Dear Financial Stability, Financial Services and Capital Markets Union,

Under the right of access to documents in the EU treaties, as developed in Regulation 1049/2001, I am requesting documents which contain the following information:

In the week commencing 9 December 2018, the Commission (DG FISMA) released 10 delegated regulations that form the level II SFTR legislation.

They made minor changes to the SFTR Validation Rules.

I would like the LATEST version of the SFTR Validation Rules EXCEL document.

[I note ESMA previously provided the same to Steve Martin on 7 Feb 2018]

Yours faithfully,

Steve Martin

Estabilidad Financiera, Servicios Financieros y Unión de los Mercados de Capitales

Your message has been received by the Transparency Unit of the
Secretariat-General of the European Commission.
Requests for public access to documents are treated on the basis of
[1]Regulation (EC) No 1049/2001 of 30 May 2001 regarding public access to
European Parliament, Council and Commission documents.
The Secretariat-General will reply to your request within 15 working days
upon registration of your request and will duly inform you of the
registration of the request (or of any additional information to be
provided in view of its registration and/or treatment).
 
 
L’unité «Transparence» du secrétariat général de la Commission européenne
a bien reçu votre message.
Les demandes d’accès du public aux documents sont traitées sur la base du
[2]règlement (CE) n° 1049/2001 du 30 mai 2001 relatif à l’accès du public
aux documents du Parlement européen, du Conseil et de la Commission.
Le secrétariat général répondra à votre demande dans un délai de 15 jours
ouvrables à compter de la date d’enregistrement de votre demande, et vous
informera de cet enregistrement (ou vous indiquera toute information
supplémentaire à fournir en vue de l'enregistrement et/ou du traitement de
votre demande).
 
 
Ihre Nachricht ist beim Referat „Transparenz“ des Generalsekretariats der
Europäischen Kommission eingegangen.
Anträge auf Zugang zu Dokumenten werden auf der Grundlage der
[3]Verordnung (EG) Nr. 1049/2001 vom 30. Mai 2001 über den Zugang der
Öffentlichkeit zu Dokumenten des Europäischen Parlaments, des Rates und
der Kommission behandelt.
Das Generalsekretariat beantwortet Ihre Anfrage innerhalb von
15 Arbeitstagen nach deren Registrierung und wird Sie über die
Registrierung Ihres Antrags (oder die Notwendigkeit weiterer Informationen
im Hinblick auf dessen Registrierung und/oder Bearbeitung) unterrichten.
 
 

References

Visible links
1. https://eur-lex.europa.eu/legal-content/...
2. https://eur-lex.europa.eu/legal-content/...
3. https://eur-lex.europa.eu/legal-content/...

Estabilidad Financiera, Servicios Financieros y Unión de los Mercados de Capitales

Dear Sir,

Thank you for your request for access to documents. Unfortunately, you have not indicated your postal address that is required for registering and handling your request in line with the procedural requirements.

Please send us your full postal address at your earliest convenience.

Pending your reply, we reserve the right to refuse the registration of your request.

You may, of course, use directly the electronic form for entering your request: http://ec.europa.eu/transparency/regdoc/....

Yours faithfully,

Carlos Remis
SG.C.1
Transparence
Berl. 05/315

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Dear Financial Stability, Financial Services and Capital Markets Union,

Cava de San Miguel 8, 4º centro. 28005 Madrid (Spain)

Yours faithfully,

Steve Martin

Estabilidad Financiera, Servicios Financieros y Unión de los Mercados de Capitales

Your message has been received by the Transparency Unit of the
Secretariat-General of the European Commission.
Requests for public access to documents are treated on the basis of
[1]Regulation (EC) No 1049/2001 of 30 May 2001 regarding public access to
European Parliament, Council and Commission documents.
The Secretariat-General will reply to your request within 15 working days
upon registration of your request and will duly inform you of the
registration of the request (or of any additional information to be
provided in view of its registration and/or treatment).
 
 
L’unité «Transparence» du secrétariat général de la Commission européenne
a bien reçu votre message.
Les demandes d’accès du public aux documents sont traitées sur la base du
[2]règlement (CE) n° 1049/2001 du 30 mai 2001 relatif à l’accès du public
aux documents du Parlement européen, du Conseil et de la Commission.
Le secrétariat général répondra à votre demande dans un délai de 15 jours
ouvrables à compter de la date d’enregistrement de votre demande, et vous
informera de cet enregistrement (ou vous indiquera toute information
supplémentaire à fournir en vue de l'enregistrement et/ou du traitement de
votre demande).
 
 
Ihre Nachricht ist beim Referat „Transparenz“ des Generalsekretariats der
Europäischen Kommission eingegangen.
Anträge auf Zugang zu Dokumenten werden auf der Grundlage der
[3]Verordnung (EG) Nr. 1049/2001 vom 30. Mai 2001 über den Zugang der
Öffentlichkeit zu Dokumenten des Europäischen Parlaments, des Rates und
der Kommission behandelt.
Das Generalsekretariat beantwortet Ihre Anfrage innerhalb von
15 Arbeitstagen nach deren Registrierung und wird Sie über die
Registrierung Ihres Antrags (oder die Notwendigkeit weiterer Informationen
im Hinblick auf dessen Registrierung und/oder Bearbeitung) unterrichten.
 
 

References

Visible links
1. https://eur-lex.europa.eu/legal-content/...
2. https://eur-lex.europa.eu/legal-content/...
3. https://eur-lex.europa.eu/legal-content/...

Estabilidad Financiera, Servicios Financieros y Unión de los Mercados de Capitales

1 Adjuntos

Dear Steve Martin,
Thank you for your email dated 02/01/2019 where you provide your postal
address.  We hereby acknowledge receipt of your request for access to
documents, which was registered on 03/01/2019 under reference number
GestDem 2019/0019.
In accordance with Regulation (EC) No 1049/2001 regarding public access to
European Parliament, Council and Commission documents, your application
will be handled within 15 working days. The time limit will expire on
24/01/2019. In case this time limit needs to be extended, you will be
informed in due course.
 
Best regards,
 
Gitte Louise Olsen
Access to documents team
 
European Commission
Secretariat-General
Unit C1 – Transparency, Document Management &
Access to Document
Office address BERL 05/315
+32 2 995 63 26
[1][email address]
 
 
 
 

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EC ARES NOREPLY,

[1]Ares(2019)77750 - Your request for access to documents - GESTDEM
2019/19

Sent by DE SMET Louisiana (FISMA) <[email address]>. All
responses have to be sent to this email address.
Envoyé par DE SMET Louisiana (FISMA) <[email address]>.
Toutes les réponses doivent être effectuées à cette adresse électronique.

Dear Mr Martin,

I refer to your request for access to documents, registered under the
above mentioned reference number.
The requested documents are available in the Register of Commission
Documents: [2]http://ec.europa.eu/transparency/regdoc/

To enable your search I have listed the C-numbers:
- C(2018)8331
- C(2018)7657
- C(2018)8334
- C(2018)7658
- C(2018)8332
- C(2018)8330
- C(2018)7659
- C(2018)8333
- C(2018)8336
- C(2018)8335

You may reuse the document free of charge for non-commercial and
commercial purposes provided that the source is acknowledged, that you do
not distort the original meaning or message of the document/documents.
Please note that the Commission does not assume liability stemming from
the reuse. (See the Decision of the Commission of 12 December 2011
(2011/833/EU), OJ L 330/39 of 14 December 2011 for details; this Decision
does not apply to documents for which third parties hold the copyrights,
Article 2 (2) (b))

As far as the excel table mentioned in your email is concerned, we advise
you to contact ESMA, as we have don't have such a table among our
documents.

Kind regards,

Louisiana DE SMET
Administrative Assistant
European Commission
Directorate General for Financial Stability, Financial Services and
Capital Markets Union
FISMA/C-2 – Financial Markets Infrastructure
BE-1049 Brussels, Belgium
office: SPA2 03/37, tel.: +32-2-29.62035
e-mail: [email address]
web:
[3]https://ec.europa.eu/info/business-econo...
----------------------------------------------------------------------------------
The views expressed in this e-mail are my own and may not,
under any circumstances, be interpreted as stating an official
position of the European Commission.

_________________________________________________

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