Requests similar to 'ESMA 's role as a gatekeeper'

Response by European Securities and Markets Authority to Lucy McNulty on July 23, 2021.

Awaiting classification

On behalf of the Document Access Coordinator Dear Lucy McNulty, We are writing with reference to your request for access to documents submitte...

Esma crisis toolbox

Response by European Securities and Markets Authority to Lucy McNulty on July 23, 2021.

Awaiting classification

On behalf of the Document Access Coordinator Dear Lucy McNulty, We are writing with reference to your request for access to documents submitte...

Summary Trade Reports.

Response by European Securities and Markets Authority to Bryan James on December 21, 2023.

Awaiting classification

Dear sender, Thank you for your message and interest in ESMA. Your input is highly valued, and we have taken note of the points raised. ESMA endeavo...

Meeting between Fabrice Comptour, Cabinet member of Thierry Breton and AeroSpace and Defence Industries Association of Europe (ASD)

Response by European Securities and Markets Authority to Clement Le Foll on June 10, 2021.

Awaiting classification

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

SFTR pairing and matching rates

Response by European Securities and Markets Authority to Rebekah Tunstead on March 30, 2021.

Awaiting classification

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submi...

EU Recovery prospectus

Response by European Securities and Markets Authority to Peter on February 09, 2024.

Awaiting classification

Dear sender, Thank you for your message and interest in ESMA. Your input is highly valued, and we have taken note of the points raised. ESMA endeavo...

Périodes couvertes par les fichiers publiés sur la page https://www.esma.europa.eu/data-systematic-internaliser-calculations

Response by European Securities and Markets Authority to Jean Marie Falisse on October 28, 2020.

Long overdue

Dar Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

Documents related to U.S. Treasury / IRS Notice 2023-11

Response by European Securities and Markets Authority to Nicholas Lee on February 02, 2024.

Information not held

Dear sender, Thank you for your message and interest in ESMA. Your input is highly valued, and we have taken note of the points raised. ESMA endeavo...

Suspicious Transaction and Order Reports

Response by European Securities and Markets Authority to Jeremy Chan on February 13, 2024.

Successful

Dear sender, Thank you for your message and interest in ESMA. Your input is highly valued, and we have taken note of the points raised. ESMA endeavo...

Documents relating to meetings between ESMA and industry members regarding sustainable finance

Response by European Securities and Markets Authority to Tazu Walden on April 04, 2024.

Successful

Dear sender, Thank you for your message and interest in ESMA. Your input is highly valued, and we have taken note of the points raised. ESMA endeavo...

Meetings between Senior Managers and industry representatives

Response by European Securities and Markets Authority to Tazu Walden on June 27, 2024.

Partially successful

Dear sender, Thank you for your message and interest in ESMA. Your input is highly valued, and we have taken note of the points raised. ESMA endeavo...

Jakub Michalik authorisation to join Euronext

Response by European Securities and Markets Authority to Peter on June 27, 2025.

Successful

Dear sender, Thank you for your message and interest in ESMA. Your input is highly valued, and we have taken note of the points raised. ESMA endeavo...

Procédure menant à la dénomination de certains fichiers publiés par l'ESMA

Response by European Securities and Markets Authority to Jean Marie Falisse on October 27, 2020.

Awaiting internal review

Dar Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

Enregistrements nuls dans les fichiers, https://www.esma.europa.eu/data-systematic-internaliser-calculations , spécifications

Response by European Securities and Markets Authority to Jean Marie Falisse on October 28, 2020.

Successful

Dar Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

Reverse solicitation and chaperoning

Response by European Securities and Markets Authority to Justin Cash on May 20, 2021.

Partially successful

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

List of all documents pertaining to FATCA

Response by European Securities and Markets Authority to Nicholas Lee on October 15, 2021.

Refused

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

Documents Pertaining to PETI Petition 1088/2016

Response by European Securities and Markets Authority to Nicholas Lee on October 15, 2021.

Information not held

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

Documents pertaining to PETI Petition 0323/2021

Response by European Securities and Markets Authority to Nicholas Lee on October 15, 2021.

Refused

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

Documents Pertaining to PETI Petition 1470/2020

Response by European Securities and Markets Authority to Nicholas Lee on October 15, 2021.

Information not held

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

Documents Pertaining to PETI Petition 0394/2021

Response by European Securities and Markets Authority to Nicholas Lee on October 15, 2021.

Information not held

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

Equivalence Decisions - Withdrawal

Response by European Securities and Markets Authority to Pedro Carvalho on February 21, 2022.

Successful

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

Equivalence Decisions

Response by European Securities and Markets Authority to Pedro Carvalho on February 21, 2022.

Successful

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

Memos, guidance and guidelines on record creation

Response by European Securities and Markets Authority to Alexander Fanta on May 17, 2022.

Partially successful

Dear Mr Fanta, We would like to refer to the request for access to documents you submitted to ESMA on 25 April 2022 pursuant to Regulation (EC)...

Corporate influence on the work "towards a genuine economic and monetary union"

Response by Secretariat General of the European Commission to Martin Konecny on March 07, 2013.

Successful

Dear Mr Konecny, Kindly find the answer to your application concerning your request for access to documents pursuant to Regulation (EC) N° 1049/2001...

Member States' amendments, positions and comments on the 3rd anti money laundering directive

Response by Council of the European Union to Sven Giegold on October 25, 2016.

Long overdue

Please find attached a letter from the General Secretariat of the Council concerning your request for access to documents. Yours sincerely, ...