European Securities and Markets Authority

A financial supervisory body, also called ESMA

56 requests
EU Recovery prospectus
Response by European Securities and Markets Authority to Peter on .

Awaiting classification.

Dear Peter Teffer,   We are writing with reference to the request you submitted pursuant to Regulation (EC) No 1049/2001 on 9 February 2024 and by w...
Summary Trade Reports.
Response by European Securities and Markets Authority to Bryan James on .

Awaiting classification.

Dear Mr James, As already clarified, the information on transactions that market operator and investment firms operating a trading venues are required...
ESMA 's role as a gatekeeper
Response by European Securities and Markets Authority to Lucy McNulty on .

Awaiting classification.

On behalf of the Document Access Coordinator   Dear Lucy McNulty, We are writing with reference to your request for access to documents submitte...
ESMA data capabilities
Response by European Securities and Markets Authority to Lucy McNulty on .

Awaiting classification.

On behalf of the Document Access Coordinator   Dear Lucy McNulty, We are writing with reference to your request for access to documents submitte...
Esma crisis toolbox
Response by European Securities and Markets Authority to Lucy McNulty on .

Awaiting classification.

On behalf of the Document Access Coordinator   Dear Lucy McNulty, We are writing with reference to your request for access to documents submitte...
Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
SFTR pairing and matching rates

Awaiting classification.

Dear Ms Tunstead,   We would like to refer you to the request you sent to ESMA to get access to information relating to pairing and matching rates....
Please pass this on to the person who reviews confirmatory applications. I am filing the following confirmatory application with regards to my acc...
Dear Colleague, Our team has dealt with your request registered under reference number [1]ITSD-240090. You will find below our response to your re...
Work with Palantir

Awaiting classification.

Dear Mr Schindler,   We would like to refer to the request for access to documents you sent to ESMA in which you asked to get access to "[…] any inf...
All documentation (including but not limited to all email correspondence, attendance lists, agendas, background papers, and minutes/notes) relati...
Liste von NFC+-Entitäten gem. EMIR Art. 10
Internal review request sent to European Securities and Markets Authority by Adrian Obhof on .

Awaiting internal review.

Sehr geehrter Herr Galiardi, vielen Dank für Ihre Rückmeldung. Bitte leiten Sie diesen Zweitantrag (confirmatory application) ggf. an die Person we...
Dear Ms Minsky,   We would like to refer you to the email below you sent to ESMA in which you requested certain information concerning Cyber-securit...
Attendance allowance rates from 2002-2013
Response by European Securities and Markets Authority to Kate Carer on .

Awaiting classification.

Dear Ms Carer, We acknowledge receipt of your email dated 30 January in which you made reference to a Request for Access to Documents pursuant to Regu...
Brexit
Response by European Securities and Markets Authority to Abdul Hai on .

Awaiting classification.

Dear Mr Hai, We acknowledge receipt of your request for information and will get back to you in due course. Kind regards Enrico
DTCC meetings
Response by European Securities and Markets Authority to Fiona Maxwell on .

Awaiting classification.

Dear Ms Maxwell, With respect to your request for Access to Documents pursuant to Regulation (EC) No 1049/2001, we would like to inform you that ESMA...
Dear Ms von Wendland,   In the matter of your request for access to documents, please note the following:   1)      Concerning points 1, 2 and...
Financial Stability
Response by European Securities and Markets Authority to Jan on .

Awaiting classification.

Dear Sir,   We refer to our previous correspondence regarding your request under the right of access to documents in the EU treaties, as provided...

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