Dear Financial Stability, Financial Services and Capital Markets Union,

Under the right of access to documents in the EU treaties, as developed in Regulation 1049/2001, I am requesting all documents relating to or referencing PETI Petition 1088/2016.

I would also expect that responsive documents would include opinions and views expressed by national supervisory authorities / member states on the matter. When deciding on suitability of access, I ask that you take into consideration EU Ombudsman Decision 386/2021 (https://www.ombudsman.europa.eu/en/decis...), which encouraged another European Union body to grant the widest possible access to documents by redacting the authors/national origin of certain members state / national authority documents.

Yours faithfully,
Nicholas Lee

Sg-Acc-Doc@ec.europa.eu, Financial Stability, Financial Services and Capital Markets Union

Dear Sir,

Thank you for your request for access to documents.

Unfortunately, you have not indicated your postal address. This is necessary for registering and handling your request in line with the procedural requirements.

Please send us your full postal address at your earliest convenience. Pending your reply, we reserve the right to refuse the registration of your request.

Alternatively, you may use directly the electronic form available on the Europa website:

]http://ec.europa.eu/transparency/regdoc/....

Yours faithfully,

Access to documents team (cr)
SG.C.1
Transparency

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Dear [email address],

My postal address is

Nicholas Lee
[address redacted]
[address redacted]
Netherlands

Yours sincerely,
Nicholas Lee

SG ACCES DOCUMENTS, Financial Stability, Financial Services and Capital Markets Union

1 Attachment

  • Attachment

    RE access to documents request Documents Pertaining to PETI Petition 1088 2016.html

    1K Download

Dear Sir,

We hereby acknowledge receipt of your application for access to documents,
which was registered on 15/10/2021 under reference number GESTDEM
2021/6163.

In accordance with Regulation (EC) No 1049/2001 regarding public access to
European Parliament, Council and Commission documents, your application
will be handled within 15 working days.

The time limit will expire on 09/11/2021. In case this time limit needs to
be extended, you will be informed in due course.

You have lodged your application via a private third-party website, which
has no link with any institution of the European Union.
Therefore, the European Commission cannot be held accountable for any
technical issues or problems linked to the use of this system.

Please note that the private third party running the AsktheEU.org website
is responsible and accountable for the processing of your personal data
via that website, and not the Commission.
For further information on your rights, please refer to the third party’s
privacy policy.

We understand that the third party running the AsktheEU.org website
usually publishes the content of applicants’ correspondence with the
Commission on that website. This includes the personal data that you may
have communicated to the Commission (e.g. your private postal address).

Similarly, the third party publishes on that website any reply that the
Commission will send to the email address of the applicants generated by
the AsktheEU.org website.

If you do not wish that your correspondence with the Commission is
published on a private third-party website such as AsktheEU.org, you can
provide us with an alternative, private e-mail address for further
correspondence. In that case, the Commission will send all future
electronic correspondence addressed to you only to that private address,
and it will use only that private address to reply to your request. You
should still remain responsible to inform the private third-party website
about this change of how you wish to communicate with, and receive a reply
from, the Commission.

For information on how we process your personal data visit our page
Privacy statement – access to documents.

Yours faithfully,

Access to documents team (rc)
SG.C.1
Transparency

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Dear SG ACCES DOCUMENTS,

I write further to the Information Request that I submitted on October 15 2021 and whose receipt was acknowledged by FISM on the same day under the reference number GESTDEM 2021/6163.

Per Regulation 1049/2001 and the timelines stated in your acknowledgement, this information request should have been processed promptly by November 09 2021 or a well-substantiated extension of processing time was to be provided by that date.

As it is now November 10th, I kindly urge you to process this information request completely and promptly.

Yours faithfully,
Nicholas Lee

FISMA B3, Financial Stability, Financial Services and Capital Markets Union

1 Attachment

Dear Lee,

Please find attached the document Ares(2021)6946670 related to your request GESTDEM 2021/6165.

Kind regards,

Raquel Garcia Mateos

Assistant to the Head of Unit
European Commission
Directorate General Financial Stability, Financial Services and Capital Markets Union
Unit B3 - Retail financial services
SPA2 02/021
B-1049 Bruxelles/Belgique

Dear Financial Stability, Financial Services and Capital Markets Union,

Please pass this on to the person who reviews confirmatory applications.

I am filing the following confirmatory application with regards to my access to documents request 'Documents Pertaining to PETI Petition 1088/2016' and registered under the reference "GESTDEM 2021/6165".

As the correspondence shows, FISMA has not provided complete and accurate information in accordance with its legal obligations or with its own self-reported timelines. On November 11th, I was informed that the processing of this request would be extended to November 30th, a date that has since passed with no further communication.

Prompt, transparent, and complete handling is necessary.

A full history of my request and all correspondence is available on the Internet at this address: https://www.asktheeu.org/en/request/docu...

Yours faithfully,
Nicholas Lee

SG ACCES DOCUMENTS, Financial Stability, Financial Services and Capital Markets Union

1 Attachment

Link: [1]File-List
Link: [2]Edit-Time-Data
Link: [3]themeData
Link: [4]colorSchemeMapping

Dear Sir,

 

Thank you for your email dated 01/12/2021 by which you request, pursuant
to Regulation No 1049/2001 regarding public access to European Parliament,
Council and Commission documents, a review of the position taken by DG
FISMA in reply to your initial application GESTDEM 2021/6165.

 

We hereby acknowledge receipt of your confirmatory application for access
to documents which was registered on 01/12/2021 (Ares(2021)7410234).

 

Your application will be handled within 15 working days (22/12/2021). In
case this time limit needs to be extended, you will be informed in due
course.

 

Please be informed that the answer to your confirmatory application is a
formal Commission decision that will be notified to you by express
delivery. Thank you for providing your contact phone number, so that the
external delivery service can contact you in case of absence.

 

Please note that the Commission will not use your phone number for any
other purpose than for informing the delivery service, and that it will
delete it immediately thereafter.

 

Yours faithfully,

 

ACCESS TO DOCUMENTS TEAM (GD)

 

[5]cid:image001.png@01D45409.F767C980

European Commission

Secretariat-General

SG C.1

[6][email address]

 

 

 

 

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FISMA B3, Financial Stability, Financial Services and Capital Markets Union

1 Attachment

Dear Mr Lee,

Please find attached your reply to your request of 15 October 2021.

Raquel Garcia Mateos

Assistant to the Head of Unit

European Commission
Directorate General Financial Stability, Financial Services and Capital Markets Union
Unit B3 - Retail financial services
SPA2 02/021
B-1049 Bruxelles/Belgique

Nicholas Lee left an annotation ()

Correct (combined) response here: https://www.asktheeu.org/en/request/list...