Dear Financial Stability, Financial Services and Capital Markets Union,

Under the right of access to documents in the EU treaties, as developed in Regulation 1049/2001, I am requesting documents which contain the following information:

For the period between 1 January 2019 to date,
- a list of all meetings held by all staff of DG Fisma with the following representatives: BlackRock, IIF, AFME, EFAMA, ISDA, MFA, ICI, and ICMA
- all minutes and other reports of these meetings;
- all correspondence, including attachments (including, but not limited to, emails, letters, and/or telephone call notes), between DG Fisma and any of the organisations mentioned above; and
- all documents prepared for the purpose of these meetings and/or exchanged during the course of these meetings.

Please don’t hesitate to contact me if you have any doubts or questions in regards to this request.

Thank you in advance.

Yours faithfully,

Lora Verheecke
rue du Bronze 9
1070 Bruxelles

ve_sg.accessdoc (SG),

[1]Ares(2021)2523652 - RE: access to documents request - Meetings with
BlackRock and lobby organisations --- Ref. Gestdem 2021/2282

Sent by ve_sg.accessdoc (SG) <[DG FISMA request email]>. All responses have
to be sent to this email address.
Envoyé par ve_sg.accessdoc (SG) <[DG FISMA request email]>. Toutes les
réponses doivent être effectuées à cette adresse électronique.

Dear Madam,

We hereby acknowledge receipt of your application for access to documents,
which was registered on 14/04/2021 under reference number GESTDEM
2021/2282.

In accordance with Regulation (EC) No 1049/2001 regarding public access to
European Parliament, Council and Commission documents, your application
will be handled within 15 working days.

The time limit will expire on 05/05/2021. In case this time limit needs to
be extended, you will be informed in due course.

You have lodged your application via a private third-party website, which
has no link with any institution of the European Union.
Therefore, the European Commission cannot be held accountable for any
technical issues or problems linked to the use of this system.

Please note that the private third party running the AsktheEU.org website
is responsible and accountable for the processing of your personal data
via that website, and not the Commission.
For further information on your rights, please refer to the third party’s
privacy policy.

We understand that the third party running the AsktheEU.org website
usually publishes the content of applicants’ correspondence with the
Commission on that website. This includes the personal data that you may
have communicated to the Commission (e.g. your private postal address).

Similarly, the third party publishes on that website any reply that the
Commission will send to the email address of the applicants generated by
the AsktheEU.org website.

If you do not wish that your correspondence with the Commission is
published on a private third-party website such as AsktheEU.org, you can
provide us with an alternative, private e-mail address for further
correspondence. In that case, the Commission will send all future
electronic correspondence addressed to you only to that private address,
and it will use only that private address to reply to your request. You
should still remain responsible to inform the private third-party website
about this change of how you wish to communicate with, and receive a reply
from, the Commission.

For information on how we process your personal data visit our page
Privacy statement – access to documents.

Yours faithfully,

Access to documents team (rc)
SG.C.1
Transparency

Zitate anzeigen

Dear ve_sg.accessdoc (SG),

Could you please update me on the status of this request?

Yours sincerely,

Lora Verheecke

BOULOUQUE Didier,

1 Attachment

Dear Madam,

Subject:   Your application for access to documents – Ref GestDem No
2021/1882

We refer to your email dated 14/4/2021 in which you make a request for
access to documents, registered on 14/04/2021 under the above mentioned
reference number.

Your application is currently being handled. However, we will not be in a
position to complete the handling of your application within the time
limit of 15 working days, which expires on 5/05/2021.

An extended time limit is needed as the application concerns a large
number of documents; in order to retrieve the documents requested, large
files have to be examined;(part of) the documents requested originate from
third parties which have been consulted; and the application concerns
documents held by different Services which must be consulted. You will
receive very soon more explanation and a preliminary answer to your
request.

 

Therefore, we have to extend the time limit with 15 working days in
accordance with Article 7(3) of Regulation (EC) No 1049/2001 regarding
public access to documents. The new time limit expires on 31/05/2021.

We apologise for this delay and for any inconvenience this may cause.

Yours faithfully,

FISMA ACCESS TO DOCUMENTS TEAM

[1]logo-ec
European Commission
Directorate-General for Financial Stability, Financial Services and
Capital Markets Union 

 

References

Visible links

FISMA A2,

2 Attachments

Dear FISMA A2,

Thank you very much for this extensive list.
I will narrow down my request to 20 meetings. I will communicate those meetings to you as soon as possible.
Thank you again.

Yours sincerely,

Lora Verheecke

Dear FISMA A2,

Thank you very much again for the list of meetings.
Could you please send me all documentation (including but not limited to all email correspondence, attendance lists, agendas, background papers, transcripts and recordings) AND the meeting minutes/notes relating to the following meetings:

13-03-2020, BlackRock meeting request, by BlackRock, lead service: DDG
06-11-2020, FISMA/2019/024/D - Progress report meeting n°10, by BlackRock, lead service: D/1
20-05-2019, Roundtable on sustainable finance, by Institute of International Finance, lead service: B
19-02-2020, Meeting request by IIF/Institute of International Finance with EC, by Institute of International Finance, lead service: E/1
03-12-2020, IIF-BPI International Bank Regulation Forum, by Bank Policy Institute, Credit Suisse Group AG, Institute of International Finance, lead service: D
05-11-2019, Meeting with Insurance Europe, EFAMA, EBF, EACB, AMICE, AFME, AIMA, PensionsEurope on Regulation on sustainability-related disclosures in the financial services sector
By AMICE - Association of Mutual Insurers and Insurance Cooperatives in Europe; Association for Financial Markets in Europe; European Association of Co-operative Banks; European Banking Federation; European Fund and Asset Management Association; Insurance Europe; PensionsEurope; The Alternative Investment Management Association Limited, lead service: C
05-02-2020, AFME - Proposed conversation on NFRD review and ESG reporting, by Association for Financial Markets in Europe, lead service: C/1
11-02-2020, AFME - Green Supporting Factor, by Association for Financial Markets in Europe, lead service: D/1
18-02-2020, Meeting with AFME, by Association for Financial Markets in Europe; BNP PARIBAS; Credit Suisse Group AG; Morgan Stanley; The Goldman Sachs Group, Inc., lead service: A/4
02-06-2020, Meeting with AFME - MIFID Review, by Association for Financial Markets in Europe, lead service: C/3
03-02-2021, NFRD, by Association for Financial Markets in Europe; Citigroup.inc; JPMorgan Chase & Co., lead service: C/1
11-11-2019, Meeting on the integration of sustainability risks in UCITS/AIFMD, by European Fund and Asset Management Association, lead service: C/4
18-11-2019, Meeting with EFAMA to discuss the upcoming revision of the Non-Financial Information Directive by European Fund and Asset Management Association, lead service: C/1
07-02-2020, Meeting to discuss sustainable finance, by Managed Funds Association, lead service: C/4
03-02-2020, Meeting on asset management industry, Green Deal and CMU, by ICI Global, event ID: FISMA/9417, lead service: C/4
22-01-2020, Meeting with ICMA, by International Capital Market Association, lead service: C/3
10-02-2021 - INVITATION: AFME- DIGITALEUROPE roundtable on DORA by AFME, lead service: B/5
04-06-2019 -Preparation EU-US Financial Regulatory Forum
by Association for Financial Markets in Europe; BANCO BILBAO VIZCAYA ARGENTARIA; BNP PARIBAS; Barclays PLC; Deutsche Bank AG; European Banking Federation; European Fund and Asset Management Association; Fédération bancaire française; HSBC Holdings PLC; Insurance Europe; International Swaps and Derivatives Association; Intesa Sanpaolo; Invest Europe; Société Générale; Spanish Banking Association; Tradeweb Europe Limited; UniCredit
Lead service: A/4
04-04-2019, Meeting with MFA (in the margins of Eurofi), lead service: DG

Yours sincerely,

Lora Verheecke

FISMA-ACCES-DOCUMENTS@ec.europa.eu,

1 Attachment

Dear Ms Verheecke,

Thank you for your e-mail dated 29 May 2021. We hereby acknowledge receipt of your application for access to documents, which was registered and splitted on 21 June 2021 under reference number GestDem
2021/4006 2021/4009, 2021/4024, 2021/4025, 2021/4026, 2021/4027 and 2021/4029 because several units are involved in your request (see enclosed our table).

In accordance with Regulation (EC) No 1049/2001 regarding public access to European Parliament, Council and Commission documents, your application will be handled within 15 working days. The time limit will expire on 212 July 2021. In case this time limit needs to be extended, you will be informed in due course.

Yours sincerely,
FISMA ACCESS TO DOCUMENTS

Zitate anzeigen

FISMA B5,

2 Attachments

Dear FISMA B5,

Thank you for sending me some of the documents of my request.

Yours sincerely,

Lora Verheecke

ve_fisma.c.4 (FISMA),

6 Attachments

FISMA-C1@ec.europa.eu,

4 Attachments

Dear Mrs Verheecke,

 

Please find attached documents related to your request.

 

Also, please note that we don’t have any background documents for these
meetings.

 

Best regards,

FISMA Secretariat

 

 

[1]logo-ec
European Commission
Directorate-General for Financial Stability, Financial Services and
Capital Markets Union 
1049 Brussels, Belgium

 

 

 

 

References

Visible links

Dear [email address],

Thank you very much

Yours sincerely,

Lora Verheecke

FISMA C3,

3 Attachments

Please find attached document Ares(2021)4609416 from LUEDER Tilman (FISMA.DDG.C.3) dated 15/07/2021

Dear FISMA C3,

Thank you very much

Yours sincerely,

Lora Verheecke

FISMA-E1@ec.europa.eu,

1 Attachment

Dear Ms Verheecke,

 

Please find attached the reply to your request/email dated of 17 June
2021.

 

Best regards.

 

Fisma.E1