Bryan James
Joined AsktheEU.org in 2022
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This person's Freedom of Information requests (approximately 4)
Summary Trade Reports.
Response by European Securities and Markets Authority to Bryan James on .
Awaiting classification
Dear Mr James,
As already clarified, the information on transactions that market operator and investment firms operating a trading venues are required...
Article 38 (1) SSR agreements
Follow up sent to European Securities and Markets Authority by Bryan James on .
Successful
Given that there were NO records to find, it’s a bit disingenuous to claim that it was a complicated request that needed an extension, of which you...
Failed Trades / Failure to deliver equities
Response by European Securities and Markets Authority to Bryan James on .
Information not held
Dear Sir,
Thank you for your message.
Pursuant to Article 7(1) of Regulation (EU) 909/2014 on central securities
depositories (CSDR) as su...
Market Abuse Reports
Response by European Securities and Markets Authority to Bryan James on .
Information not held
Dear Bryan James,
We are writing with reference to the outstanding point of the request you sent to ESMA on 12 October 2022, as further clarified by y...
This person's annotations
None made.