European Securities and Markets Authority

A financial supervisory body, also called ESMA

ESMA fosters supervisory convergence both amongst securities regulators, and across financial sectors by working closely with the other European Supervisory Authorities competent in the field of banking (EBA), and insurance and occupational pensions (EIOPA).

49 requests
Market Abuse Reports
Response by European Securities and Markets Authority to Bryan James on .

Information not held.

Dear Bryan James, We are writing with reference to the outstanding point of the request you sent to ESMA on 12 October 2022, as further clarified by y...
Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
Documents Pertaining to PETI Petition 1470/2020
Request to European Securities and Markets Authority by Nicholas Lee. Annotated by Nicholas Lee on .

Information not held.

Response here: https://www.asktheeu.org/en/request/list_of_all_documents_pertaining_2#incoming-34425
Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
Documents Pertaining to PETI Petition 1088/2016
Request to European Securities and Markets Authority by Nicholas Lee. Annotated by Nicholas Lee on .

Information not held.

Response here: https://www.asktheeu.org/en/request/list_of_all_documents_pertaining_2#incoming-34425
Dear Mr Lee,   We are writing with reference to your request of 11 November 2021 by which you asked ESMA to provide you with “[…] documents which...
Dear Mr Lee, We are writing with reference to your confirmatory applications dated 10 November 2021, and related email dated 30 November 2021, by wh...
Thank you for the information. Yours sincerely, kraig higgs
Dear Ms Maxwell, As regards your request dated 12 March 2015 please note the following. Concerning your reference to the data used in the MiFID II...

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