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Ref. Ares(2021)4813004 - 27/07/2021
Ref. Ares(2021)5049489 - 10/08/2021
 090166e5dfbd583d.8670192600514774293.xlsx - UK Scotland GB06
Ref. Ares(2018)1776595 - 03/04/2018
Calendar year 2017
UK Scotland GB06
Notifications to be made by the Member States in accordance with article 9 of 
R.809/2014 on the checks carried out in the framework of the cross-compliance 
control system
To be returned to xxxxxxxxxxxxxxxxxxxx@xx.xxxxxx.xx by 15 July 2018
0 - Analysis
Analysis
1 - Results of the on-the-spot checks carried out in application of article 68 of R.809/2014
Table 1
2 - Results of the administrative checks carried out in application of article 49 of 
R.1122/2009 and 20 of R.1975/2006, where applicable
Table 2
3 - Results of the checks (both administrative and on-the-spot) carried out in application of 
articles 29, 30, 31, 32 and 33 of R.809/2014
Table 3
4 - Results of all the other checks 
Table 4
5 - Amounts resulting from the application of cross-compliance
Table 5
6 - Consistency check
Table 6 

 090166e5dfbd583d.8670192600514774293.xlsx - Table 1
xxxxxxxxxxxxxxxxxxxx@xx.xxxxxx.xx
ON-THE-SPOT CHECKS IN TOTAL
A
B
C
D
Farmers under B found with non-compliance(s) 
Farmers under B found with non-compliance(s) due to negligence in one area of cross-compliance (Art.39 
due to negligence in more than one area of cross-
R.640/2014)
compliance (Art.74 R.809/2014)
Claimants 
described in 
Farmers under A submitted to 
article 92 of R. 
an on-the-spot check for cross-
Early warnings given (Not 
Sanctioned with a 1% 
Sanctioned with a 3% 
Sanctioned with a 5% 
early warnings (Not 
1306/2013
compliance
sanctioned)
reduction
reduction
reduction
sanctioned)
Number
Number
%age
Number
%age 
Number
%age 
Number
%age 
Number
%age 
Number
%age 
GRAND TOTAL
19123
1821
10%
302
17%
92
5%
201
11%
91
5%
2
0%
GRAND TOTAL excluding farmers who have been checked only for bovine or ovine identification 
outside the 1% sample

17900
550
3%
37
7%
13
2%
27
5%
10
2%
1
0%
Under the responsibility of the SG Agriculture and Rural Economy Directorate
19123
1482
8%
SMR 1 - Protection of water in Nitrate Vulnerable Zones (NVZ)
4593
84
2%
12
14%
1
1%
6
7%
4
5%
SMR 2 - Conservation of wild birds
19123
214
1%
1
0%
0
0%
1
0%
0
0%
SMR 3 - Conservation of Flora and Fauna
2278
67
3%
0
0%
0
0%
0
0%
0
0%
SMR 4 - Food and Feed Law
19123
214
1%
0
0%
4
2%
2
1%
3
1%
SMR 6 - Identification and registration of Pigs
502
17
3%
2
12%
1
6%
2
12%
9
53%
SMR 7 - Identification and registration of Cattle
10395
535
5%
200
37%
38
7%
76
14%
52
10%
SMR 8 - Identification and registration of Sheep
14699
765
5%
86
11%
46
6%
107
14%
27
4%
SMR 9 - Prevention and control of Transmissible Spongiform Encephalopathies (TSE)
16650
198
1%
0
0%
0
0%
0
0%
0
0%
SMR 10 - Restrictions on the use of plant protection products
19123
135
1%
0
0%
0
0%
5
4%
2
1%
I
GAEC 1 - Buffer strips along watercourses
19123
214
1%
5
2%
5
2%
3
1%
0
0%
GAEC 2 - Abstraction of water for irrigation
2068
20
1%
0
0%
1
5%
0
0%
0
0%
GAEC 3 - Protection of groundwater against pollution
19123
214
1%
0
0%
0
0%
0
0%
0
0%
GAEC 4 - Minimum soil cover
6213
122
2%
0
0%
0
0%
0
0%
0
0%
GAEC 5 - Minimum land management reflecting site specific conditions to limit soil erosion
16937
214
1%
8
4%
0
0%
0
0%
0
0%
GAEC 6 - Maintenance of soil organic matter
9243
161
2%
0
0%
0
0%
1
1%
0
0%
GAEC 7 - Retention of landscape features
19123
214
1%
10
5%
4
2%
1
0%
1
0%
Under the responsibility of the Veterinary Medicines Directorate
16110
235
1%
SMR 5 - Restrictions on the use of hormones
16110
235
1%
0
0%
0%
0%
0%
Under the responsibility of the Animal and Plant Health Agency
16110
161
1%
0%
0%
0%
SMR 11 - Welfare of calves
2471
18
1%
0
0%
0%
0%
0%
SMR 12 - Welfare of pigs
502
10
2%
0
0%
0%
0%
0%
SMR 13 - Welfare of farmed animals
16110
161
1%
0
0%
0%
0%
0%
of which 
because of a 
2nd 
3rd 
1st reoccurrance
non rectified 
reoccurrance
reoccurrance
Farmers under B found with  reoccurring  non-compliance(s) due to negligence (Art. 39(4) of 
early warning
R.640/2014)
23
II
24
0
1
0
SMR 7 - Identification and registration of Cattle
18
0
0
0
SMR 8 - Identification and registration of Sheep
4
0
0
0
SMR 12 - Welfare of pigs
1
0
0
0
SMR 13 - Welfare of farmed animals
1
0
1
0
Farmers under B found with  reoccured non-compliance(s) due to failure to take remedial action 
retroactivaly 
on an early warning (Art. 39(3) of R.640/2014)
0
applied
0
III
0
0
0
Excluded from  Excluded from 
Sanctioned with  Sanctioned with  one or more  one or more aid 
a reduction 
a reduction of 
aid schemes  schemes for the 
between 15 and  more than 20% for the whole 
following 
20%
IV
calendar year
calendar year
Farmers under B found with  intentional  non-compliance(s) (Art. 75 R.809/2014)
6
0
7
0
0
SMR 7 - Identification and registration of Cattle
0
2
0
0
SMR 12 - Welfare of pigs
0
1
0
0
SMR 13 - Welfare of farmed animals
0
4
0
0

 090166e5dfbd583d.8670192600514774293.xlsx - Table 1
xxxxxxxxxxxxxxxxxxxx@xx.xxxxxx.xx
ON-THE-SPOT CHECKS IN TOTAL
ON-THE-SPOT CHECKS FOLLOWING RISK BASED SELECTION
D
D1
E
F
G
Farmers under B found with non-compliance(s) 
due to negligence in more than one area of cross-
Farmers under B found with non-compliance(s) due to negligence in one area of cross-compliance (Art.39 
compliance (Art.74 R.809/2014)
R.640/2014)
claimants 
Sanctioned with a 
described in 
Farmers under A submitted to 
reduction between 1 and 
article 92 of R.  an on-the-spot check for cross-
Minor non-compliance(s) 
Sanctioned with a 1% 
Sanctioned with a 3% 
Sanctioned with a 5% 
5%
TOTAL
1306/2013
compliance
(Not sanctioned)
reduction
reduction
reduction
Number
%age 
0
Number
Number
%age
Number
%age 
Number
%age 
Number
%age 
Number
GRAND TOTAL
13
1%
701
19123
1461
8%
235
16%
71
5%
161
11%
71
GRAND TOTAL excluding farmers who have been checked only for bovine or ovine identification 
outside the 1% sample

13
2%
101
17900
467
3%
33
7%
10
2%
23
5%
5
Under the responsibility of the SG Agriculture and Rural Economy Directorate
19123
1149
6%
SMR 1 - Protection of water in Nitrate Vulnerable Zones (NVZ)
4593
68
1%
10
15%
1
1%
4
6%
1
SMR 2 - Conservation of wild birds
19123
162
1%
1
1%
0
0%
1
1%
0
SMR 3 - Conservation of Flora and Fauna
2278
61
3%
0
0%
0
0%
0
0%
0
SMR 4 - Food and Feed Law
19123
162
1%
0
0%
4
2%
1
1%
1
SMR 6 - Identification and registration of Pigs
502
15
3%
1
7%
1
7%
1
7%
1
SMR 7 - Identification and registration of Cattle
10395
397
4%
152
38%
30
8%
65
16%
44
SMR 8 - Identification and registration of Sheep
14699
603
4%
70
12%
36
6%
81
13%
27
SMR 9 - Prevention and control of Transmissible Spongiform Encephalopathies (TSE)
16650
154
1%
0
0%
0
0%
0
0%
0
SMR 10 - Restrictions on the use of plant protection products
19123
109
1%
0
0%
0
0%
5
5%
2
I
GAEC 1 - Buffer strips along watercourses
19123
162
1%
3
2%
3
2%
2
1%
0
GAEC 2 - Abstraction of water for irrigation
2068
16
1%
0
0%
1
6%
0
0%
0
GAEC 3 - Protection of groundwater against pollution
19123
162
1%
0
0%
0
0%
0
0%
0
GAEC 4 - Minimum soil cover
6213
102
2%
0
0%
0
0%
0
0%
0
GAEC 5 - Minimum land management reflecting site specific conditions to limit soil erosion
16937
162
1%
8
5%
0
0%
0
0%
0
GAEC 6 - Maintenance of soil organic matter
9243
133
1%
0
0%
0
0%
1
1%
0
GAEC 7 - Retention of landscape features
19123
162
1%
10
6%
4
2%
1
1%
1
Under the responsibility of the Veterinary Medicines Directorate
16110
235
1%
0%
0%
0%
SMR 5 - Restrictions on the use of hormones
16110
235
1%
0
0%
0
0%
0
0%
0
Under the responsibility of the Animal and Plant Health Agency
16110
126
1%
0%
0%
0
0%
SMR 11 - Welfare of calves
2471
12
0%
0
0%
0
0%
0
0%
0
SMR 12 - Welfare of pigs
502
8
2%
0
0%
0
0%
0
0%
0
SMR 13 - Welfare of farmed animals
16110
126
1%
0
0%
0
0%
12
10%
1
of which 
1st 
because of a 
2nd 
3rd 
reoccurrance
non rectified 
reoccurrance
reoccurrance
Farmers under B found with  reoccurring  non-compliance(s) due to negligence (Art. 39(4) of 
early warning
R.640/2014)
18
II
18
0
1
0
SMR 7 - Identification and registration of Cattle
14
0
0
0
SMR 8 - Identification and registration of Sheep
4
0
0
0
SMR 12 - Welfare of pigs
0
0
0
0
SMR 13 - Welfare of farmed animals
0
0
1
0
Farmers under B found with  reoccured non-compliance(s) due to failure to take remedial action 
retroactivaly 
on an early warning (Art. 39(3) of R.640/2014)
applied
0
III
0
0
0
Excluded from 
Excluded from 
Sanctioned with  Sanctioned with  one or more aid  one or more aid 
a reduction 
a reduction of  schemes for the  schemes for the 
between 15 and  more than 20% whole calendar 
following 
20%
IV
year
calendar year
Farmers under B found with  intentional  non-compliance(s) (Art. 75 R.809/2014)
5
0
5
0
0
SMR 7 - Identification and registration of Cattle
0
2
0
0
SMR 12 - Welfare of pigs
0
0
0
0
SMR 13 - Welfare of farmed animals
0
3
0
0

 090166e5dfbd583d.8670192600514774293.xlsx - Table 1
xxxxxxxxxxxxxxxxxxxx@xx.xxxxxx.xx
ON-THE-SPOT CHECKS FOLLOWING RISK BASED SELECTION
G
H
Farmers under B found with non-compliance(s) 
Farmers under B found with non-compliance(s) due to negligence in one area of cross-compliance (Art.39 
due to negligence in more than one area of cross-
R.640/2014)
compliance (Art.74 R.809/2014)
Sanctioned with a 
Sanctioned with a 5% 
early warnings (Not 
reduction between 1 and 
reduction
sanctioned)
5%
TOTAL
%age 
Number
%age 
Number
%age 
GRAND TOTAL
5%
2
0%
12
1%
55200%
GRAND TOTAL excluding farmers who have been checked only for bovine or ovine identification 
outside the 1% sample

1%
1
0%
12
3%
8400%
Under the responsibility of the SG Agriculture and Rural Economy Directorate
SMR 1 - Protection of water in Nitrate Vulnerable Zones (NVZ)
1%
SMR 2 - Conservation of wild birds
0%
SMR 3 - Conservation of Flora and Fauna
0%
SMR 4 - Food and Feed Law
1%
SMR 6 - Identification and registration of Pigs
7%
SMR 7 - Identification and registration of Cattle
11%
SMR 8 - Identification and registration of Sheep
4%
SMR 9 - Prevention and control of Transmissible Spongiform Encephalopathies (TSE)
0%
SMR 10 - Restrictions on the use of plant protection products
2%
I
GAEC 1 - Buffer strips along watercourses
0%
GAEC 2 - Abstraction of water for irrigation
0%
GAEC 3 - Protection of groundwater against pollution
0%
GAEC 4 - Minimum soil cover
0%
GAEC 5 - Minimum land management reflecting site specific conditions to limit soil erosion
0%
GAEC 6 - Maintenance of soil organic matter
0%
GAEC 7 - Retention of landscape features
1%
Under the responsibility of the Veterinary Medicines Directorate
0%
SMR 5 - Restrictions on the use of hormones
0%
Under the responsibility of the Animal and Plant Health Agency
0%
SMR 11 - Welfare of calves
0%
SMR 12 - Welfare of pigs
0%
SMR 13 - Welfare of farmed animals
1%
Farmers under B found with  reoccurring  non-compliance(s) due to negligence (Art. 39(4) of 
R.640/2014)

II
SMR 7 - Identification and registration of Cattle
SMR 8 - Identification and registration of Sheep
SMR 12 - Welfare of pigs
SMR 13 - Welfare of farmed animals
Farmers under B found with  reoccured non-compliance(s) due to failure to take remedial action 
on an early warning (Art. 39(3) of R.640/2014)

III
IV
Farmers under B found with  intentional  non-compliance(s) (Art. 75 R.809/2014)
SMR 7 - Identification and registration of Cattle
SMR 12 - Welfare of pigs
SMR 13 - Welfare of farmed animals

 090166e5dfbd583d.8670192600514774293.xlsx - Table 1
xxxxxxxxxxxxxxxxxxxx@xx.xxxxxx.xx
ON-THE-SPOT CHECKS FOLLOWING RANDOM SELECTION
I
J
K
L
Farmers under B found with non-compliance(s) 
Farmers under B found with non-compliance(s) due to negligence in one area of cross-compliance (Art.39 
due to negligence in more than one area of cross-
R.640/2014)
compliance (Art.74 R.809/2014)
claimants 
described in 
Farmers under A submitted 
article 92 of R. 
to an on-the-spot check for 
Minor non-compliance(s) 
Sanctioned with a 1% 
Sanctioned with a 3% 
Sanctioned with a 5% 
early warnings (Not 
1306/2013
cross-compliance
(Not sanctioned)
reduction
reduction
reduction
sanctioned)
Number
Number
%age
Number
%age 
Number
%age 
Number
%age 
Number
%age 
Number
%age 
GRAND TOTAL
19123
360
2%
67
19%
21
6%
40
11%
20
6%
0
0%
GRAND TOTAL excluding farmers who have been checked only for bovine or ovine identification 
outside the 1% sample

17900
83
0%
4
5%
3
4%
4
5%
5
6%
0
0%
Under the responsibility of the SG Agriculture and Rural Economy Directorate
19123
333
2%
SMR 1 - Protection of water in Nitrate Vulnerable Zones (NVZ) 4593
16
0%
2
13%
0
0%
2
13%
3
19%
SMR 2 - Conservation of wild birds
19123
52
0%
0
0%
0
0%
0
0%
0
0%
SMR 3 - Conservation of Flora and Fauna
2278
6
0%
0
0%
0
0%
0
0%
0
0%
SMR 4 - Food and Feed Law
19123
52
0%
0
0%
0
0%
1
2%
2
4%
SMR 6 - Identification and registration of Pigs
502
2
0%
1
50%
0
0%
1
50%
8
400%
SMR 7 - Identification and registration of Cattle
10395
138
1%
48
35%
8
6%
11
8%
8
6%
SMR 8 - Identification and registration of Sheep
14699
162
1%
16
10%
10
6%
26
16%
0
0%
SMR 9 - Prevention and control of Transmissible Spongiform Encephalopathies (TSE)
16650
44
0%
0
0%
0
0%
0
0%
0
0%
SMR 10 - Restrictions on the use of plant protection products
19123
26
0%
0
0%
0
0%
0
0%
0
0%
I
GAEC 1 - Buffer strips along watercourses
19123
52
0%
2
4%
2
4%
1
2%
0
0%
GAEC 2 - Abstraction of water for irrigation
2068
4
0%
0
0%
0
0%
0
0%
0
0%
GAEC 3 - Protection of groundwater against pollution
19123
52
0%
0
0%
0
0%
0
0%
0
0%
GAEC 4 - Minimum soil cover
6213
20
0%
0
0%
0
0%
0
0%
0
0%
GAEC 5 - Minimum land management reflecting site specific conditions to limit soil erosion
16937
52
0%
0
0%
0
0%
0
0%
0
0%
GAEC 6 - Maintenance of soil organic matter
9243
28
0%
0
0%
0
0%
0
0%
0
0%
GAEC 7 - Retention of landscape features
19123
52
0%
0
0%
0
0%
0
0%
0
0%
Under the responsibility of the Veterinary Medicines Directorate
16110
0
0%
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
SMR 5 - Restrictions on the use of hormones
16110
0
0%
0
#DIV/0!
0
#DIV/0!
0
#DIV/0!
0
#DIV/0!
Under the responsibility of the Animal and Plant Health Agency
16110
35
0%
0%
0%
0%
0%
SMR 11 - Welfare of calves
2471
6
0%
0
0%
0
0%
0
0%
0
0%
SMR 12 - Welfare of pigs
502
2
0%
0
0%
0
0%
0
0%
0
0%
SMR 13 - Welfare of farmed animals
16110
35
0%
0
0%
0
0%
1
3%
1
3%
of which 
1st 
because of a 
2nd 
3rd reoccurrance
reoccurrance
non rectified 
reoccurrance
Farmers under B found with  reoccurring  non-compliance(s) due to negligence (Art. 39(4) of 
early warning
R.640/2014)
5
II
6
0
0
0
SMR 7 - Identification and registration of Cattle
4
0
0
0
SMR 8 - Identification and registration of Sheep
0
0
0
0
SMR 12 - Welfare of pigs
1
0
0
0
SMR 13 - Welfare of farmed animals
1
0
0
0
Farmers under B found with  reoccured non-compliance(s) due to failure to take remedial action 
retroactivaly 
on an early warning (Art. 39(3) of R.640/2014)
applied
0
III
0
0
0
Sanctioned 
Sanctioned 
Excluded from 
Excluded from 
with a 
with a 
one or more aid  one or more aid 
reduction 
reduction of 
schemes for 
schemes for the 
between 15 
more than 
the whole 
following 
IV
and 20%
20%
calendar year
calendar year
Farmers under B found with  intentional  non-compliance(s) (Art. 75 R.809/2014)
1
0
2
0
0
SMR 7 - Identification and registration of Cattle
0
0
0
0
SMR 12 - Welfare of pigs
0
1
0
0
SMR 13 - Welfare of farmed animals
0
1
0
0

 090166e5dfbd583d.8670192600514774293.xlsx - Table 1
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ON-THE-SPOT CHECKS FOLLOWING RANDOM SELECTION
L
Farmers under B found with non-compliance(s) 
due to negligence in more than one area of cross-
compliance (Art.74 R.809/2014)
Sanctioned with a 
reduction between 1 and 
5%
TOTAL
Number
%age 
GRAND TOTAL
1
0%
149
GRAND TOTAL excluding farmers who have been checked only for bovine or ovine identification 
outside the 1% sample

1
1%
17
Under the responsibility of the SG Agriculture and Rural Economy Directorate
SMR 1 - Protection of water in Nitrate Vulnerable Zones (NVZ)
SMR 2 - Conservation of wild birds
SMR 3 - Conservation of Flora and Fauna
SMR 4 - Food and Feed Law
SMR 6 - Identification and registration of Pigs
SMR 7 - Identification and registration of Cattle
SMR 8 - Identification and registration of Sheep
SMR 9 - Prevention and control of Transmissible Spongiform Encephalopathies (TSE)
SMR 10 - Restrictions on the use of plant protection products
I
GAEC 1 - Buffer strips along watercourses
GAEC 2 - Abstraction of water for irrigation
GAEC 3 - Protection of groundwater against pollution
GAEC 4 - Minimum soil cover
GAEC 5 - Minimum land management reflecting site specific conditions to limit soil erosion
GAEC 6 - Maintenance of soil organic matter
GAEC 7 - Retention of landscape features
Under the responsibility of the Veterinary Medicines Directorate
SMR 5 - Restrictions on the use of hormones
Under the responsibility of the Animal and Plant Health Agency
SMR 11 - Welfare of calves
SMR 12 - Welfare of pigs
SMR 13 - Welfare of farmed animals
Farmers under B found with  reoccurring  non-compliance(s) due to negligence (Art. 39(4) of 
R.640/2014)

II
SMR 7 - Identification and registration of Cattle
SMR 8 - Identification and registration of Sheep
SMR 12 - Welfare of pigs
SMR 13 - Welfare of farmed animals
Farmers under B found with  reoccured non-compliance(s) due to failure to take remedial action 
on an early warning (Art. 39(3) of R.640/2014)

III
IV
Farmers under B found with  intentional  non-compliance(s) (Art. 75 R.809/2014)
SMR 7 - Identification and registration of Cattle
SMR 12 - Welfare of pigs
SMR 13 - Welfare of farmed animals

 090166e5dfbd583d.8670192600514774293.xlsx - Table 2
No Admin checks carried out in 2017
A
B
C
D
Farmers under B found with non-
compliance(s) due to negligence in more 
Farmers under B found with non-compliance(s) due to negligence in one area of cross-
than one area of cross-compliance 
compliance (Art.39 R.640/2014)
(Art.74 R.809/2014)
claimants 
described in 
Farmers under A submitted 
Sanctioned with a 
article 92 of R.  to an administrative check 
Early warnings given (Not 
Sanctioned with a 
Sanctioned with a 
Sanctioned with a 
Early warnings (Not  reduction between 
1306/2013
for cross-compliance
sanctioned)
1% reduction
3% reduction
5% reduction
sanctioned)
1 and 5%
Number
Number
%age
Number
%age 
Number
%age 
Number
%age 
Number
%age 
Number
%age 
Number
%age 
GRAND TOTAL
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
Under the responsibility of competent control authority A
#DIV/0!
Standard/SMR 1
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
Standard/SMR 2
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
Standard/SMR 3

#VALUE!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
Standard/SMR 4

#VALUE!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
etc…
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
Under the responsibility of competent control authority B
#DIV/0!
Standard/SMR 1
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
Standard/SMR 2
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
Standard/SMR 3
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
Standard/SMR 4
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
I
etc…
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
Under the responsibility of competent control authority …
#DIV/0!
Standard/SMR 1
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
Standard/SMR 2
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
Standard/SMR 3
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
Standard/SMR 4
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
etc…
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
Under the responsibility of competent control authority Z
#DIV/0!
Standard/SMR 1
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
Standard/SMR 2
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
Standard/SMR 3
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
Standard/SMR 4
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
etc…
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
of which 
because of 
1st 
a non 
2nd 
3rd 
reoccurrance
rectified 
reoccurrance
reoccurrance
Farmers under B found with reoccurring non-compliance(s) due to 
early 
II negligence (Art. 39(4) of R.640/2014)
warning
SMR/ Standard 1
SMR/ Standard 2
SMR/ Standard …
retroactivaly 
Farmers under B found with  reoccured non-compliance(s) due to failure 
applied
to take remedial action on an early warning (Art. 39(3) of R.640/2014)
III
SMR/ Standard 1
SMR/ Standard 2
SMR/ Standard …
Sanctioned 
Sanctioned  Excluded from  Excluded from 
with a 
with a 
one or more aid  one or more aid 
reduction 
reduction of  schemes for the  schemes for the 
between 15 
more than 
whole calendar 
following 
Farmers under B found with intentional non-compliance(s) (Art. 75 
IV
and 20%
20%
year
calendar year
R.809/2014)
SMR/ Standard 1

SMR/ Standard 2

SMR/ Standard …


 090166e5dfbd583d.8670192600514774293.xlsx - Table 3
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C
D
Claimants described in article 92 of R. 
Claimants described in article 92 of R. 1306/2013 found with non-
1306/2013 found with non-compliance(s) 
compliance(s) due to negligence in one area of cross-compliance 
due to negligence in more than one area of 
(Art.39 R.640/2014)
cross-compliance (Art.74 R.809/2014)
Sanctioned 
Sanctioned 
Sanctioned 
Sanctioned with a 
Early warnings given 
with a 1% 
with a 3% 
with a 5% 
Early warnings (Not 
reduction between 1 
(Not sanctioned)
reduction
reduction
reduction
sanctioned)
and 5%
GRAND TOTAL
43
12
11
5
0
1
Under the responsibility of the SG Agriculture and Rural Economy Directorate
GAEC 1 - Buffer strips along watercourses
11
5
3
2
GAEC 5 - Minimum land management reflecting site specific conditions to limit soil erosion
26
0
0
0
I
GAEC 6 - Maintenance of soil organic matter
0
0
1
0
GAEC 7 - Retention of landscape features
13
8
10
3
SMR 1 - Protection of water in Nitrate Vulnerable Zones (NVZ)
1
0
0
0
SMR 2 - Conservation of wild birds
0
0
1
0
of which 
1st 
because of a 
2nd 
3rd reoccurrance
Claimants described in article 92 of R. 1306/2013 found with reoccurring non-compliance(s) due 
reoccurrance
non rectified 
reoccurrance
to negligence (Art. 39(4) of R.640/2014)
0
early warning
II
0
0
0
0
SMR/ Standard 1
0
0
0
0
SMR/ Standard 2
0
0
0
0
SMR/ Standard …
0
0
0
0
retroactivaly 
Claimants described in article 92 of R. 1306/2013 found with  reoccured non-compliance(s) due 
applied
to failure to take remedial action on an early warning (Art. 39(3) of R.640/2014)
0
III
0
SMR/ Standard 1
0
SMR/ Standard 2
0
SMR/ Standard …
0
Sanctioned 
Excluded from 
Excluded from 
with a 
Sanctioned with  one or more aid  one or more aid 
reduction 
a reduction of 
schemes for the  schemes for the 
between 15 
more than 20%
whole calendar 
following 
Claimants described in article 92 of R. 1306/2013 found with  intentional  non-compliance(s) (Art. 
IV
and 20%
year
calendar year
75 R.809/2014)
0
0
0
0
0
SMR/ Standard 1

0
0
0
0
SMR/ Standard 2

0
0
0
0
SMR/ Standard …

0
0
0
0

 090166e5dfbd583d.8670192600514774293.xlsx - Table 4
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C
D
Claimants described in article 92 of R. 
Claimants described in article 92 of R. 1306/2013 found with non-
1306/2013 found with non-compliance(s) 
compliance(s) due to negligence in one area of cross-compliance 
due to negligence in more than one area of 
(Art.39 R.640/2014)
cross-compliance (Art.74 R.809/2014)
Sanctioned 
Sanctioned 
Sanctioned 
Sanctioned with a 
Early warnings given 
with a 1% 
with a 3% 
with a 5% 
Early warnings (Not 
reduction between 1 
(Not sanctioned)
reduction
reduction
reduction
sanctioned)
and 5%
GRAND TOTAL
30
8
37
17
0
3
Under the responsibility of competent control authority A
GAEC 1 - Buffer strips along watercourses
0
0
1
1
GAEC 2 - Abstraction of water for irrigation
6
2
3
0
GAEC 5 - Minimum land management reflecting site specific conditions to limit soil erosion
1
0
0
0
GAEC 6 - Maintenance of soil organic matter
0
0
1
0
I
GAEC 7 - Retention of landscape features
2
1
3
1
SMR 1 - Protection of water in Nitrate Vulnerable Zones (NVZ)
0
0
0
1
SMR 4 - Food and Feed Law
2
0
0
1
SMR 7 - Identification and registration of Cattle
4
0
4
7
SMR 8 - Identification and registration of Sheep
17
5
7
5
SMR 12 - Welfare of pigs
0
0
1
0
SMR 13 - Welfare of farmed animals
0
0
21
6
of which 
because of 
1st 
a non 
2nd 
3rd 
reoccurrance
rectified 
reoccurrance
reoccurrance
Claimants described in article 92 of R. 1306/2013 found with reoccurring 
early 
non-compliance(s) due to negligence (Art. 39(4) of R.640/2014)
22
warning
II
10
0
5
0
GAEC 2 - Abstraction of water for irrigation

8
7
0
0
SMR 7 - Identification and registration of Cattle
2
0
0
0
SMR 8 - Identification and registration of Sheep
1
0
0
0
SMR 12 - Welfare of pigs

1
0
0
0
SMR 13 - Welfare of farmed animals
6
0
5
0
Claimants described in article 92 of R. 1306/2013 found with  reoccured non-
retroactivaly 
compliance(s) due to failure to take remedial action on an early warning 
applied
(Art. 39(3) of R.640/2014)
7
III
7
0
0
GAEC 2 - Abstraction of water for irrigation
7
Sanctioned 
Sanctioned 
Excluded from 
Excluded from 
with a 
with a 
one or more aid  one or more aid 
reduction 
reduction of  schemes for the  schemes for the 
between 15 
more than 
whole calendar 
following 
III Claimants described in article 92 of R. 1306/2013 found with  intentional 
and 20%
20%
year
calendar year
non-compliance(s) (Art. 75 R.809/2014)
6
0
6
0
0
SMR 8 - Identification and registration of Sheep
0
1
0
0
SMR 13 - Welfare of farmed animals

0
5
0
0

 090166e5dfbd583d.8670192600514774293.xlsx - Table 5 - Amounts from XC
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Applied reductions/exclusions (€)
Not applied reductions/exclusions 
because of De Minimis (€)

1. Total amounts to be paid in €
A. Total amounts to be paid before reductions/exclusions
571463298,2
0
B. Amounts to be paid before reductions/exclusions in relation to on-the-spot checks - Risk selection 
0
I
119881239,8
C. Amounts to be paid before reductions/exclusions in relation to on-the-spot checks - Random selection 
0
68721975,9
2. Total amounts of "cross-compliance" reductions/exclusions
1.106.787
0
a
2A. Of which reductions at 3% (Art.39(1) R. 640/2014)
344.928
0
b
2B. Of which reductions at 1% (Art.39(1) R. 640/2014)
44.855
0
c
2C. Of which reductions at 5% (Art.39(1) R. 640/2014)
220.409
0
d
2D. Of which reductions pursuant to Art.74 R.809/2014
38.556
0
e
II
2E.Of which reductions pursuant to Art.39(4) R. 640/2014
174.066
0
f
2G. Of which reductions pursuant to Art.40 R. 640/2014
280.179
0
g
2F. Reductions/exclusions through retrocative applications pursuant to Art.39(3) R. 640/2014
3.794
0
h
2H. Reductions/exclusions in relation to on-the-spot checks - Risk selection  647053,5
0
i
2I. Reductions/exclusions in relation to on-the-spot checks - Random selection  136425,02
0
j

 090166e5dfbd583d.8670192600514774293.xlsx - Table 6 - Consistency check
Claimants described 
Claimants described 
in article 92 of R. 
in article 92 of R. 
1306/2013 found 
Claimants described 
1306/2013 found 
Claimants described 
with non-
in article 92 of R. 
with reoccured due 
in article 92 of R. 
compliance(s) due to 
1306/2013 found 
to failure to take 
1306/2013 found 
negligence in more 
with at least one 
remedial action on 
with repeated non-
Claimants described in article 92 of R. 1306/2013 found with non-
than one area of 
intentional non-
an early warning 
compliance(s) due to  Claimants described 
compliance(s) due to negligence in one area of cross-
cross-compliance 
compliance (Art. 75 
(Art. 39(3) of 
negligence (Art. 
in article 92 of R. 
compliance (Art.39 R.640/2014)
(Art.74 R.809/2014)
R.809/2014)
R.640/2014)
39(4) of R.640/2014)
1306/2013 
Sanctioned with a 
Sanctioned with a 
Sanctioned with a 
Sanctioned with a 
sanctioned under 
Sanctioned with a 
Sanctioned with a 
Sanctioned with a 
reduction between 1  reduction of at least  reduction of at least  reduction between 3  cross-compliance in 
1% reduction
3% reduction
5% reduction
and 5%
15%
3%
and 15%
2016
Number
Number
Number
Number
Number
Number
Number
Number
112
249
113
17
12
7
45
555
a
b
c
d
e
f
g
h
0
0
0
0
0
0
0
control