European Securities and Markets Authority

A financial supervisory body, also called ESMA

53 requests
Summary Trade Reports.
Response by European Securities and Markets Authority to Bryan James on .

Awaiting classification.

Dear Mr James, As already clarified, the information on transactions that market operator and investment firms operating a trading venues are required...
Dear Jeremy Chan, We would like to refer to the request you submitted to ESMA 14 February 2024 in which you asked to get access to certain documents a...
Dear Mr Lee,   We would like to refer you to the request for access to documents you submitted to ESMA on 2 February 2024 pursuant to Regulation (EC...
Reverse solicitation and chaperoning
Response by European Securities and Markets Authority to Justin Cash on .

Partially successful.

On behalf of the Document Access Coordinator   Dear Justin Cash,   We are writing to you with reference to your request for information and do...
Dear Sir, Thank you for reaching out to ESMA. Firstly, we would like to inform you that your request dated 9 January 2023, given its formulation, con...
Dear Sir,   Thank you for your message.   Pursuant to Article 7(1) of Regulation (EU) 909/2014 on central securities depositories (CSDR) as su...
Market Abuse Reports
Response by European Securities and Markets Authority to Bryan James on .

Information not held.

Dear Bryan James, We are writing with reference to the outstanding point of the request you sent to ESMA on 12 October 2022, as further clarified by y...
Dear Mr Dybinski,   We would like to refer to the request for access to documents you submitted to ESMA on 28 August 2022 pursuant to Regulation (EC...
Dear Mr Fanta,   We would like to refer to the request for access to documents you submitted to ESMA on 25 April 2022 pursuant to Regulation (EC)...
Equivalence Decisions
Response by European Securities and Markets Authority to Pedro Carvalho on .

Successful.

Dear Mr Carvalho, We acknowledge receipt of your message and will get back to you in due course. With kind regards Enrico Gagliardi
Dear Mr Carvalho,   Many thanks for your response and engagement in this process for a fair solution. We would be pleased to have a call with you in...
Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
Documents Pertaining to PETI Petition 1470/2020
Request to European Securities and Markets Authority by Nicholas Lee. Annotated by Nicholas Lee on .

Information not held.

Response here: https://www.asktheeu.org/en/request/list_of_all_documents_pertaining_2#incoming-34425
Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
Documents Pertaining to PETI Petition 1088/2016
Request to European Securities and Markets Authority by Nicholas Lee. Annotated by Nicholas Lee on .

Information not held.

Response here: https://www.asktheeu.org/en/request/list_of_all_documents_pertaining_2#incoming-34425
Dear Mr Lee,   We are writing with reference to your request of 11 November 2021 by which you asked ESMA to provide you with “[…] documents which...
Dear Mr Lee,   We are writing with reference to your request of 11 November 2021 by which you asked ESMA to provide you with “[…] documents which...
Dear Mr Lee, We are writing with reference to your confirmatory applications dated 10 November 2021, and related email dated 30 November 2021, by wh...
ESMA 's role as a gatekeeper
Response by European Securities and Markets Authority to Lucy McNulty on .

Awaiting classification.

On behalf of the Document Access Coordinator   Dear Lucy McNulty, We are writing with reference to your request for access to documents submitte...
ESMA data capabilities
Response by European Securities and Markets Authority to Lucy McNulty on .

Awaiting classification.

On behalf of the Document Access Coordinator   Dear Lucy McNulty, We are writing with reference to your request for access to documents submitte...
Esma crisis toolbox
Response by European Securities and Markets Authority to Lucy McNulty on .

Awaiting classification.

On behalf of the Document Access Coordinator   Dear Lucy McNulty, We are writing with reference to your request for access to documents submitte...
Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
SFTR pairing and matching rates

Awaiting classification.

Dear Ms Tunstead,   We would like to refer you to the request you sent to ESMA to get access to information relating to pairing and matching rates....
Dar Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
Please pass this on to the person who reviews confirmatory applications. I am filing the following confirmatory application with regards to my acc...

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