European Securities and Markets Authority

A financial supervisory body, also called ESMA

56 requests
Make a access to documents request to this authority
Documents related to U.S. Treasury / IRS Notice 2023-11
Response by European Securities and Markets Authority to Nicholas Lee on .

Information not held.

Dear Mr Lee,   We would like to refer you to the request for access to documents you submitted to ESMA on 2 February 2024 pursuant to Regulation (EC...
Failed Trades / Failure to deliver equities
Response by European Securities and Markets Authority to Bryan James on .

Information not held.

Dear Sir,   Thank you for your message.   Pursuant to Article 7(1) of Regulation (EU) 909/2014 on central securities depositories (CSDR) as su...
Market Abuse Reports
Response by European Securities and Markets Authority to Bryan James on .

Information not held.

Dear Bryan James, We are writing with reference to the outstanding point of the request you sent to ESMA on 12 October 2022, as further clarified by y...
Documents pertaining to PETI Petition 0323/2021
Response by European Securities and Markets Authority to Nicholas Lee on .

Refused.

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
Documents Pertaining to PETI Petition 1470/2020
Request to European Securities and Markets Authority by Nicholas Lee. Annotated by Nicholas Lee on .

Information not held.

Response here: https://www.asktheeu.org/en/request/list_of_all_documents_pertaining_2#incoming-34425
Documents Pertaining to PETI Petition 0394/2021
Response by European Securities and Markets Authority to Nicholas Lee on .

Information not held.

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
Documents Pertaining to PETI Petition 1088/2016
Request to European Securities and Markets Authority by Nicholas Lee. Annotated by Nicholas Lee on .

Information not held.

Response here: https://www.asktheeu.org/en/request/list_of_all_documents_pertaining_2#incoming-34425
Preparatory Documents & Documents Relating to 2019 US-EU Joint Financial Regulatory Forum
Response by European Securities and Markets Authority to Nicholas Lee on .

Information not held.

Dear Mr Lee,   We are writing with reference to your request of 11 November 2021 by which you asked ESMA to provide you with “[…] documents which...
List of all documents pertaining to FATCA
Response by European Securities and Markets Authority to Nicholas Lee on .

Refused.

Dear Mr Lee, We are writing with reference to your confirmatory applications dated 10 November 2021, and related email dated 30 November 2021, by wh...
Request of Prospectus directive competent authority and registers
Follow up sent to European Securities and Markets Authority by kraig higgs on .

Information not held.

Thank you for the information. Yours sincerely, kraig higgs
Raw data used for Mifid II consultation 19/12/2014
Response by European Securities and Markets Authority to Fiona Maxwell on .

Refused.

Dear Ms Maxwell, As regards your request dated 12 March 2015 please note the following. Concerning your reference to the data used in the MiFID II...

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