Requests similar to 'Market Abuse Reports'
Failed Trades / Failure to deliver equities
Response by European Securities and Markets Authority to Bryan James on .
Information not held
Dear Bryan James,
We would like to refer to the request you sent to ESMA on 22 September
2022 relating to "[Failed Trades / Failure to delivers ]"...
Summary Trade Reports.
Response by European Securities and Markets Authority to Bryan James on .
Awaiting classification
Dear Bryan James,
We would like to refer you to the request for access to documents you
filed pursuant to Regulation (EC) No 1049/2001 on 21 Decem...
Preparatory Documents & Documents Relating to 2021 EU-US Joint Financial Regulatory Forum
Response by European Securities and Markets Authority to Nicholas Lee on .
Partially successful
Dear Mr Lee,
We are writing with reference to your request of 11 November 2021 by which
you asked ESMA to provide you with “[…] documents which...
Article 38 (1) SSR agreements
Response by European Securities and Markets Authority to Bryan James on .
Successful
Dear Bryan James,
We acknowledge receipt of your request and get back to you in due course.
With kind regards
Enrico Gagliardi
Documents related to U.S. Treasury / IRS Notice 2023-11
Response by European Securities and Markets Authority to Nicholas Lee on .
Information not held
Dear Mr Lee,
We would like to refer you to the request for access to documents you
submitted to ESMA on 2 February 2024 pursuant to Regulation (EC...
Preparatory Documents & Documents Relating to 2019 US-EU Joint Financial Regulatory Forum
Response by European Securities and Markets Authority to Nicholas Lee on .
Information not held
Dear Mr Lee,
We acknowledge receipt of your two requests submitted to ESMA on 11 November 2021 regarding the preparatory Documents & Documents Relatin...
Dear Sir,
We refer to our previous correspondence regarding your request under the
right of access to documents in the EU treaties, as provided...
Cyber-security breaches and responses at Esma
Response by European Securities and Markets Authority to Carly Minsky on .
Successful
Dear Ms Minsky,
We would like to refer you to the email below you sent to ESMA in which
you requested certain information concerning Cyber-securit...
EU Recovery prospectus
Response by European Securities and Markets Authority to Peter on .
Successful
Dear Peter Teffer,
We are writing with reference to the request you submitted pursuant to
Regulation (EC) No 1049/2001 on 9 February 2024 and by w...
Request for a report by ESME on: Financial Instruments. Impact of definitions on the Perimeters of FSAP Directives (2008).
Response by European Securities and Markets Authority to Jacek Dybinski on .
Referred.
Dear Mr Dybinski,
We would like to refer to the request for access to documents you
submitted to ESMA on 28 August 2022 pursuant to Regulation (EC...
Meetings between Senior Managers and industry representatives
Response by European Securities and Markets Authority to Tazu Walden on .
Partially successful
Thank you for your email. I am out of office and I will be back on 22
July 2024.
Should you have questions relating to Access to Documents, ple...
Equivalence Decisions - Withdrawal
Response by European Securities and Markets Authority to Pedro Carvalho on .
Successful
Dear Mr Carvalho,
Many thanks for your response and engagement in this process for a fair
solution. We would be pleased to have a call with you in...
Work with Palantir
Response by European Securities and Markets Authority to Mathias Schindler on .
Awaiting classification
Dear Mr Schindler,
We would like to refer to the request for access to documents you sent to
ESMA in which you asked to get access to "[…] any inf...
Reverse solicitation and chaperoning
Response by European Securities and Markets Authority to Justin Cash on .
Partially successful
On behalf of the Document Access Coordinator
Dear Justin Cash,
We are writing to you with reference to your request for information and
do...
Documents relating to meetings between ESMA and industry members regarding sustainable finance
Response by European Securities and Markets Authority to Tazu Walden on .
Successful
Dear Tazu Walden,
We would like to refer you to the request for access to documents you
submitted to ESMA on 04 April 2024 in which you requested...
Pairing and matching rates EMIR
Response by European Securities and Markets Authority to Samuel Wilkes on .
Reported for administrator attention
Dear Mr Wilkes,
I would like to refer you to the request for Access to Documents you
submitted to ESMA on 22 March 2019 pursuant to Regulation (...
SFTR Validation Rules Excel document
Response by European Securities and Markets Authority to Steve Martin on .
Partially successful
Dear Mr Martin,
We would like to refer you to the request for access to documents you
filed pursuant to Regulation (EC) No 1049/2001 in which yo...
Contacts on MiFID II (January 2014-
Response by European Securities and Markets Authority to Georgios Vassalos on .
Partially successful
Dear Mr Vassalos,
As indicated in our previous correspondence, please find attached the second batch of documents which ESMA considers fair and propor...
Liste von NFC+-Entitäten gem. EMIR Art. 10
Response by European Securities and Markets Authority to Adrian Obhof on .
Awaiting internal review
Sehr geehrter Herr Obhof,
Wir beziehen uns auf Ihre Anfrage vom 4. September 2019, in der Sie gemäß der Verordnung (EC) 1049/2001 um Zugang zu den fol...
Travel expenses of ESMA Executive Director
Response by European Securities and Markets Authority to Helen Darbishire on .
Successful
Dear Ms Darbishire,
We would like to refer you to the request for access to documents you
submitted to ESMA on 5 July 2019 pursuant to Regulatio...
Contacts on MiFID, 2015-2017
Request to European Securities and Markets Authority by Georgios Vassalos. Annotated by Georgios Vassalos on .
Partially successful
-------- Forwarded Message --------
Subject: RE: New 1049 request
Date: Fri, 14 Dec 2018 10:41:44 +0000
From: Verena Ross <Verena.Ross@esma.europ...
ESMA data capabilities
Response by European Securities and Markets Authority to Lucy McNulty on .
Awaiting classification
Dear Lucy McNulty,
We acknowledge receipt of your message and will get back to you in due course.
Kind regards
Enrico Gagliardi
Esma crisis toolbox
Response by European Securities and Markets Authority to Lucy McNulty on .
Awaiting classification
Dear Lucy McNulty,
We acknowledge receipt of your message and will get back to you in due course.
Kind regards
Enrico Gagliardi
ESMA 's role as a gatekeeper
Response by European Securities and Markets Authority to Lucy McNulty on .
Awaiting classification
Dear Lucy McNulty,
We acknowledge receipt of your message and will get back to you in due course.
Kind regards
Enrico Gagliardi
Equivalence Decisions
Response by European Securities and Markets Authority to Pedro Carvalho on .
Successful
Dear Mr Carvalho,
We acknowledge receipt of your message and will get back to you in due course.
With kind regards
Enrico Gagliardi