European Securities and Markets Authority
A financial supervisory body, also called ESMA
56 requests
- all requests
- successful requests
- unsuccessful requests
- unresolved requests
Meetings between Senior Managers and industry representatives
Response by European Securities and Markets Authority to Tazu Walden on .
Partially successful.
Dear Tazu Walden,
We are writing with reference to your request for access to documents submitted to ESMA on 27 June 2024 pursuant to Regulation (EC)...
Documents relating to meetings between ESMA and industry members regarding sustainable finance
Follow up sent to European Securities and Markets Authority by Tazu Walden on .
Successful.
Thank you very much!
Yours sincerely,
Tazu Walden
Suspicious Transaction and Order Reports
Response by European Securities and Markets Authority to Jeremy Chan on .
Successful.
Dear Jeremy Chan,
We would like to refer to the request you submitted to ESMA 14 February 2024 in which you asked to get access to certain documents a...
Reverse solicitation and chaperoning
Response by European Securities and Markets Authority to Justin Cash on .
Partially successful.
On behalf of the Document Access Coordinator
Dear Justin Cash,
We are writing to you with reference to your request for information and
do...
Article 38 (1) SSR agreements
Response by European Securities and Markets Authority to Bryan James on .
Successful.
Dear Sir,
Thank you for reaching out to ESMA.
Firstly, we would like to inform you that your request dated 9 January 2023, given its formulation, con...
Memos, guidance and guidelines on record creation
Response by European Securities and Markets Authority to Alexander Fanta on .
Partially successful.
Dear Mr Fanta,
We would like to refer to the request for access to documents you
submitted to ESMA on 25 April 2022 pursuant to Regulation (EC)...
Equivalence Decisions
Response by European Securities and Markets Authority to Pedro Carvalho on .
Successful.
Dear Mr Carvalho,
We acknowledge receipt of your message and will get back to you in due course.
With kind regards
Enrico Gagliardi
Equivalence Decisions - Withdrawal
Response by European Securities and Markets Authority to Pedro Carvalho on .
Successful.
Dear Mr Carvalho,
Many thanks for your response and engagement in this process for a fair
solution. We would be pleased to have a call with you in...
Preparatory Documents & Documents Relating to 2021 EU-US Joint Financial Regulatory Forum
Response by European Securities and Markets Authority to Nicholas Lee on .
Partially successful.
Dear Mr Lee,
We are writing with reference to your request of 11 November 2021 by which
you asked ESMA to provide you with “[…] documents which...
Enregistrements nuls dans les fichiers, https://www.esma.europa.eu/data-systematic-internaliser-calculations , spécifications
Response by European Securities and Markets Authority to Jean Marie Falisse on .
Successful.
Dar Sir or Madam,
Thank you for your message.
We value your input and question raised on this issue. As with all
relevant questions that are submit...
Pairing and matching rates EMIR
Response by European Securities and Markets Authority to Samuel Wilkes on .
Reported for administrator attention.
Dear Mr Wilkes,
I would like to refer you to the request for Access to Documents you
submitted to ESMA on 22 March 2019 pursuant to Regulation (...
SFTR Validation Rules Excel document
Response by European Securities and Markets Authority to Steve Martin on .
Partially successful.
Dear Mr Martin,
We would like to refer you to the request for access to documents you
filed pursuant to Regulation (EC) No 1049/2001 in which yo...
EMIR Pairing and Matching Rates for 2019/20
Response by European Securities and Markets Authority to Nicholas Volpe on .
Partially successful.
On behalf of the Access to Documents Coordinator:
Dear Mr Volpe,
We would like to refer you to the request for access to document t...
Travel expenses of ESMA Executive Director
Response by European Securities and Markets Authority to Helen Darbishire on .
Successful.
Dear Ms Darbishire,
We would like to refer you to the request for access to documents you
submitted to ESMA on 5 July 2019 pursuant to Regulatio...
Contacts on MiFID, 2015-2017
Request to European Securities and Markets Authority by Georgios Vassalos. Annotated by Georgios Vassalos on .
Partially successful.
-------- Forwarded Message --------
Subject: RE: New 1049 request
Date: Fri, 14 Dec 2018 10:41:44 +0000
From: Verena Ross <Verena.Ross@esma.europ...
Contacts on MiFID II (January 2014-
Response by European Securities and Markets Authority to Georgios Vassalos on .
Partially successful.
Dear Mr Vassalos,
We would like to refer you to the email you sent to ESMA on 25 May 2018 in
which you made reference to your request for Access...
SFTR Excel document
Response by European Securities and Markets Authority to Steve Martin on .
Successful.
Dear Mr Martin,
We would like to refer you to the request for Access to Documents you
filed pursuant to Regulation (EC) No 1049/2001 on 7 February...
Travel expenses of ESMA Executive Director
Response by European Securities and Markets Authority to Luisa Izuzquiza on .
Successful.
Dear Ms Izuzquiza,
We would like to refer you to your request for access to documents you
filed on 16 January 2018 pursuant to Regulation (EC) No...
Dear Mr Teffer,
With respect to your additional query, please find attached the excerpts of the document containing the specific information you reque...
Umsetzung der Richtline 2013/50/EU ( L 294/13)
Response by European Securities and Markets Authority to Ramona Glaubitz on .
Successful.
Sehr geehrte Frau Glaubitz
In Bezug auf Ihre untenstehende Frage, möchte ich Sie auf die öffentlich zugängliche EUR-Lex Webseite verweisen, die “von d...
Contacts with the hedge fund industry
Response by European Securities and Markets Authority to Olivier Hoedeman on .
Partially successful.
Dear Mr Hoedeman,
Following up to your below access to documents request under Regulation (EC) No 1049/2001 of the European Parliament and of the Coun...
Third country CCP applications
Response by European Securities and Markets Authority to Fiona Maxwell on .
Successful.
Dear Ms Maxwell,
With reference to your query, please find attached the requested document.
With kind regards
Enrico Gagliardi
...
Rules for the implementation of Regulation 1049/2001
Response by European Securities and Markets Authority to N. K. Netzell on .
Successful.
Dear Madam/Sir,
Please find below the requested link:
http://www.esma.europa.eu/content/Decision-Management-Board-Access-documents
Best regards,
S....
Carlos Tavares
Response by European Securities and Markets Authority to Ester Araúzo on .
Successful.
Dear Ester Araúzo,
I refer to your access to information request with the following content:
Under the right of access to documents in the...
Freedom of information request - Rating Credit Raters
Response by European Securities and Markets Authority to philip monaghan on .
Partially successful.
Dear Mr Monaghan
Thank you for your recent request to the European Securities and Markets
Authority (ESMA) for access to documents under Regulat...
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