European Securities and Markets Authority

A financial supervisory body, also called ESMA

ESMA fosters supervisory convergence both amongst securities regulators, and across financial sectors by working closely with the other European Supervisory Authorities competent in the field of banking (EBA), and insurance and occupational pensions (EIOPA).

27 requests
Dear Mr Schindler, We acknowledge receipt of your message. With apologies for the late reply, kindly be informed that your request has reached the Ac...
All documentation (including but not limited to all email correspondence, attendance lists, agendas, background papers, and minutes/notes) relati...
Liste von NFC+-Entitäten gem. EMIR Art. 10
Internal review request sent to European Securities and Markets Authority by Adrian Obhof on .

Awaiting internal review.

Sehr geehrter Herr Galiardi, vielen Dank für Ihre Rückmeldung. Bitte leiten Sie diesen Zweitantrag (confirmatory application) ggf. an die Person we...
SFTR Validation Rules Excel document
Response by European Securities and Markets Authority to Steve Martin on .

Awaiting classification.

Dear Mr Martin,   We would like to refer you to the request for access to documents you filed pursuant to Regulation (EC) No 1049/2001 in which yo...
Dear Ms Minsky,   We would like to refer you to the email below you sent to ESMA in which you requested certain information concerning Cyber-securit...
Attendance allowance rates from 2002-2013
Response by European Securities and Markets Authority to Kate Carer on .

Awaiting classification.

Dear Ms Carer, We acknowledge receipt of your email dated 30 January in which you made reference to a Request for Access to Documents pursuant to Regu...
Brexit
Response by European Securities and Markets Authority to Abdul Hai on .

Awaiting classification.

Dear Mr Hai, We acknowledge receipt of your request for information and will get back to you in due course. Kind regards Enrico
DTCC meetings
Response by European Securities and Markets Authority to Fiona Maxwell on .

Awaiting classification.

Dear Ms Maxwell, With respect to your request for Access to Documents pursuant to Regulation (EC) No 1049/2001, we would like to inform you that ESMA...
Dear Ms von Wendland,   In the matter of your request for access to documents, please note the following:   1)      Concerning points 1, 2 and...
Financial Stability
Response by European Securities and Markets Authority to Jan on .

Awaiting classification.

Dear Sir,   We refer to our previous correspondence regarding your request under the right of access to documents in the EU treaties, as provided...

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