Autorité européenne des marchés financiers

Un Organisme de surveillance financière, aussi appelé AEMF

53 demandes
Summary Trade Reports.

En attente de classement.

Dear Mr James, As already clarified, the information on transactions that market operator and investment firms operating a trading venues are required...
Dear Jeremy Chan, We would like to refer to the request you submitted to ESMA 14 February 2024 in which you asked to get access to certain documents a...
Dear Mr Lee,   We would like to refer you to the request for access to documents you submitted to ESMA on 2 February 2024 pursuant to Regulation (EC...
On behalf of the Document Access Coordinator   Dear Justin Cash,   We are writing to you with reference to your request for information and do...
Dear Sir, Thank you for reaching out to ESMA. Firstly, we would like to inform you that your request dated 9 January 2023, given its formulation, con...
Failed Trades / Failure to deliver equities
Réponse par Autorité européenne des marchés financiers à Bryan James ce .

Information non détenue.

Dear Sir,   Thank you for your message.   Pursuant to Article 7(1) of Regulation (EU) 909/2014 on central securities depositories (CSDR) as su...
Market Abuse Reports
Réponse par Autorité européenne des marchés financiers à Bryan James ce .

Information non détenue.

Dear Bryan James, We are writing with reference to the outstanding point of the request you sent to ESMA on 12 October 2022, as further clarified by y...
Dear Mr Dybinski,   We would like to refer to the request for access to documents you submitted to ESMA on 28 August 2022 pursuant to Regulation (EC...
Dear Mr Fanta,   We would like to refer to the request for access to documents you submitted to ESMA on 25 April 2022 pursuant to Regulation (EC)...
Dear Mr Carvalho, We acknowledge receipt of your message and will get back to you in due course. With kind regards Enrico Gagliardi
Dear Mr Carvalho,   Many thanks for your response and engagement in this process for a fair solution. We would be pleased to have a call with you in...
Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
Documents Pertaining to PETI Petition 1470/2020
Demande à Autorité européenne des marchés financiers par Nicholas Lee. Commentée par Nicholas Lee Le .

Information non détenue.

Response here: https://www.asktheeu.org/en/request/list_of_all_documents_pertaining_2#incoming-34425
Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
Documents Pertaining to PETI Petition 1088/2016
Demande à Autorité européenne des marchés financiers par Nicholas Lee. Commentée par Nicholas Lee Le .

Information non détenue.

Response here: https://www.asktheeu.org/en/request/list_of_all_documents_pertaining_2#incoming-34425
Dear Mr Lee,   We are writing with reference to your request of 11 November 2021 by which you asked ESMA to provide you with “[…] documents which...
Dear Mr Lee,   We are writing with reference to your request of 11 November 2021 by which you asked ESMA to provide you with “[…] documents which...
Dear Mr Lee, We are writing with reference to your confirmatory applications dated 10 November 2021, and related email dated 30 November 2021, by wh...
ESMA 's role as a gatekeeper
Réponse par Autorité européenne des marchés financiers à Lucy McNulty ce .

En attente de classement.

On behalf of the Document Access Coordinator   Dear Lucy McNulty, We are writing with reference to your request for access to documents submitte...
ESMA data capabilities
Réponse par Autorité européenne des marchés financiers à Lucy McNulty ce .

En attente de classement.

On behalf of the Document Access Coordinator   Dear Lucy McNulty, We are writing with reference to your request for access to documents submitte...
Esma crisis toolbox
Réponse par Autorité européenne des marchés financiers à Lucy McNulty ce .

En attente de classement.

On behalf of the Document Access Coordinator   Dear Lucy McNulty, We are writing with reference to your request for access to documents submitte...
Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
SFTR pairing and matching rates

En attente de classement.

Dear Ms Tunstead,   We would like to refer you to the request you sent to ESMA to get access to information relating to pairing and matching rates....
Dar Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...
Procédure menant à la dénomination de certains fichiers publiés par l'ESMA
Demande d'évaluation interne envoyé à Autorité européenne des marchés financiers par Jean Marie Falisse ce .

En attente d'examen interne.

Please pass this on to the person who reviews confirmatory applications. I am filing the following confirmatory application with regards to my acc...

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