Requests similar to 'Whistleblowing reports received in 2025'

Suspicious Transaction and Order Reports

Response by European Securities and Markets Authority to Jeremy Chan on February 13, 2024.

Successful

Dear sender, Thank you for your message and interest in ESMA. Your input is highly valued, and we have taken note of the points raised. ESMA endeavo...

Documents relating to meetings between ESMA and industry members regarding sustainable finance

Response by European Securities and Markets Authority to Tazu Walden on April 04, 2024.

Successful

Dear sender, Thank you for your message and interest in ESMA. Your input is highly valued, and we have taken note of the points raised. ESMA endeavo...

EU Recovery prospectus

Response by European Securities and Markets Authority to Peter on February 09, 2024.

Successful

Dear sender, Thank you for your message and interest in ESMA. Your input is highly valued, and we have taken note of the points raised. ESMA endeavo...

Jakub Michalik authorisation to join Euronext

Response by European Securities and Markets Authority to Peter on June 27, 2025.

Successful

Dear sender, Thank you for your message and interest in ESMA. Your input is highly valued, and we have taken note of the points raised. ESMA endeavo...

Documents related to U.S. Treasury / IRS Notice 2023-11

Response by European Securities and Markets Authority to Nicholas Lee on February 02, 2024.

Information not held

Dear sender, Thank you for your message and interest in ESMA. Your input is highly valued, and we have taken note of the points raised. ESMA endeavo...

Meetings between Senior Managers and industry representatives

Response by European Securities and Markets Authority to Tazu Walden on June 27, 2024.

Partially successful

Dear sender, Thank you for your message and interest in ESMA. Your input is highly valued, and we have taken note of the points raised. ESMA endeavo...

Summary Trade Reports.

Response by European Securities and Markets Authority to Bryan James on December 21, 2023.

Awaiting classification

Dear sender, Thank you for your message and interest in ESMA. Your input is highly valued, and we have taken note of the points raised. ESMA endeavo...

Memos, guidance and guidelines on record creation

Response by European Securities and Markets Authority to Alexander Fanta on May 17, 2022.

Partially successful

Dear Mr Fanta, We would like to refer to the request for access to documents you submitted to ESMA on 25 April 2022 pursuant to Regulation (EC)...

Esma crisis toolbox

Response by European Securities and Markets Authority to Lucy McNulty on July 23, 2021.

Awaiting classification

On behalf of the Document Access Coordinator Dear Lucy McNulty, We are writing with reference to your request for access to documents submitte...

Enregistrements nuls dans les fichiers, https://www.esma.europa.eu/data-systematic-internaliser-calculations , spécifications

Response by European Securities and Markets Authority to Jean Marie Falisse on October 28, 2020.

Successful

Dar Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

Equivalence Decisions - Withdrawal

Response by European Securities and Markets Authority to Pedro Carvalho on February 21, 2022.

Successful

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

Equivalence Decisions

Response by European Securities and Markets Authority to Pedro Carvalho on February 21, 2022.

Successful

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

Procédure menant à la dénomination de certains fichiers publiés par l'ESMA

Response by European Securities and Markets Authority to Jean Marie Falisse on October 27, 2020.

Awaiting internal review

Dar Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

Périodes couvertes par les fichiers publiés sur la page https://www.esma.europa.eu/data-systematic-internaliser-calculations

Response by European Securities and Markets Authority to Jean Marie Falisse on October 28, 2020.

Long overdue

Dar Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

SFTR pairing and matching rates

Response by European Securities and Markets Authority to Rebekah Tunstead on March 30, 2021.

Partially successful

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submi...

Reverse solicitation and chaperoning

Response by European Securities and Markets Authority to Justin Cash on May 20, 2021.

Partially successful

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

Meeting between Fabrice Comptour, Cabinet member of Thierry Breton and AeroSpace and Defence Industries Association of Europe (ASD)

Response by European Securities and Markets Authority to Clement Le Foll on June 10, 2021.

Long overdue

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

ESMA 's role as a gatekeeper

Response by European Securities and Markets Authority to Lucy McNulty on July 01, 2021.

Awaiting classification

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

ESMA data capabilities

Response by European Securities and Markets Authority to Lucy McNulty on July 01, 2021.

Awaiting classification

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

List of all documents pertaining to FATCA

Response by European Securities and Markets Authority to Nicholas Lee on October 15, 2021.

Refused

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

Documents Pertaining to PETI Petition 1088/2016

Response by European Securities and Markets Authority to Nicholas Lee on October 15, 2021.

Information not held

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

Documents pertaining to PETI Petition 0323/2021

Response by European Securities and Markets Authority to Nicholas Lee on October 15, 2021.

Refused

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

Documents Pertaining to PETI Petition 1470/2020

Response by European Securities and Markets Authority to Nicholas Lee on October 15, 2021.

Information not held

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

Documents Pertaining to PETI Petition 0394/2021

Response by European Securities and Markets Authority to Nicholas Lee on October 15, 2021.

Information not held

Dear Sir or Madam, Thank you for your message. We value your input and question raised on this issue. As with all relevant questions that are submit...

Regulatory Scrutiny Board Communication

Response by Secretariat General of the European Commission to Samuel Stolton on January 08, 2021.

Successful

Your message is ready to be sent with the following file or link attachments: DSA draft IA - cover letter - ARES(2020)5359529_Redacted DMA draft IA -...