT Olivier
The Brookings Institution
Meeting with XXX
312
04/06/2015 Unit B/3
CSReurope
The Future of Sustainable Supply Chains: from Compliance to Innovation
313
20/05/2015 Unit C/2; Unit C/3
European Association of Corporate Treasurers
 Meeting with EACT (European  Association of Corporate Treasurers)
314
21/05/2015 Unit C/2; Unit C/3
Intercontinental Exchange
Meeting with ICE Futures Europe/ICE Clear Europe Ltd
315
20/05/2015 Unit C/2; Unit C/3
European Network of Transmission System Operators for Electricity
Meeting with ENTSO-E
316
21/05/2015 Unit C/2; Unit C/3; Unit D/3
Council of Mortgage Lenders
 Call with the Council of Mortgage Lenders on Benchmarks
Commission's call for advice to the EBA for the purposes of the report on the prudential 
317
26/05/2015 Unit D/1
FIA Europe
requirements applicable to investment firms.
1. Definition of co-operative network2. Definition of SMEs3. Definition of committed crediot 
318
18/05/2015 Unit D/1
Italian Federation of Co-operative Credit Banks
lines4. Treatment of 'retail'bond
  various issues MIFID level II, CCP equivalence, the G-SIFI asset managers disuccsion 
319
09/06/2015 MERLIN Martin
Managed Funds Association
and other issues that are very topical
320
10/06/2015 Unit C/3; Unit C/4
FTI Consulting Belgium; Managed Funds Association
Venture capital and AIFMD
321
19/05/2015 Unit C/3; Unit C/4
European Private Equity and Venture Capital Association
Private equity and AIFMD
322
03/07/2015 MERLIN Martin
Centre for European Reform
Roundtable event in London 03 July on the capital markets union and its impact on banks.
323
18/05/2015 Unit C/3; Unit C/4
FTI Consulting Belgium; The Bank of New York Mellon
AIFMD, UCITS and MMFs
324
20/05/2015 GUERSENT Olivier
UNIÓN ESPAÑOLA DE ENTIDADES ASEGURADORAS Y REASEGURADORAS
XXX and XXX , SPANISH ASSOCIATION OF INSURERS
325
02/06/2015 Unit C/3; Unit C/4
Association Française de la Gestion financière
MMF
326
25/06/2015 BASSI Ugo; NAVA Mario
FB&Associati
Crif Rating Agency: Solvency II, EBA
327
21/05/2015 Unit D/3
Barclays PLC
Retail financial services
328
08/06/2015 Unit C/2
Citigroup Inc.
Meeting with Citi on MiFID
329
03/06/2015 NAVA Mario; Unit D/1; Unit D/2
Handelsbanken
banking issues 
Folksam; Folksam Ömsesidig Sakförsäkring; Fondjuridik Stockholm Advokatbyrå 
AB; KPMG AB; Konsumenternas Försäkringsbyrå; Länsförsäkringar AB; The 
330
03/06/2015 Unit D/4
Swedish Club; The Swedish Insurance Society
greatest challenges for the insurance industry
331
17/06/2015 GUERSENT Olivier
Covéa
Vous rencontrer 
332
25/06/2015 GUERSENT Olivier
ESL & NETWORK EUROPEAN AFFAIRS SA
Rendez-vous 
333
26/05/2015 Unit D/3
BANCO BILBAO VIZCAYA ARGENTARIA
retail financial services
334
10/06/2015 Unit C/2; Unit C/3
Cos&Co European Law and Advocacy Advisers
Meeting with S&P Dow Jones Indices and Platts on Benchmarks
335
11/06/2015 Unit C/2; Unit C/3
Institute for Agriculture and Trade Policy
Meeting with IATP (Institute for Agriculture and Trade Policy) on MiFID
336
01/06/2015 BASSI Ugo; Unit B/1; Unit D/1
AIBE; Associazione Bancaria Italiana
Possible entrave à la libre circulation des capitaux
Meeting with FECIF (European Federation of Financial Advisers and Financial 
337
23/06/2015 Unit C/2; Unit C/3
Cattaneo Zanetto & Co.; FECIF
intermadiaries) on MiFID II
338
11/06/2015 Unit C/2; Unit C/3
FMA
Meeting with the FMA Executive Board
339
10/06/2015 BASSI Ugo
Intesa Sanpaolo
Courtesy visit
340
21/05/2015 Unit B/1
International Photovoltaic Investors Club; Photon Energy NV
Investors' protection in the renewable energy sector in CZ
341
29/05/2015 Unit B/3
European Savings and Retail Banking Group
ESBG Accounts and Audit Committee meeting 29 May 2015
342
08/06/2015 Unit C/3; Unit C/4
Kreab Gavin Anderson
UCITS funds
343
01/07/2015 Unit C/1; Unit D/4
PensionsEurope
Courtesy visit from Mr Matti Leppälä.
344
05/06/2015 Unit D/4
Gesamtverband der Deutschen Versicherungswirtschaft e.V.
issue of recovery and resolution of insurers
345
09/07/2015 Unit D/4
UNIÓN ESPAÑOLA DE ENTIDADES ASEGURADORAS Y REASEGURADORAS
Meeting to present the Spanish insurance Market.
346
16/07/2015 Unit C/2
London Metal Exchange
MIFID 2 and the EMIR Review
347
29/05/2015 GUERSENT Olivier
Mutuelle Générale de l'Education Nationale
Déjeuner avec XXX   MGEN
348
04/06/2015 Unit C/2
European Banking Federation
Capital Markets Union (CMU).

349
02/06/2015 Unit D/3
European Federation of Building Societies
Discussion regarding retail financial services initiatives
350
11/06/2015 Unit D/3
Passerelle public affairs
Retail Financial Forum
351
21/05/2015 MERLIN Martin; Unit C/2; Unit C/3
Intercontinental Exchange
 ongoing negotiations within Brussels around Benchmarks and implications of current text
352
09/06/2015 Unit D/3
Cicero Consulting Limited; The Wealth Management Association
Retail Financial Services
353
10/06/2015 Unit B/3
Publish What You Pay - OSF
 Equivalence consultation
354
11/06/2015 Sector A/3/002
European Dynamics
Presentation of European Dynamics
355
02/06/2015 Unit C/2; Unit C/3
Nordic Securities Association
Meeting with the Nordic Association of  Securities Dealers
356
10/06/2015 Unit B/3; Unit C/1
KPMG EMA
CMU and accounting issues
357
08/06/2015 Unit D/1
Bundesverband deutscher Banken
Bundesverband deutscher Banken
358
03/06/2015 GUERSENT Olivier
KfW Bankengruppe
Meeting with KfW
359
17/07/2015 GUERSENT Olivier
London Metal Exchange
Meeting request from London Metal Exchange
360
10/06/2015 Unit C/2
Sidley Austin LLP; The Options Clearing Corporation
US CCP equivalence and the progress of OCC’s application for recognition generally
361
25/06/2015 Sector A/3/002
ARHS
ESP-DESIS III
362
11/06/2015 Unit C/2; Unit C/3
Suedzucker AG
Meeting with CropEnergies AG
363
17/06/2015 Unit C/2; Unit C/3
CME Group
Meeting with CME Group
364
08/06/2015 Unit C/2
SIX Securities Services Ltd
CCP issues and CSDR
365
09/06/2015 Unit D/1
Swedish Bankers´ Association
Revision der Baseler Eigenkapitalübereinkunft 
366
12/06/2015 Unit B/4
European Contact Group
Courtesy visitand discussion on the audit reform.
367
04/06/2015 Unit E/3
Deutsche Bank AG
Exchange of views on banking and CMU issues
Implementation process of the audit reform and discussion on concrete questions that the 
368
27/02/2015 Unit B/4; Unit D/4
European Contact Group
audit networks are receiving on the new rules.
369
08/06/2015 MERLIN Martin; Unit C/4
AXA Investment Managers
Meeting: discussion focused   mainly on market access and CMU with AXA IM
370
11/06/2015 Unit C/2
Finance Watch; Institute for Agriculture and Trade Policy
EMIR
371
16/06/2015 Unit B/3
Covington & Burling LLP
Entretien sur la directive 2014/95/UE
372
08/06/2015 Unit C/3; Unit C/4
Capital International Limited; Kreab Gavin Anderson
Meeting report: Capital Group
Nouvelles organisations et méthodes de travail qui se mettent en place, et, en particulier, 
sur le rôle de l’ESMA et la prochaine proposition relative à unnouvel accord 
373
12/06/2015 Unit 02
AMF
interinstitutionnel
374
30/06/2015 Unit C/2
Depository Trust & Clearing Corporation
Collateral
375
11/06/2015 Unit B/3
Climate Disclosure Standards Board
Call re: new CDSB Framework and progress update on EU NFR
376
17/06/2015 Unit B/1
ASOCIACIÓN EMPRESARIAL EÓLICA
Investments in the Single Market - renewable energy sector
377
17/06/2015 Unit B/3
Human Rights Watch
Garment workers’ rights in Cambodia and Bangladesh
378
29/06/2015 Unit C/3; Unit C/4
ICI Global
Meeting with xxx & xxx of ICI Global to discuss Remuneration UCITS V
379
23/06/2015 Unit 01; Unit D/4
NAIC
Informal EC/NAIC dialogue.
380
02/07/2015 Unit C/2
NASDAQ
Bank guarantees
381
24/06/2015 Unit 01
AXA Investment Managers
Securitisation
382
12/06/2015 Unit 01
AMF
Securitisation and the implications of the Volcker rule for European funds
383
15/04/2015 Unit 01
European Banking Federation
International financial regulations
384
26/06/2015 GUERSENT Olivier
Moody's Shared Services UK Ltd.
Meeting with XXX
385
15/04/2015 Unit 01; Unit C/1
HSBC; HSBC EMEA; HSBC Holdings PLC
CMU and securitisation
386
17/06/2015 Unit C/2; Unit C/3
European Association of Co-operative Banks
Meeting with EACB (European Association of Co-operative Banks)
387
19/06/2015 Unit C/2
Cicero Consulting Limited
 Meeting with MarketAxess
388
23/06/2015 Unit C/3; Unit C/4
Scotland Europa
Meeting request from Aberdeen Asset Management on money market funds
389
18/06/2015 Unit A/4
Chambre de Commerce de Luxembourg
4ème édition du salon Greater Region Business Days à Luxembourg
390
19/06/2015 Unit D/4
Fédération Française des Sociétés d'Assurances
Solvabilité II et Les taux bas. 
391
23/04/2015 Unit B/1
European Landowners'  Organization asbl
Landowners' issues in Europe, especially in PL
392
16/06/2015 Unit D/3
European Banking Federation
Invitation to the 81st EBF Retail Committee meeting - 16 June 2015
393
30/06/2015 Unit D/3
Citi
Payments
394
24/06/2015 Unit C/3; Unit C/4
Scotland Europa
Meeting with Scottish Financial Enterprise  to discuss  the future of EU financial services
395
24/06/2015 NAVA Mario; Unit D/4
NAIC
Request of meeting with Mario Nava: informal EC/NAIC dialogue.
396
15/06/2015 Unit B/3
Observatoire sur la Responsabilité Sociétale des Entreprises
Website  www.reportingrse.org  on non-financial reporting
397
01/07/2015 Unit C/2; Unit C/3
EuropeanIssuers
Meeting with Europeanissuers on Prospectus
398
07/07/2015 Unit C/2; Unit C/3
EUTOP Brussels SPRL; Suedzucker AG
Meeting with CropEnergies
399
14/07/2015 Unit C/2; Unit C/3
Deutscher Derivate Verband
Meeting with with DDV (Deutscher Derivate Verband)
400
02/07/2015 Unit D/3
Prism Group SE
Opening a bank account, cross-border deposits
401
18/06/2015 Unit B/4
Institute of Chartered Accountants in England and Wales
General catch-up and conversation about audit / financial reporting issues
402
29/06/2015 Unit D/1
BANCO BILBAO VIZCAYA ARGENTARIA
Request for bilateral meeting / BBVA EU Affairs Officeperson requesting the meeting:
403
10/07/2015 Unit D/2
BVI Bundesverband Investment und Asset Management e.V.
BSR Regulation and impact on funds under the AIFM Directive
404
04/03/2015 Resolution Task Force; Unit E/4
OeNB
Meeting with xxx NADER-UHER (OeNB)
405
02/03/2015 Resolution Task Force; Unit E/4
Erste Group Bank AG
Meeting with Erste Group
 Ukrainian Delegation (senior officials) to discuss the approximation of Ukrainian law to the 
406
24/06/2015 Unit E/4
European Network of Credit Unions
acquis
Solvency IICapital Markets Union action plan (covering:  infrastructure, securitisation, SME, 
407
02/07/2015 Unit C/1; Unit D/4
Insurance Europe
ELTIF)Pensions (IORP II and PPP)International issues
408
21/05/2015 Unit B/1
International Photovoltaic Investors Club; Photon Energy NV
Investment in energy sector-photovoltaic activity - mtg with IPVIC
Non-financial reporting (Directive 2014/95/EU) and the Accounting Directive (Directive 
409
02/07/2015 Unit B/3
SD-M GmbH
2013/34/EU).
410
03/07/2015 Unit D/4
Zurich Insurance Company Ltd
Questions on retail insurance business in the EU Single Market and IMD Issues. 

To discuss the issue of recovery and resolution of insurers in more detail. To provide 
411
05/06/2015 Unit D/4
Gesamtverband der Deutschen Versicherungswirtschaft e.V.
insight into the current situation of the German life insurance market. 
To discuss the on-going developments and consultations under Solvency II but also the 
412
09/07/2015 Unit D/4
Actuarial Association of Europe
new AAE discussion paper 
413
26/06/2015 Unit C/1; Unit D/4
BASF SE
To exchange some views on the future of IORP.
414
15/07/2015 Unit C/2
Fleishman-Hillard
Derivatives
415
29/06/2015 Unit E/1
J.P. Morgan
Conference call on Greece
416
24/02/2015 GUERSENT Olivier
Allianz SE
RdV avec XXX AIM
417
30/06/2015 GUERSENT Olivier
Deutsche Bank AG
Meeting with xxx
418
07/07/2015 GUERSENT Olivier
Paris EUROPLACE
Keynote Speech Capital Market Union
419
08/07/2015 GUERSENT Olivier
HSBC Holdings PLC
Meeting with XXX HSBC
420
08/07/2015 GUERSENT Olivier
London Stock Exchange Group
Meeting with XXX, CEO London Stock Exchange
421
10/07/2015 GUERSENT Olivier
Covéa
Meeting with XXX- Covea
Grantham Research Institute on Climate Change and the Environment, London 
422
17/07/2015 GUERSENT Olivier
School of Economics and Political Science
Research Interview on the EU Banking Union
423
03/07/2015 GUERSENT Olivier
Financial Markets Law Committee
Meeting with XXX
424
25/06/2015 Unit D/2
HSBC Holdings PLC
BSR - meeting request 25 June
425
02/07/2015 Unit B/1
European Banking Federation; Financial Markets Committee
National Barriers to free movement of Capital
426
15/07/2015 Unit B/1; Unit C/4
European Private Equity and Venture Capital Association
National Barriers to free movement of Capital
427
14/07/2015 Unit B/3
Association of German Banks
Divergence between prudential regulation and accounting standards
428
21/05/2015 Unit C/1
Association for Financial Markets in Europe; Deutsche Bank AG
Meeting with AFME on CMU
429
13/07/2015 Unit B/3; Unit C/1
Fédération des Experts comptables Européens
Meeting with FEE on CMU
430
10/07/2015 Unit C/2; Unit C/3
Bolsa Social
Crowdfunding Meeting 
431
14/07/2015 Unit C/2; Unit C/3
Cicero Consulting Limited; The Wealth Management Association
 Meeting with WMA
432
14/07/2015 Unit C/2; Unit C/3
The Association of Investment Companies
Meeting with Association of Investment Companies
433
14/07/2015 Unit C/2; Unit C/3
FX Regulation; Thomson Reuters
Meeting with Thomson Reuters
434
06/07/2015 Unit D/4
Fédération Française des Sociétés d'Assurances
insurance regulation
435
08/07/2015 Unit C/2
European Central Securities Depositories Association
CSDR
436
10/07/2015 Unit C/2; Unit C/3
Afore Consulting; Argus Media Ltd
Benchmarks - Meeting ARGUS MEDIA with XXX
437
15/07/2015 Unit D/1
The Alternative Investment Management Association Limited
The Alternative Investment Management Association Limited (AIMA)
xxxmeeting to discuss the ongoing work on the review of capital requirements for 
438
14/07/2015 Unit D/1
Fidelity Worldwide Investment; KREAB; Kreab Gavin Anderson
investment firms under CRD IV/CRR.  
439
16/07/2015 Unit D/1
The Goldman Sachs Group, Inc.
XXX meeting
Association of German Banks - Request for a meeting / Impact of financial market 
440
14/07/2015 Unit B/2
Bundesverband deutscher Banken e.V.
regulation (14 July 2015, Brussels)
441
30/06/2015 Unit D/3
Nationwide Building Society
Retail Financial Services
Solvency II - Capital Markets Union action plan  Pensions (IORP II and PPP) - International 
442
02/07/2015 Unit C/1; Unit D/4
Insurance Europe
issues…
Exchange views on the DigitalSingle Market agenda and the role of the financial sector in 
443
13/07/2015 Unit D/3
Banco Santander, S.A.
the project
444
08/07/2015 Unit B/4
NautaDutilh
Statutory Audit Reform: Article 17 and 41 of Regulation 537/2014
445
13/07/2015 Unit B/4
Fédération des Experts comptables Européens
matters of mutual interest
446
15/07/2015 Unit C/1
FTI Consulting Belgium; Schroders plc
CMU
447
17/07/2015 MERLIN Martin; Unit C/2
The Investment Association
Meeting with buy-side on COFIA
Discussion in the Implementation Workshop on how to apply Article 5 in a cross-border 
448
15/07/2015 Unit B/4
Ernst & Young Europe
group situation
Exchange of views on loan-originating alternative investment funds and possible risks to 
449
15/07/2015 Unit E/3
The Alternative Investment Management Association Limited
financial stability.
450
07/07/2015 Unit E/4
European Association of Co-operative Banks
Meeting with EACB - European Association of Co-operative Banks on DGs
451
16/07/2015 Unit E/4
bdb
Meeting with Association of German Banks about DGs
452
15/07/2015 Unit C/2; Unit E/4
nasdaq
Meeting with XXX, President of Nasdaq about CCP
New international rules on total loss absorbing capitalCommission's proposal on Banking 
453
23/01/2015 NAVA Mario; Unit D/1; Unit D/3; Unit E/4
Fédération bancaire française
Structural Reform Payment Services Directive 2
454
23/03/2015 BERRIGAN John; NAVA Mario; Unit D/1
Securities Industry and Financial Markets Association
TLAC
455
10/07/2015 NAVA Mario; Unit D/1; Unit D/3
EURALIA
Commission initiatives related to credit institutions prudential framework (NSFR)
Arbejdernes landsbank; Jyske Bank; Regionale Bankers Forening; Sydbank; 
Impact in terms of supervision that the Banking Union could have for their constitutents in 
456
04/06/2015 NAVA Mario; Unit D/1
sparnod Bank
Denmark