Autoridad Europea de Valores y Mercados

Un Organismo de supervisión financiera, también conocido como AEVM

54 solicitudes
Dear Tazu Walden, We acknowledge receipt of your request. ESMA will process it in accordance with Regulation (EC) No 1049/2001 and provide you with a...
Summary Trade Reports.
Respuesta por Autoridad Europea de Valores y Mercados a Bryan James el .

Esperando clasificación.

Dear Mr James, As already clarified, the information on transactions that market operator and investment firms operating a trading venues are required...
Dear Jeremy Chan, We would like to refer to the request you submitted to ESMA 14 February 2024 in which you asked to get access to certain documents a...
Documents related to U.S. Treasury / IRS Notice 2023-11
Respuesta por Autoridad Europea de Valores y Mercados a Nicholas Lee el .

Información no disponible.

Dear Mr Lee,   We would like to refer you to the request for access to documents you submitted to ESMA on 2 February 2024 pursuant to Regulation (EC...
Reverse solicitation and chaperoning
Respuesta por Autoridad Europea de Valores y Mercados a Justin Cash el .

Éxito parcial.

On behalf of the Document Access Coordinator   Dear Justin Cash,   We are writing to you with reference to your request for information and do...
Article 38 (1) SSR agreements
Respuesta por Autoridad Europea de Valores y Mercados a Bryan James el .

Exitosa.

Dear Sir, Thank you for reaching out to ESMA. Firstly, we would like to inform you that your request dated 9 January 2023, given its formulation, con...
Failed Trades / Failure to deliver equities
Respuesta por Autoridad Europea de Valores y Mercados a Bryan James el .

Información no disponible.

Dear Sir,   Thank you for your message.   Pursuant to Article 7(1) of Regulation (EU) 909/2014 on central securities depositories (CSDR) as su...
Market Abuse Reports
Respuesta por Autoridad Europea de Valores y Mercados a Bryan James el .

Información no disponible.

Dear Bryan James, We are writing with reference to the outstanding point of the request you sent to ESMA on 12 October 2022, as further clarified by y...
Dear Mr Dybinski,   We would like to refer to the request for access to documents you submitted to ESMA on 28 August 2022 pursuant to Regulation (EC...
Dear Mr Fanta,   We would like to refer to the request for access to documents you submitted to ESMA on 25 April 2022 pursuant to Regulation (EC)...
Equivalence Decisions
Respuesta por Autoridad Europea de Valores y Mercados a Pedro Carvalho el .

Exitosa.

Dear Mr Carvalho, We acknowledge receipt of your message and will get back to you in due course. With kind regards Enrico Gagliardi
Dear Mr Carvalho,   Many thanks for your response and engagement in this process for a fair solution. We would be pleased to have a call with you in...
Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
Documents Pertaining to PETI Petition 1470/2020
Solicitud a Autoridad Europea de Valores y Mercados por Nicholas Lee. Comentada por Nicholas Lee el .

Información no disponible.

Response here: https://www.asktheeu.org/en/request/list_of_all_documents_pertaining_2#incoming-34425
Documents Pertaining to PETI Petition 0394/2021
Respuesta por Autoridad Europea de Valores y Mercados a Nicholas Lee el .

Información no disponible.

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
Documents Pertaining to PETI Petition 1088/2016
Solicitud a Autoridad Europea de Valores y Mercados por Nicholas Lee. Comentada por Nicholas Lee el .

Información no disponible.

Response here: https://www.asktheeu.org/en/request/list_of_all_documents_pertaining_2#incoming-34425
Dear Mr Lee,   We are writing with reference to your request of 11 November 2021 by which you asked ESMA to provide you with “[…] documents which...
Dear Mr Lee,   We are writing with reference to your request of 11 November 2021 by which you asked ESMA to provide you with “[…] documents which...
Dear Mr Lee, We are writing with reference to your confirmatory applications dated 10 November 2021, and related email dated 30 November 2021, by wh...
ESMA 's role as a gatekeeper
Respuesta por Autoridad Europea de Valores y Mercados a Lucy McNulty el .

Esperando clasificación.

On behalf of the Document Access Coordinator   Dear Lucy McNulty, We are writing with reference to your request for access to documents submitte...
ESMA data capabilities
Respuesta por Autoridad Europea de Valores y Mercados a Lucy McNulty el .

Esperando clasificación.

On behalf of the Document Access Coordinator   Dear Lucy McNulty, We are writing with reference to your request for access to documents submitte...
Esma crisis toolbox
Respuesta por Autoridad Europea de Valores y Mercados a Lucy McNulty el .

Esperando clasificación.

On behalf of the Document Access Coordinator   Dear Lucy McNulty, We are writing with reference to your request for access to documents submitte...
Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
SFTR pairing and matching rates
Respuesta por Autoridad Europea de Valores y Mercados a Rebekah Tunstead el .

Esperando clasificación.

Dear Ms Tunstead,   We would like to refer you to the request you sent to ESMA to get access to information relating to pairing and matching rates....
Dar Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

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