SFTR Excel document

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Dear European Securities and Markets Authority,

Under the right of access to documents in the EU treaties, as developed in Regulation 1049/2001, I am requesting documents which contain the following information:

on 17 October 2017 at 15:53 Joanna Lednicka of ESMA sent a broadcast email to a large number of firms with an Excel file related to the SFTR regulation.

It is sometimes called a field-specification document or validation spec.

Please provide the aforementioned Excel sheet that was sent to a large number or organisations.

Yours faithfully,

Steve Martin

Info ESMA, Europäische Wertpapier- und Marktaufsichtsbehörde

Dear sir or Madam,

Thank you for your message.

We value your input and question raised on this issue. As with all
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Regards,

ESMA

 

References

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1. https://www.esma.europa.eu/questions-and...

Enrico Gagliardi, Europäische Wertpapier- und Marktaufsichtsbehörde

1 Attachment

Dear Mr Martin,
 
We would like to refer you to the request for Access to Documents you
filed pursuant to Regulation (EC) No 1049/2001 on 7 February 2018 in which
you asked to get access to "an Excel file related to the SFTR regulation".
 
Against this background, please find attached the requested document.
 
Finally, we would like to draw your attention to the fact that the
disclosed document is still a draft.
 
With kind regards
 
Enrico Gagliardi
 
 
 

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