Dear Human Resources and Security,

Under the right of access to documents in the EU treaties, as developed in Regulation 1049/2001, I am requesting documents which relate to any article 16, article 12B and article 40 (staff regulations) applications made by Svend Albaek, former employee at the Chief Economist Team at DG Competition.

In particular, I request a note of all Mr. Albaek job titles at DG Comp including dates held; copies of any application(s) that he has made under article 12b, 16 and 40 to undertake a new professional activity; and all documents (correspondence, emails, meeting notes etc) related to the authorisation of the new role or roles.

There is a clear public interest in disclosure. Albaek had a senior position at the Chief Economist Team where he worked on merger and antitrust cases and was involved in developing competition policies. According to the press release by Charles River Associates, Mr. Albaek will be a senior consultant at the firm working at its antitrust and competition practice in Europe. https://www.crai.com/insights-events/pub...

There is a risk of conflict of interest due to the strong overlap between his work at the Commission and his position at Charles River Associates. Firstly, there is the risk that Mr. Albaek could advise clients in his new role on cases the European Commission is currently involved in. Secondly, Mr. Albaek might have had access to confidential information which he could use to the benefit of his new employer.

The public interest in disclosing these documents is further emphasized by statements made by several institutions and agencies including the European Parliament, the EU Ombudsman and the European Court of Auditors which have expressed concerns about former employees of the European Commission joining the private sector:
- https://www.eca.europa.eu/Lists/ECADocum...
- https://www.ombudsman.europa.eu/en/decis...
- https://www.europarl.europa.eu/doceo/doc...

In May 2022, the European Ombudsman stated after a year-long investigation that “the movement of regulators into sectors they formerly regulated has become a problematic issue in Brussels, yet this is not fully reflected in how the EU administration deals with the matter.” According to the Ombudsman the failure to control this practice “may erode public confidence in the integrity and expertise of the EU institutions”. The Ombudsman also stressed the importance of public scrutiny of revolving door cases. The European Commission as well has pointed to the importance of external scrutiny in monitoring the Article 16 decisions. https://www.ombudsman.europa.eu/en/doc/i...

For the above stated reasons, I believe there is a strong public interest in disclosure.

Yours faithfully,

Bram Vranken
On behalf of Corporate Europe Observatory (CEO)
Rue d'Edimbourgh 26
1050 Brussels

HR-ACCESS-TO-DOCUMENTS@ec.europa.eu,

Dear Sir or Madam,

We hereby acknowledge the receipt of your request for access to documents
sent on 02/05/2024 and registered on 02/05/2024 under the case number
2024/2291.

We will handle your request within 15 working days as of the date of
registration. The time-limit expires on 27/05/2024. We will let you know
if we need to extend this time limit for additional 15 working days.

To find more information on how we process your personal data, please see
[1]the privacy statement.

Yours faithfully,

Directorate-General for Human Resources and Security - Access to Documents
European Commission

References

Visible links
1. https://ec.europa.eu/info/principles-and...

HR-ACCESS-TO-DOCUMENTS@ec.europa.eu,

Dear Mr Vranken,

We are writing concerning your request for access to Commission documents
registered on 02/05/2024 under case number 2024/2291.

We are currently working on your request. However, we have not yet been
able to gather all the elements necessary to carry out a full analysis of
your request, because we need to consult different services. We will not
be able to send you the reply within the prescribed time limit expiring on
27/05/2024.

Therefore, in line with Article 7(3) of [1]Regulation (EC) No 1049/2001,
we need to extend this time limit by 15 additional working days. The new
time limit expires on 17/06/2024.

We apologise for any inconvenience this may cause.

Kind regards,

HR F5 - Ethical conduct

References

Visible links
1. https://eur-lex.europa.eu/legal-content/...

SOLÍS SANTOS Teresa (HR), Human Resources and Security

1 Attachment

Dear Mr Vranken,

Please find in attachment the reply to your request for access to documents ref. EASE 2024/2291.

With best regards,

HR F.5 - Ethical Conduct

Dear Human Resources and Security,

Please pass this on to the person who reviews confirmatory applications.

I am filing the following confirmatory application with regards to my access to documents request with case number 2024/2291.

The Commission is under an obligation to reconcile the right to data protection with the right of access to documents, as per Article 9(3) of Regulation 2018/1725. I argue that the correct balancing of data protection under Regulation 2018/1725 and access to documents under Regulation 1049/2001 has not been achieved in this instance by the Commission.

The public interest in disclosing these documents was clearly established in my request. Mr. Albaek had a senior position at the Chief Economist Team where he worked on merger and antitrust cases and was involved in developing competition policies. According to the press release by Charles River Associates, Mr. Albaek will be a senior consultant at the firm working at its antitrust and competition practice in Europe. https://www.crai.com/insights-events/pub...

There is a risk of conflict of interest due to the strong overlap between his work at the Commission and his position at Charles River Associates. Firstly, there is the risk that Mr. Albaek could advise clients in his new role on cases the European Commission is currently involved in. Secondly, Mr. Albaek might have had access to confidential information which he could use to the benefit of his new employer.

The public interest in disclosing these documents is further emphasized by statements made by several institutions and agencies including the European Parliament, the EU Ombudsman and the European Court of Auditors which have expressed concerns about former employees of the European Commission joining the private sector:
- https://www.eca.europa.eu/Lists/ECADocum...
- https://www.ombudsman.europa.eu/en/decis...
- https://www.europarl.europa.eu/doceo/doc...

The Commission itself has acknowledged the importance of external scrutiny with respect to compliance of Article 16 decisions. In response to questions from the Ombudsman, the Commission particularly referred to the importance of access to document requests with regard to monitoring of Article 16 decisions:

“With regard to monitoring the Article 16 decisions, in addition to internal means of control, the Commission relies also on external scrutiny by other institutions, the public, and third parties. For example, the Commission’s services actively follow publicly available information, such as media reports. External scrutiny can be exercised based on the report concerning occupational activities of senior officials after leaving the service, which is published annually. Additionally, scrutiny can be exercised through public access to document requests or through European Parliamentary questions.”

Without any form of disclosure of Article 16 decisions, external scrutiny of these decisions is severely limited.

As we believe there is a public interest in disclosure of these documents as set out above it is the responsibility of the Commission to prove there is an actual and specific harm to the legitimate interests of the data subject. In the Case T-166/05 Borax Europe v Commission, the Court ruled that when Article 4(1)(b) exception is invoked, the institution must explain how ‘access to that document could specifically and effectively undermine the interest protected by the exception’.

It is not immediately clear how disclosure of the requested information would harm the legitimate interests of Mr. Albaek as the information that he has joined Charles Rivers Associates has been made public by his new employer.

Yours faithfully,

Bram Vranken

HR-ACCESS-TO-DOCUMENTS@ec.europa.eu, Human Resources and Security

Dear Mr Vranken,

Thank you for your e-mail.

If you would like to lodge a confirmatory request, we kindly invite you to read the detailed instructions mentioned in the reply to your initial request sent on 17/06/2024.

Best regards,

HR ACCESS TO DOCUMENTS TEAM

show quoted sections

sg-acc-doc@ec.europa.eu,

Dear Sir or Madam,

We hereby acknowledge the receipt of your confirmatory request for case
2024/2291, sent on 24/06/2024 and registered on 24/06/2024.

We will handle your confirmatory request within 15 working days as of the
date of registration. The time-limit expires on 15/07/2024. We will let
you know if we need to extend this time limit for additional 15 working
days.

Yours faithfully,

Secretariat-General - Access to Documents
European Commission

sg-acc-doc@ec.europa.eu,

1 Attachment

Dear Secretariat-General ,

Your response to my confirmatory application (case number 2024/2291) is long overdue. Can you please let me know by when I can expect a response?

Yours faithfully,

Bram Vranken

sg-acc-doc@ec.europa.eu,

Dear Sir,

Thank you for your email regarding the state of play of the handling of
your confirmatory application registered under the above-mentioned
reference.

We would like, first, to reassure you that your confirmatory application
is being processed. 

Whereas the Secretariat-General strives to handle as promptly as possible
all incoming confirmatory applications, the time required depends on the
number and complexity of such requests at a given time. 

When assessing a confirmatory application for access to documents
submitted pursuant to Regulation (EC) No 1049/2001, the
Secretariat-General conducts an independent review of the reply given by
the Directorate-General concerned at initial stage. In this capacity, the
Secretariat-General engages in internal discussions within the European
Commission. For this purpose, different services have to be consulted,
including the Commission’s Legal Service, before the final decision is
signed by the Commission’s Secretary General.

In this instance, internal consultations are ongoing at the level of the
Legal Service for the purpose of handling your request, inter alia, in
light of the arguments raised in your confirmatory application. In this
context, the Secretary-General is focusing on ensuring that the documents
corresponding to your request are individually and specifically assessed
against the exceptions provided under Article 4 of Regulation (EC) No
1049/2001, which must be interpreted and applied strictly, as per settled
case-law of the Court of Justice.

In light of the above, whereas we are unfortunately unable to provide you
with a specific timeline, we would like to reassure you that we are doing
our utmost in order to ensure the swiftest processing of your application
as possible.

We would like to apologise once again for this delay and thank you in
advance for your very kind understanding and patience.

SG.C1 Access-to-Documents Team

Sg-Acc-Doc@ec.europa.eu,

1 Attachment

Dear VRANKEN, Bram,

Please find attached the electronic version of European Commission
Decision C(2024)8066 as adopted by the European Commission on 13/11/2024
concerning the request 2024/2291.

In accordance with the Terms and Conditions of this portal, please note
that this decision is being formally notified pursuant to article 297 TFEU
through this electronic platform only.

Yours sincerely,

Access to documents team - SG.C.1