European Securities and Markets Authority

A financial supervisory body, also called ESMA

ESMA fosters supervisory convergence both amongst securities regulators, and across financial sectors by working closely with the other European Supervisory Authorities competent in the field of banking (EBA), and insurance and occupational pensions (EIOPA).

41 requests
Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
ESMA 's role as a gatekeeper
Response by European Securities and Markets Authority to Lucy McNulty on .

Awaiting classification.

On behalf of the Document Access Coordinator   Dear Lucy McNulty, We are writing with reference to your request for access to documents submitte...
ESMA data capabilities
Response by European Securities and Markets Authority to Lucy McNulty on .

Awaiting classification.

On behalf of the Document Access Coordinator   Dear Lucy McNulty, We are writing with reference to your request for access to documents submitte...
Esma crisis toolbox
Response by European Securities and Markets Authority to Lucy McNulty on .

Awaiting classification.

On behalf of the Document Access Coordinator   Dear Lucy McNulty, We are writing with reference to your request for access to documents submitte...
Reverse solicitation and chaperoning
Response by European Securities and Markets Authority to Justin Cash on .

Awaiting classification.

On behalf of the Document Access Coordinator   Dear Justin Cash,   We are writing to you with reference to your request for information and do...
Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
SFTR pairing and matching rates

Awaiting classification.

Dear Ms Tunstead,   We would like to refer you to the request you sent to ESMA to get access to information relating to pairing and matching rates....
Dar Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
Please pass this on to the person who reviews confirmatory applications. I am filing the following confirmatory application with regards to my acc...
Dear Colleague, Our team has dealt with your request registered under reference number [1]ITSD-240090. You will find below our response to your re...
Pairing and matching rates EMIR
Response by European Securities and Markets Authority to Samuel Wilkes on .

Reported for administrator attention.

Dear Mr Wilkes,   I would like to refer you to the request for Access to Documents you submitted to ESMA on 22 March 2019 pursuant to Regulation (...
SFTR Validation Rules Excel document
Response by European Securities and Markets Authority to Steve Martin on .

Partially successful.

Dear Mr Martin,   We would like to refer you to the request for access to documents you filed pursuant to Regulation (EC) No 1049/2001 in which yo...
Work with Palantir

Awaiting classification.

Dear Mr Schindler,   We would like to refer to the request for access to documents you sent to ESMA in which you asked to get access to "[…] any inf...
All documentation (including but not limited to all email correspondence, attendance lists, agendas, background papers, and minutes/notes) relati...
  On behalf of the Access to Documents Coordinator:     Dear Mr Volpe,   We would like to refer you to the request for access to document t...
Liste von NFC+-Entitäten gem. EMIR Art. 10
Internal review request sent to European Securities and Markets Authority by Adrian Obhof on .

Awaiting internal review.

Sehr geehrter Herr Galiardi, vielen Dank für Ihre Rückmeldung. Bitte leiten Sie diesen Zweitantrag (confirmatory application) ggf. an die Person we...
Dear Ms Darbishire,   We would like to refer you to the request for access to documents you submitted to ESMA on 5 July 2019 pursuant to Regulatio...
Contacts on MiFID, 2015-2017
Request to European Securities and Markets Authority by Georgios Vassalos. Annotated by Georgios Vassalos on .

Partially successful.

-------- Forwarded Message -------- Subject: RE: New 1049 request Date: Fri, 14 Dec 2018 10:41:44 +0000 From: Verena Ross <Verena.Ross@esma.europ...
Dear Ms Minsky,   We would like to refer you to the email below you sent to ESMA in which you requested certain information concerning Cyber-securit...
Dear Mr Vassalos,   We would like to refer you to the email you sent to ESMA on 25 May 2018 in which you made reference to your request for Access...
SFTR Excel document
Response by European Securities and Markets Authority to Steve Martin on .

Successful.

Dear Mr Martin,   We would like to refer you to the request for Access to Documents you filed pursuant to Regulation (EC) No 1049/2001 on 7 February...

Only requests made using AsktheEU.org are shown. ?