Failed Trades / Failure to deliver equities

Currently waiting for a response from European Securities and Markets Authority, they should respond promptly and normally no later than (details).

Dear European Securities and Markets Authority,

Under the right of access to documents in the EU treaties, as developed in Regulation 1049/2001, I am requesting documents which contain the following information:

Re: [Failed Trades / Failure to delivers ]
Could I please request a copy/access to data provided to you by any Clearing and Depository Service and or Broker-dealer as it pertains to failed trades of the US securities listed below that were bought by EU nationals, foreign nationals & companies using EU member state or EEA based brokers or corporations - from January 1, 2021 to present day ( September, 20, 2022) for the trade tickers AMC (AMC Entertainment Holdings Inc, NYSE,(cusip: 0001411579)), APE (AMC Entertainment Hldg Pref Equity Units Depositary Share Rep 1 100th Int Convertible Prf Shs Series A
NYSE: APEcusip : 00165C203))  & GME ( GameStop Corp.
NYSE: GME (cusip : 36467W109) ) .
Daily , monthly, yearly breakdown would be appreciated. I do not require personal information, only the the information as to how many fails there has been & continues to be for each ticker. 
I'd be very grateful for the informantion. 
Please email me the information. 

Yours faithfully,


Enrico Gagliardi, European Securities and Markets Authority

Dear Bryan James,

We acknowledge receipt of your request and will get back to you in due course.

Kind regards

Enrico Gagliardi

show quoted sections