Requests similar to 'Contacts with the hedge fund industry'

Memos, guidance and guidelines on record creation
Response by European Securities and Markets Authority to Alexander Fanta on .

Partially successful

Dear Mr Fanta,   We would like to refer to the request for access to documents you submitted to ESMA on 25 April 2022 pursuant to Regulation (EC)...
Contacts on MiFID II (January 2014-
Response by European Securities and Markets Authority to Georgios Vassalos on .

Partially successful

Dear Mr Vassalos, As indicated in our previous correspondence, please find attached the second batch of documents which ESMA considers fair and propor...
Hikvision Meetings
Response by Communications Networks, Content and Technology to Samuel Stolton on .

Successful

Advance copy by e-mail and registered mail with acknowledgement of receipt   Dear Mr Stolton,   Please find attached document Ares(2021)4503982 reg...
Documents relating to meetings between ESMA and industry members regarding sustainable finance
Response by European Securities and Markets Authority to Tazu Walden on .

Successful

Dear Tazu Walden,   We would like to make reference to the request for access to documents you submitted to ESMA on 04 April 2024 pursuant to Regula...
Meetings between FISMA and Industry regarding the Sustainable Finance Package/Green Finance
Response by Financial Stability, Financial Services and Capital Markets Union to Brian O'Connor on .

Awaiting classification

Dear Mr O'Connor,   Please find attached the reply to your request for access to documents 2019/2231.   In addition, the documents will be sent to...
Securitisation Regulation
Response by Financial Stability, Financial Services and Capital Markets Union to Vicky Cann on .

Partially successful

Dear Ms Cann, Please find attached advance copy of document Ares(2017)3025174 regarding "Your application for access to documents: reference number Ge...
Equivalence Decisions - Withdrawal
Response by European Securities and Markets Authority to Pedro Carvalho on .

Successful

Dear Mr Carvalho,   Many thanks for your response and engagement in this process for a fair solution. We would be pleased to have a call with you in...
Contacts on MiFID, 2015-2017
Request to European Securities and Markets Authority by Georgios Vassalos. Annotated by Georgios Vassalos on .

Partially successful

-------- Forwarded Message -------- Subject: RE: New 1049 request Date: Fri, 14 Dec 2018 10:41:44 +0000 From: Verena Ross <Verena.Ross@esma.europ...
Reverse solicitation and chaperoning
Response by European Securities and Markets Authority to Justin Cash on .

Partially successful

On behalf of the Document Access Coordinator   Dear Justin Cash,   We are writing to you with reference to your request for information and do...
Work with Palantir
Response by Communications Networks, Content and Technology to Mathias Schindler on .

Awaiting classification

Advance copy by e-mail and registered mail with acknowledgement of receipt   Dear Mr Schindler,   Please find attached document Ares(2020)4105307 r...
Contacts on MiFID, 2011-2012
Response by Financial Stability, Financial Services and Capital Markets Union to Georgios Vassalos on .

Partially successful

Dear Mr Vassalos,   Please find attached the reply to your request for access to documents pursuant to Regulation (EC) N° 1049/2001 regarding publ...
Meetings between Senior Managers and industry representatives
Response by European Securities and Markets Authority to Tazu Walden on .

Partially successful

Dear Tazu Walden,   Reference is made to your request for access to documents submitted to ESMA on 27 June 2024 pursuant to Regulation (EC) No 1049...
Preparatory Documents & Documents Relating to 2021 EU-US Joint Financial Regulatory Forum
Response by European Securities and Markets Authority to Nicholas Lee on .

Partially successful

Dear Mr Lee,   We are writing with reference to your request of 11 November 2021 by which you asked ESMA to provide you with “[…] documents which...
Market Abuse Reports
Response by European Securities and Markets Authority to Bryan James on .

Information not held

Dear Bryan James,   We would like to refer you to the request you sent to ESMA on 12 October 2022.   In particular you requested the following: “[...
Meetings between Valdis Dombrovskis and Industry regarding the Sustainable Finance Package/Green Finance
Response by Financial Stability, Financial Services and Capital Markets Union to Brian O'Connor on .

Awaiting classification

Dear Mr O'Connor,   Please find attached the reply to your request for access to documents registered under the following number: GESTDEM 2019/222...
SFTR Validation Rules Excel document
Response by European Securities and Markets Authority to Steve Martin on .

Partially successful

Dear Mr Martin,   We would like to refer you to the request for access to documents you filed pursuant to Regulation (EC) No 1049/2001 in which yo...
Projects funded under the Horizon 2020 programme
Response by Research and Innovation to Xavier M. Galiana on .

Awaiting classification

Dear Sir, Please find attached the reply to your access to documents request. Best regards,     RTD Access to documents team   European Commissi...
Access to documents request: 2022-09-21 meeting between Antoine Colombani and RWE AG, Shell Companies, ENGIE and Repsol, S.A.
Response by Climate Action to Barnaby Pace on .

Successful

Hello, Please find attached a message concerning your request for access to Commission documents registered under the above case number 2022/5932....
Summary Trade Reports.
Response by European Securities and Markets Authority to Bryan James on .

Awaiting classification

Dear Bryan James,   We would like to refer you to the request for access to documents you filed pursuant to Regulation (EC) No 1049/2001 on 21 Decem...
Request for a report by ESME on: Financial Instruments. Impact of definitions on the Perimeters of FSAP Directives (2008).
Response by European Securities and Markets Authority to Jacek Dybinski on .

Referred.

Dear Mr Dybinski,   We would like to refer to the request for access to documents you submitted to ESMA on 28 August 2022 pursuant to Regulation (EC...
Documents related to U.S. Treasury / IRS Notice 2023-11
Response by European Securities and Markets Authority to Nicholas Lee on .

Information not held

Dear Mr Lee,   We would like to refer you to the request for access to documents you submitted to ESMA on 2 February 2024 pursuant to Regulation (EC...
Preparatory Documents & Documents Relating to 2019 US-EU Joint Financial Regulatory Forum
Response by European Securities and Markets Authority to Nicholas Lee on .

Information not held

Dear Mr Lee, We acknowledge receipt of your two requests submitted to ESMA on 11 November 2021 regarding the preparatory Documents & Documents Relatin...
Pairing and matching rates EMIR
Response by European Securities and Markets Authority to Samuel Wilkes on .

Reported for administrator attention

Dear Mr Wilkes,   I would like to refer you to the request for Access to Documents you submitted to ESMA on 22 March 2019 pursuant to Regulation (...
Work with Palantir
Response by European Securities and Markets Authority to Mathias Schindler on .

Awaiting classification

Dear Mr Schindler,   We would like to refer to the request for access to documents you sent to ESMA in which you asked to get access to "[…] any inf...
Critical Raw Materials Act lobbying
Response by Trade to Pascoe Sabido on .

Successful

Dear Mr Sabido, Please find attached the reply to your initial request for public access to Commission documents registered under the above case num...